Sentences with phrase «illegal stock sales»
The company is also now under investigation for mishandling this, for potential illegal stock sales, and several class action suits have been filed against it.
https://www.fromfrugaltofree.com/ Not exact matches
In short, it is illegal to advertise the sale of stock.»
This sales growth is a big reason why investors have jumped into marijuana stocks despite the risks of the drug remaining federally illegal.
Not long after the news of a T - 12 halt, the SEC said it has obtained a court order giving them access to freeze more than $ 27 million in trading proceeds from allegedly illegal distributions and sales of restricted shares of Longfin stock involving its CEO and three other individuals.
Under currently law, bump stocks are illegal to attach but there was no restriction on possession or sale of the device.
Unless you're buying or selling stocks on «insider information» (information about companies that has not been made public yet), which is illegal by the way, the price of each individual stock available for sale on the open market already takes into account all of the negative and positive information available about that particular company.
Your business must not be engaged in any of the following activities: multi-level marketing / direct sales; illegal activities (e.g. gambling, scams); or pure financial investing (e.g. stocks)
According to the SEC's official statement, the company's CEO and three other affiliates are under investigation for the illegal distribution and sale of restricted Longfin Corp. shares.Founded in December of 2017, the company went public with an IPO on the Nasdaq stock exchange on the 13th of the same month.
730 DOS 02 DOS v. New World Realty of New York, Inc. — availing of license; deposits; disclosure of agency relationships; duty to supervise sales associates; failure to pay judgment; proper business practices; DOS has jurisdiction where disciplinary action was started while individual was licensed as an associate broker and was eligible to automatically renew at the time of the disciplinary hearing; salesperson owned voting stock in licensed corporate real estate broker, failed to pay judgment and failed to present evidence of inability to do so, and engaged in unlicensed activity after license expired; representative broker availed corporate real estate brokers license to salesperson; representative broker failed to properly supervise salesperson by permitting and authorizing salesperson to act as a real estate broker; broker and salesperson failed to make agency disclosures and failed to deposit funds of principal in a special bank account; real estate transaction conducted was a fraudulent business practice; DOS fails to prove the unauthorized practice of law; salesperson's license revoked and salesperson ordered to pay refund of $ 1,406.00 of illegal commission collected; representative broker's license revoked and broker ordered to refund $ 74.00 of illegal commission collected; representative broker fined $ 5,000.00