Sentences with phrase «imposed by a regulator»

 The real constraint on lending then is not deposits but credit - worthy customers and capital requirement / leverage rules imposed by regulators.

You canâ $ ™ t actually short Royal at the moment because of a short - selling ban imposed by regulators who are worried about the slide in financial stocks.

The source of integrity should be internal to the individual rather than externally imposed by a regulator.

Indeed, given the proliferation of cross-border investigations, the costs of co-operation are magnified by the likelihood of liability across multiple jurisdictions, both from penalties imposed by regulators and from separate private litigation in those jurisdictions.

Not exact matches

The Chamber said in a letter to the PCAOB in May that its members believe the PCAOB, the independent auditing regulator established by the Sarbanes - Oxley Act of 2002, is imposing new «burdens» on business by using the inspections process to pressure auditors to ask more of companies.

Long added that lawsuits by investors following such a finding might be the larger risk than any specific punishment regulators might impose, but she also argued that the SEC still has some important thinking to do.

Adair Turner, former chief regulator of the British banks, argues that we need to reign in the growth of unproductive private debt by imposing tighter controls on banks through much higher capital requirements and by imposing limits on borrowing, such as maximum loan to value mortgage rules.

How much the S&P 500 has to fall by in a single day before «circuit breakers» — or small pauses in trading regulators can impose to prevent a stock market crash from occurring.

However, the figures did not take into account the second round of credit restrictions imposed at the end of that month by banking regulator APRA and these are likely to show in coming months.

Massachusetts» highest court has reduced penalties imposed against two electric utilities by state regulators for their poor responses to a pair of 2011 storms that left hundreds of thousands of customers without power for days.

A separate amendment to the same legislation, tabled by the Labour MPs Tom Watson and Liam Byrne, would impose punitive legal costs on media organisations which refuse to be recognised by Impress, the officially sanctioned press regulator.

A separate amendment to the data regulation bill backed by the Labour deputy, Tom Watson, which would have imposed punitive legal costs on publishers who refuse to sign up to an officially recognised press regulator, appears to be dead.

The exams watchdog's investigation showed that some boards had awarded extra marks despite not finding errors in the original marking and that re-marking rules imposed by England's exam regulator had been ignored.

The decline in revenues was mainly attributed to a significant increase in withdrawals by customers as a result of new regulations imposed by the Cypriot regulator.

However for traders in Singapore, the maximum leverage ratio is only 1:50 due to the regulatory requirements imposed by the Singaporean financial regulators.

The shift imposed by state renewables standards will, Sands said, cause utilities to pressure regulators to allow them to pass the increased costs for renewables on to ratepayers.

[vi] Also in October, New Mexico regulators dismissed a proposal by El Paso Electric to impose new fees on solar owners.

However, the first reporting tier is not designed to meet this objective (seemingly in response to TSP concerns raised by the specter of costly regulator - imposed technical safeguards to remedy vulnerabilities revealed by breaches reported to the Privacy Commissioner).

Locating data and bringing it together within the timescales imposed by the courts or by a regulator can be problematic.

Piers has also assisted clients during investigations by, and disputes with, the UK's Financial Reporting Council, Office of Fair Trading, Serious Fraud Office and HM Revenue and Customs, along with the European Commission and overseas regulators, which have involved some of the largest ever fines imposed by the authorities.

In deciding if the applicant had suffered adverse treatment by the regulator, the Tribunal took into account the fact he had agreed with all the conditions imposed on him through the process, had consented to all three voluntary undertakings, and had complied with them in due course.

Chief commercial officer of BitPay, Sonny Singh, has said that regulations imposed by countries (including South Korea) are not as bad as some people think, «I think regulators don't want to ban it, they just want to regulate it more and make sure it's all being done in a legal way which is actually good for the industry.»

But while bankruptcy court approval was necessary, U.S. regulators may be looking into the auction results and could try to impose new conditions or change certain part of the deal, as was reported by The Washington Post over the weekend.

The third test termed as «China test,» refers to Bitcoin market's ability to surpass the ban imposed by government regulators in its dealing.

By closing the loophole, the state insurance regulator can prevent the insurers from imposing dramatic premium increases or eliminating coverage.

The problem is that claims backed by slanted figures like the $ 1,000 / hr are not dealt with by our regulators and so the myths are allowed to be perpetuated while ORE does nothing lest they attract another anti-competition suit by the Competition Bureau and many Realtors just don't want to tempt fate by breaching the codes of ethics imposed by all three of ORE's authorities — board, provincial and federal and retaliating.