Therefore, the Brokerage did not represent the
Clients in a fiduciary capacity and so there was no cause of action for breach of an implied fiduciary duty.
For employer - sponsored retirement plans, Index Fund Advisors (IFA) acts as a 3 (38) investment manager, which mandates that we act
in a fiduciary capacity as required by the Employee Retirement Income Security Act (ERISA).
Trust account rules vary from state to state, but one constant for attorneys or anyone
working in a fiduciary capacity is the over-riding fear of running afoul of strict requirements.
The core of the Morgan Creek investment team has worked
together in a fiduciary capacity for many years managing one of the most complex endowment management programs in the country.
The Paul Ehrlich Foundation The Paul Ehrlich Foundation is a legally dependent foundation which is
managed in a fiduciary capacity by the Association of Friends and Sponsors of the Goethe University, Frankfurt.
For example: When the investments are subject to ERISA, Taft - Hartley Plans, held in a trust / endowment / foundation, when the investments are in an estate and the executor is making investment decisions, or when there is more than one investment manager acting
in a fiduciary capacity under the Uniform Prudent Investor Act.
«Transaction broker» means a broker who provides limited representation to a buyer, a seller, or both, in a real estate transaction, but does not represent
either in a fiduciary capacity or as a single agent.
The IRS enforces very strict laws that prohibit you from using your real estate IRA to transact directly with yourself, your spouse, your children, grandchildren, parents or grandparents or those of your spouse, as well as any advisor who works with you on your real estate
IRA in a fiduciary capacity.
No information contained herein should be regarded as a suggestion to engage in or refrain from any investment - related course of action as none of PIMCO nor any of its affiliates is undertaking to provide investment advice, act as an adviser to any plan or entity subject to the Employee Retirement Income Security Act of 1974, as amended, individual retirement account or individual retirement annuity, or give
advice in a fiduciary capacity with respect to the materials presented herein.
«Very few financial advisers hold themselves out to be fiduciaries, and even fewer will sign an agreement that states, in no uncertain terms, that they are operating
in a fiduciary capacity as your adviser,» Davidson explains.
Ms. Odom represents and advises fiduciaries, including executors, administrators, trustees, officers and directors, regarding fulfilling their fiduciary duties while
serving in a fiduciary capacity.
This generally means that the financial firm must enter into a contract with the client acknowledging that it and the advisor are acting
in a fiduciary capacity (i.e., will act in the client's best interests).
Unless otherwise disclosed to you, any investment or management recommendation in this document is not meant to be impartial investment advice or advice
in a fiduciary capacity, is intended to be educational, and is not tailored to the investment needs of any specific individual.
The information provided does not constitute a recommendation of any investment strategy or product for a particular investor and should not be considered advice given
in a fiduciary capacity, including within the meaning of ERISA.
Those categories include debts for alimony and child support; money obtained through filing false financial statements; debts for willful and malicious injury to person or property; debts for death or personal injury caused by the debtor's operation of a motor vehicle while the debtor was intoxicated; and debts from fraud or defalcation while acting
in a fiduciary capacity, embezzlement or larceny.
Old National will act
in a fiduciary capacity and acknowledge our role in writing for our ERISA and non-ERISA retirement plan services.
Added protection for the plan sponsor, as both the trustee and the manager of the CIF serve
in a fiduciary capacity;
persons who represent
you in a fiduciary capacity, including your attorney or trustee, or who have a legal interest in your insurance policy;
We are often chosen to represent attorneys when they are acting
in a fiduciary capacity and are in need of counsel, a record of which we are especially proud, as it reflects our colleagues» respect for our work.
persons who represent
you in a fiduciary capacity, including your attorney or trustee, or who have a legal interest in your insurance policy;
The bankruptcy code prevents discharge of a debt that is obtained from «fraud or defalcation while acting
in a fiduciary capacity....»