Not exact matches
Among other things, the Global Portfolio invests
in assets
such as listed
equities, debt
securities, money market instruments, real estate, commodities, cash and financial derivative instruments.
An investment
in a limited partner interest
in a private
equity fund is more illiquid and the returns on
such investment may be more volatile than an investment
in securities for which there is a more active and transparent market.
Such strategies involve investing predominantly
in corporate credit, including senior secured and mezzanine loans and high yield, distressed and high grade debt
securities, private
equity controlled positions, real estate investment and investment
in pools of non-performing loans
in Europe and Asia.
However, instead of providing investors a reward
such as a t - shirt or a card, investors receive
securities, typically
equity,
in the startups they back.
in the case of our directors, officers, and
security holders, (i) the receipt by the locked - up party from us of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other
equity award plan described
in this prospectus or (B) the exercise of warrants outstanding and which are described
in this prospectus, or (ii) the transfer of shares of Class A common stock, Class B common stock, or any
securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our
securities or upon the exercise of options or warrants to purchase our
securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing
such options or warrants (and any transfer to us necessary to generate
such amount of cash needed for the payment of taxes, including estimated taxes, due as a result of
such vesting or exercise whether by means of a «net settlement» or otherwise) so long as
such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that
in the case of (i), the shares received upon
such exercise or settlement are subject to the restrictions set forth above, and provided further that
in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of
such transfer by or on behalf of the locked - up party, shall clearly indicate
in the footnotes thereto that
such transfer of shares or
securities was solely to us pursuant to the circumstances described
in this bullet point;
the disposition of shares of common stock to us, or the withholding of shares of common stock by us,
in a transaction exempt from Section 16 (b) of the Exchange Act solely
in connection with the payment of taxes due with respect to the vesting or settlement of RSUs granted under our
equity incentive plans or pursuant to a contractual employment arrangement described elsewhere
in this prospectus, insofar as
such RSU is outstanding as of the date of this prospectus; provided, that, if required, any public report or filing under Section 16 of the Exchange Act will clearly indicate
in the footnotes thereto that
such disposition to us or withholding by us of shares or
securities was solely to us pursuant to the circumstances described
in this clause;
Canada's regulatory system and
securities laws, however, are not a real factor
in why
such a large difference exists between the two countries response to
equity crowdfunding.
the sale of shares of common stock
in an underwritten public offering that occurs during the restricted period, including any concurrent exercise (including a net exercise or cashless exercise) or settlement of outstanding
equity awards granted under our
equity incentive plans or pursuant to a contractual employment arrangement described elsewhere
in this prospectus
in order to sell the shares of common stock delivered upon
such exercise or settlement
in such underwritten public offering; provided that, if required, any public report or filing under Section 16 of the Exchange Act will clearly indicate
in the footnotes thereto that
such disposition to us or withholding by us of shares or
securities was solely to us pursuant to the circumstances described
in this clause; or
Given the absence of a public trading market of our common stock, and
in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company
Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economi
Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors
in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid
securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economi
securities in a private company; the likelihood of achieving a liquidity event,
such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends
in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.
Section 16 (a) of the Exchange Act requires the Company's officers and directors, and persons who own more than ten percent of a registered class of the Company's
equity securities, to file reports of
securities ownership and changes
in such ownership with the SEC.
Entrepreneurs can also conduct
equity crowdfunding campaigns
in Canada relying on other exemptions from the prospectus and registration requirements of Canadian
securities laws
such as the accredited investor exemption, and offering memorandum exemption (both exemptions available across Canada).
They bought enormous amounts of mortgages and other debt instruments, and they drove down interest rates to virtually zero to ensure that the large investment banks and financial institutions survived — forcing retail investors to participate
in high - risk
securities such as
equities and corporate debt instead of stashing their money
in banks.
These restrictions are intended to protect unaccredited investors (i.e., everyone else) from investing
in potentially risky
securities,
such as
equity in a small business or startup.
The problem with
such a risk profile is that it is very similar to an investment
in equities, where investors accept much less
security for the upside of an ownership stake
in the business.
However, it may be possible to conceive of contemporaneous offerings if the issuer offered different
securities,
such as a non-convertible preferred stock
in one offering and common stock
in the other offering, and if the investors
in the two offerings were different — for example, preferred stock being offered to an existing venture or private
equity investor (or other investors with which the issuer has a pre-existing substantive relationship), while common stock is being offered to a broader range of investors
in a separate offering using general solicitation.
In addition, these funds must invest at least 50 % of their non-cash assets in income - generating securities such that the 3 - year weighted average yield on the equity component of the fund's portfolio is at least 1.5 times the average yield of the Canadian Equity Fund benchmark, defined as the S&P / TSX Equity Inde
In addition, these funds must invest at least 50 % of their non-cash assets
in income - generating securities such that the 3 - year weighted average yield on the equity component of the fund's portfolio is at least 1.5 times the average yield of the Canadian Equity Fund benchmark, defined as the S&P / TSX Equity Inde
in income - generating
securities such that the 3 - year weighted average yield on the
equity component of the fund's portfolio is at least 1.5 times the average yield of the Canadian Equity Fund benchmark, defined as the S&P / TSX Equity
equity component of the fund's portfolio is at least 1.5 times the average yield of the Canadian
Equity Fund benchmark, defined as the S&P / TSX Equity
Equity Fund benchmark, defined as the S&P / TSX
Equity Equity Index.
Assets
in interval funds might include investments like commercial property,
such as tracts of farmland or forestry land, hedge funds and other private
equity funds, business loans, catastrophe bonds and real estate
securities.
In addition, the report dispels myths surrounding «inefficient» markets such as small caps and the emerging markets equities, the two areas in which active investing is perceived to offer opportunities due to the mispricing of securitie
In addition, the report dispels myths surrounding «inefficient» markets
such as small caps and the emerging markets
equities, the two areas
in which active investing is perceived to offer opportunities due to the mispricing of securitie
in which active investing is perceived to offer opportunities due to the mispricing of
securities.
In the case of mutual funds, the money garnered is used for investing in eligible securities such as equity and debt instruments of companies, money market instruments, gold, etc
In the case of mutual funds, the money garnered is used for investing
in eligible securities such as equity and debt instruments of companies, money market instruments, gold, etc
in eligible
securities such as
equity and debt instruments of companies, money market instruments, gold, etc..
In other areas of Canada,
such as the Prairies and Quebec, seniors amid the rapidly aging baby - boomers and young families faced with an unstable economic future, are relying on the
equity of their homes for wealth
security.
Depending on your trading preferences, you can trade and invest
in different segments
such as
Equity, Mutual funds, ETFs (exchange - traded funds), government
securities, IPOs etc..
Normally at least 80 % of the fund's assets will be invested
in equity securities of domestic and foreign companies (including those located
in emerging markets) principally engaged
in the exploration, mining, or processing of gold and other precious metals and minerals,
such as platinum, silver, and diamonds.
In addition, these funds must invest at least 50 % of their non-cash assets in income - generating securities such that the 3 - year weighted average yield on the equity component of the fund's portfolio is at least 1.5 times the average yield of the Canadian Equity Fund benchmark, defined as the S&P / TSX Equity Inde
In addition, these funds must invest at least 50 % of their non-cash assets
in income - generating securities such that the 3 - year weighted average yield on the equity component of the fund's portfolio is at least 1.5 times the average yield of the Canadian Equity Fund benchmark, defined as the S&P / TSX Equity Inde
in income - generating
securities such that the 3 - year weighted average yield on the
equity component of the fund's portfolio is at least 1.5 times the average yield of the Canadian Equity Fund benchmark, defined as the S&P / TSX Equity
equity component of the fund's portfolio is at least 1.5 times the average yield of the Canadian
Equity Fund benchmark, defined as the S&P / TSX Equity
Equity Fund benchmark, defined as the S&P / TSX
Equity Equity Index.
It holds short - term liquid
securities such as money market funds, U.S. Treasury
securities, government agency
securities or other
equity securities for liquidity purposes and to cover its obligation to purchase
securities subject to short sales
in the future.
For example, an adverse event,
such as an unfavorable earnings report, may depress the value of
equity securities of an issuer held by the Fund; the price of common stock of an issuer may be particularly sensitive to general movements
in the stock market; or a drop
in the stock market may depress the price of most or all of the common stocks and other
equity securities held by the Fund.
Like market volatility, fluctuations
in the value of the Canadian dollar can have an impact on the returns of mutual funds holding foreign
securities,
such as U.S.
equities.
In contrast, option strategies that have longer maturities,
such as Long - Term
Equity Anticipation
Securities (LEAPS), can have a significant impact on option pricing.
The Fund will invest primarily
in equity securities,
such as common stock of companies focused on physical asset development, including roads, bridges, and infrastructure (RBI).
If the
securities in your account decline
in value, so does the value of the collateral supporting your loan, and, as a result, we can take action,
such as issue a margin call and / or sell
securities in your account,
in order to maintain the required
equity in the account.
While
Equity Strategies appears to have done satisfactorily investing
in mezzanine
securities, it is unlikely that
such investments are ever going to become a large part of the Fund's portfolio even if many issues become available at ultra-attractive prices.
The Fund will invest primarily
in equity securities,
such as common stock of companies focused on physical asset development, including roads, bridges, and infrastructure.
HYLD statistics and industry breakdowns are for the actual HYLD
security holdings as of the listed date, excluding cash, and the coupon, maturity
in years, modified duration, yield to maturity, and ratings breakdown additionally exclude non-fixed income holdings,
such as
equities.
If the
securities in your account decline
in value, so does the value of the collateral supporting your loan, and as a result, Cobra Trading can take action
such as issue a margin call and / or sell
securities in your account
in order to maintain the required
equity in the account.
On the other hand, one might expect that because the CVR made up
such a minor portion of the takeover purchase price ($ 74
in cash plus one CVR per Genzyme share) and the CVR is a complex
security not appropriate for most
equity funds, there would be selling pressure until the end of the current quarter.
Equity risk premium When buying a
security such as a share, every investor should have an expected return
in mind.
These funds may be a good fit for money you are waiting to invest
in riskier
securities such as
equities and longer duration fixed income investments.
XEF will commence implementing its investment strategy by investing primarily
in equity securities of companies from Europe, Australia and the Far East that are included
in the MSCI EAFE Investable Market Index (the «XEF Index»),
such that the resulting portfolio will have characteristics that closely match the characteristics of the XEF Index.
With LKP
Securities, you can trade and invest
in multiple financial products
such as
Equity, Commodity, Currency, Mutual funds, IPOs etc..
An ETF, or Exchange Traded Fund, is a collection of
securities such as
equities, bonds, and options that is bought and sold like a stock
in real time on a stock exchange.
We also are interested
in exploring how «the Euclidean Way» might work
in areas beyond common
equity,
such as with corporate debt
securities.
Nothing on this website should be considered a solicitation to buy or an offer to sell shares of the LKCM Aquinas Catholic
Equity Fund
in any jurisdiction where the offer or solicitation would be unlawful under the
securities laws of
such jurisdiction.
The Fund may also engage
in other currency transactions
such as currency futures contracts, currency swaps, options on currencies, or options on currency futures, or it may engage
in other types of transactions,
such as the purchase and sale of exchange - listed and OTC put and call options on
securities,
equity and fixed - income indices and other financial instruments; and the purchase and sale of financial and other futures contracts and options on futures contracts.
Such performance can be impacted by a number of risk factors, including but not limited to (i) the level of price volatility (
equity securities generally have greater price volatility than debt
securities, (ii) changes
in interest rates, and (iii) the ability of the manager to purchase or sell a
security in a timely manner at desired prices.
They tend to revolve around
such aims of humanity as survival,
security, well - being,
equity and progress; and
in these regards weather and climate are often of secondary importance as sources of benefits or stresses.
I am a senior solicitor
in the firm's Commercial Property team, working with banks and lenders
in relation to repossession sales and applications by the borrowers which affect the
security following completion of the loan
such as leases, transfers of
equity and sales of part.
We regularly draft and negotiate documentation for the financial transactions
in which businesses are involved,
such as public and private debt and
equity arrangements, initial and follow - on public offerings, bank financing, and the issuance of convertible debt or hybrid
securities.
He has been involved
in a full spectrum of capital markets and M&A transactions,
such as
equity and debt
securities (including high yield), and complex hedge fund and private
equity instruments and structures.
Such an income is generated by investing
in stock market (
equities) government bonds and
securities, and other market instruments.
These excluded real properties are listed below and include those held for personal use, property held for sale (inventory),
securities or
security interests, and interests
in an entity
such as an
equity ownership position
in a partnership, limited partnership or corporation.
Real Estate Credit is an investment
in a real estate company through a loan obligation, which typically includes instruments
such as commercial mortgage backed
security, preferred
equity and bonds.