Sentences with phrase «in filing its disclosure»

It is logical that a recipient campaign committee will lag behind the contributor in filing a disclosure report.

Not exact matches

Antonio's company is partnering with the Trump Organization in a Trump - branded apartment complex in Manila in which Trump received between $ 1 million and $ 5 million in royalties, according to financial disclosure forms filed in June.

Further, PDC urges you to carefully review and consider the cautionary statements and disclosures, specifically those under the heading «Risk Factors,» made in its Quarterly Report on Form 10 - Q, its Annual Report on Form 10 - K for the year ended December 31, 2016 (the «2016 Form 10 - K»), filed with the U.S. Securities and Exchange Commission («SEC») on February 28, 2017 and amended on May 1, 2018, and other filings with the SEC for further information on risks and uncertainties that could affect the Company's business, financial condition, results of operations, and prospects, which are incorporated by this reference as though fully set forth herein.

For example, she was still listed on New York filings for companies that managed $ 15,000 to $ 50,000 in royalties from her accessories line, according to financial disclosures filed in May.

On March 7, after being fired as National Security Adviser, Flynn belatedly filed a FARA disclosure that revealed that, through his firm, Flynn Intel Group, he had worked in 2016 on behalf of Inovo BV, a firm based in Netherlands and owned by a Turkish businessman with links to the Turkish government.

In an August 10, 2009 hearing before Judge Rakoff in a case involving alleged disclosure issues at Bank of America (bac), Rakoff responded to the SEC's evasiveness by stating: «You are not going to be particularly effective with this court by telling me what I already know, namely, that you filed a rather uninformative bare bones complaint.&raquIn an August 10, 2009 hearing before Judge Rakoff in a case involving alleged disclosure issues at Bank of America (bac), Rakoff responded to the SEC's evasiveness by stating: «You are not going to be particularly effective with this court by telling me what I already know, namely, that you filed a rather uninformative bare bones complaint.&raquin a case involving alleged disclosure issues at Bank of America (bac), Rakoff responded to the SEC's evasiveness by stating: «You are not going to be particularly effective with this court by telling me what I already know, namely, that you filed a rather uninformative bare bones complaint.»

«Based upon that discovery, our Chief Executive Officer and Chief Financial Officer have concluded that our disclosure controls and procedures are not effective at a level that provides reasonable assurance,» Walmart reported in its latest quarterly filing.

The disclosures in the 10 - K filing reflect our continued commitment to transparency, even when all of the information or the final outcome of a matter may not be known just yet.

The company spent just over $ 13 million on lobbying in 2017, according to disclosure records filed with Congress.

Until disclosures last month that Comey had maintained a file of memos detailing his communications with Trump, including a February meeting in which the president allegedly pressed the then - director to shut down the bureau's investigation of former national security adviser Michael Flynn, the former director had been at the center of firestorm for his pre-election handling of the Hillary Clinton email investigation.

The company would have to file a notice with the regulatory department; pay a registration fee of $ 250; provide evidence of registration with FinCEN as a money services business; agree to not invest or pledge virtual currency in its custody or control on behalf of others or to engage in the exchange or transfer of legal tender; and prove its policies for reporting, disclosures, and compliance.

Mr. Trump indicated in the financial disclosure form he filed in connection with this campaign that he was worth at least $ 1.5 billion, and has said publicly that the figure is actually greater than $ 10 billion.

Lawrence S. Rosen, a lawyer representing Mr. Cohen, said in a statement on Wednesday that an arbitrator, who «found that Ms. Clifford had violated the agreement,» barred her from filing her lawsuit and making other disclosures of confidential information.

WASHINGTON U.S. President Donald Trump's nominee for Wall Street regulator Comptroller of the Currency bought financial stocks until he took office in November, according to financial disclosure documents filed with the Office of Government Ethics.

The company has retained Glover Park Group to lobby congress on the matter, according to a disclosure form filed in late April.

I officially filed that a claim for disclosure with High Court in the UK on March 16, 2018.

Last week, I filed a claim for disclosure with the high court in London, and the company was served notice of my legal action.

Our customers may be aware that the U.S. government filed a civil petition yesterday in federal court seeking disclosure of all Coinbase U.S. customers» records over a three year period.

in the case of our directors, officers, and security holders, (i) the receipt by the locked - up party from us of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other equity award plan described in this prospectus or (B) the exercise of warrants outstanding and which are described in this prospectus, or (ii) the transfer of shares of Class A common stock, Class B common stock, or any securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our securities or upon the exercise of options or warrants to purchase our securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount of cash needed for the payment of taxes, including estimated taxes, due as a result of such vesting or exercise whether by means of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case of (i), the shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of such transfer by or on behalf of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer of shares or securities was solely to us pursuant to the circumstances described in this bullet point;

No other policy issues were listed in the disclosure form filed by the firm.

In settling with the New York attorney general's office, Peabody agreed to file revised shareholder disclosures with the SEC that accurately represent climate change risks to investors and the public.

Instead of filing for an IPO, on Tuesday Cloudera put out a momentum press release that included the disclosure that its revenue topped $ 100 million in 2014.

The three lobbyists tapped by Dick's to push for gun control are listed by name in the federal disclosure forms, which are required by the Lobbying Disclosure Act of 1995 to be filed quarterly: Joel Johnson, who worked for both President Bill Clinton and Senate Democrat leadership; Andrew King, who worked for Sen. Lindsey Graham (R-S.C.)

Reuters: «Trump's nominee for Wall Street regulator Comptroller of the Currency bought financial stocks until he took office in November, according to financial disclosure documents filed with the Office of Government Ethics.

In the US and Canada, you must file your patent application within 12 months of your first public disclosure.

As Common Cause alleged in its January complaints filed with the FEC and DOJ, the Trump campaign's failure to report this expenditure to the FEC would not only violate the campaign finance law disclosure requirements, 52 U.S.C. 30104, but would also violate the federal law prohibiting false statements of material fact to the federal government, 18 U.S.C. 1001.

There are a number of important factors that could cause actual results or events to differ materially from those indicated by such forward - looking statements, including, but not limited to: uncertainties involving interpretation of drilling results, environmental matters, lack of ability to obtain required permitting, equipment breakdown or disruptions, and the other factors described in Paramount's disclosures as filed with the SEC.

Eight new cases were filed in 2014, including the Wivenhoe dam case following the 2011 Queensland floods and a shareholder class action claiming Treasury Wine Estates breached its continuous disclosure obligations.

Meeks did not reveal the loan in annual disclosure statements filed in 2007, 2008 and 2009.

We hear a lot of stats from the counties about how many licensed gun owners have filed opt - out forms for public disclosure, but absolutely nothing about how many citizens are rushing in to register their «assault weapons.»

According to campaign finance disclosures filed Thursday, Gabryszak still has $ 4,400 left in his war chest.

Kevin Powell, a former reality TV star and second - time primary challenger to Rep. Ed Towns, admitted in the wake of a DN report this morning that his failure to file required financial disclosure forms «was clearly not in line with my commitment to full disclosure.»

He stressed, though, that Trump filed a personal financial disclosure form — a legally required document in which federal politicians report their outside income, investments and liabilities in broad ranges.

The end - of - campaign financial disclosure reports filed last week with the state Board of Elections show half of the spending in the county clerk and county sheriff campaigns occurred in the last two weeks leading up to the election.

Officials who must file disclosures are required to list debts in excess of $ 5,000 of their spouses and dependent children.

DeFrancisco, has a total of $ 1.3 million in his two campaign committees, according to campaign financial disclosure reports filed Friday.

When Jeb Bush's campaign filed its first financial disclosure, some people focused on how a mere 3 percent of his donations — just $ 368,000 of the $ 11.4 million he collected in his first 15 days of campaigning — came from donors who gave $ 200 or less.

According to the most recent campaign disclosure forms on file, Ms. Fleming's campaign had raised $ 44,020 at the end of August and had $ 56,802 left, while Ms. Maertz hadn't raised anything in the most recent filing period and had a total of $ 3,206 remaining.

Detectives from the Suffolk County district attorney's government corruption bureau Monday subpoenaed records related to county financial disclosure law to determine whether anyone in county government filed a form different from the one required by law, Suffolk County Legislative Clerk Tim Laube said.

Under these New York State laws, candidates are required to file periodic financial disclosure reports in order to provide accountability by candidates seeking public office and to provide transparency in the election process.

Other stats from disclosure forms filed late Tuesday include that Microsoft's spend increased 10.2 % to $ 8.09 million in 2012, while.

«Yesterday, the campaign publicly disclosed its donors well in advance of the next scheduled filing, and will continue to comply with all state and federal laws, including disclosure requirements.»

Rangel was found to have misused federal resources to solicit donations for a City College of New York center named in his honor, used a rent - stabilized apartment for his campaign office, failed to pay taxes on a villa in the Dominican Republic and filed inaccurate financial disclosure forms.

This could, of course, change when de Blasio — like all other 2013 candidates for any city office — file disclosure forms later this month that will cover any money received in the first half of this year.

Gianaris said campaign finance disclosures set to be filed on Friday would show he has raised $ 350,000 in the statewide account, New Yorkers for Gianaris, that had its roots in his abortive run for attorney general in 2006, when Eliot Spitzer vacated the office to run (successfully) for governor.

Abelove's campaign committee, Friends of Joel Abelove, reported in its January disclosure filing that it had on hand $ 4,495.

Constantinides, who records show filed his first fundraising disclosure in January of 2011, received money from 554 donors.

ALBANY — Governor Andrew Cuomo's running mate for lieutenant governor, Kathy Hochul, earned between $ 150,000 and $ 250,000 a year in her job as a vice president at M&T Bank, according to financial disclosure records filed with the state's ethics commission.

TRUMP»S NYC PAYDAY — Washington Post's Philip Bump: «In a financial disclosure filed Wednesday, Trump reported having earned more than $ 9 million in income from the company that operates that rink and a larger one at the northern end of the parIn a financial disclosure filed Wednesday, Trump reported having earned more than $ 9 million in income from the company that operates that rink and a larger one at the northern end of the parin income from the company that operates that rink and a larger one at the northern end of the park.

Financial disclosures filed last year show 24 lawmakers, mostly lawyers, were making about as much or more in outside income as their $ 79,500 base annual pay from the state.