Sentences with phrase «in financial crimes»

Professional Duties & Responsibilities Served as operations manager for $ 7 billion wealth management firm Oversaw 75 employees and approximately 15,000 client accounts Restructured new account operations reducing expenses by $ 120,000 annually Implemented new procedures for trading, marketing, and new account operations increasing company efficiency by 200 % Processed new accounts, terminations, transfers, and account registration changes for individual taxable accounts, trusts, IRA's, pension plans, endowments, foundations, and Taft - Hartley plans Created and ran performance, tax, and cost basis reports Oversaw SEC compliance and performance reporting for numerous funds Generated significant new client accounts and provided quality customers service ensuring repeat business and customer satisfaction Created marketing and sales collateral for company presentations Assisted in creation of client relationship and project management software Aided Federal Department of the Treasury for money laundering in the Financial Crimes Enforcement Network

The India Ministry of Finance reaffirmed that it intends to ban the usage of cryptocurrencies in financial crimes and illicit activities, but not ban cryptocurrencies in general.

It is important to acknowledge that the use of cash or any currency in financial crimes is banned.

«That culture doesn't really exist in prosecution in Canada in any respect in financial crimes or anything else, so it looks like we're doing less and the penalties are less severe when, in fact, I think we could say the Nortel decision is a sign the Crown is willing to confront the problem head - on.

Nicholas Turner is a registered foreign lawyer in Clifford Chance's Hong Kong Litigation & Dispute Resolution team and specialises in financial crimes including economic sanctions and anti-money laundering advisory in the financial services sector.

First, working with District Attorney's Office in Santa Fe, NM where she was a felony trial attorney in the Financial Crimes Division.

Many district attorneys have an elder abuse unit with expertise in financial crimes against seniors.

Her previous experience includes regulatory investigations into firms and individuals for misconduct, including: mis - selling; market abuse; failures in financial crime systems and controls; failing to co-operate with the regulator; and complaints handling.

This session looks at the use of technology in financial crime cases, as compared to traditional methods of gaining evidence on individuals and companies, and the challenges of investigating and locating evidence in the age of blockchain, cryptocurrencies, and the cloud, and considers the best use of personnel, remedies, systems and processes for effective asset recovery.

Neil Swift draws upon extensive experience in financial crime cases and international investigations of high complexity, and is frequently called upon to contest the improper imposition of INTERPOL red notices.

Corker Binning has a deservedly high reputation in financial crime work, having achieved this within a relatively short space of time due to the team's considerable expertise in this area.

Based in London, Susannah is an independently - recognised expert in financial crime and related regulatory work.

Ruby is a barrister and senior associate in Freshfields» dispute resolution practice, and a member of the corporate crime group, where she specialises in financial crime and financial regulation.

Sources describe Nick Brett as «a genuine specialist in financial crime and fraud» and commend his dedication: «He is dogged and tireless in his support of and advocacy for his clients, and is the sort of solicitor that anyone would be lucky to have in their corner.»

The authors of this piece are Catherine Robinson and Matthew Ware, both of whom are solicitors for Byrne and Partners — a dedicated civil and criminal litigation practice specialising in financial crime.

Fortunately, this month we speak with an expert in financial crime, Ellen Zimiles, who reveals laws protecting indirect associated individuals in financial crime.

While at present North Korea is somewhat distinctive in both their willingness to engage in financial crime and their possession of cyber espionage capabilities, the uniqueness of this combination will likely not last long - term as rising cyber powers may see similar potential.

Summary of QualificationsSuperior analytical, critical thinking, and decision - making skillsExperience in financial crime detection and preventionUnderstanding of financial services industry products -LSB-...] Continue Reading →

Not exact matches

When it comes to white collar crime, Canada has enjoyed a less - than - stellar reputation for prosecuting those involved in financial schemes and corporate corruption.

An Iranian newspaper says the country's Central Bank has officially banned the use of cryptocurrencies in financial transactions in order to «prevent crimes such as money laundering and terrorism.»

«Banks and financial organizations — perhaps because that is where the money is — and nonprofits, including religious organizations, probably due to their weak business controls environment, are most often the victims of this type of white collar crime,» said Christopher Marquet, CEO of Marquet International, in a statement.

Bankers and those in the expanding legal marijuana business want Congress to change the law — to make it clear that it's not a crime to provide financial services to the legal marijuana businesses.

The allegations come from workers at the bank regulator known as the Financial Crimes Enforcement Network (FinCEN), which maintains a database of suspicious transactions in the U.S..

Gates» decision comes just a day after Mueller leveled 32 new charges against Gates and former Trump campaign chairman Paul Manafort in a superseding indictment, accusing them of financial crimes related to tax and bank fraud.

In appropriate cases, small business owners who have been victims of crime can use the power of the criminal judicial system to recover financial losses at little or no additional expense.

Since its formation, the task force has made great strides in facilitating increased investigation and prosecution of financial crimes; enhancing coordination and cooperation among federal, state and local authorities; addressing discrimination in the lending and financial markets; and conducting outreach to the public, victims, financial institutions and other organizations.

Despite acrimonious relations between Russia and the United States in recent years, experts on cyber security in both countries say their law enforcement agencies and private firms had been working together more closely behind the scenes to fight financial fraud and other crimes committed online.

The Trump Taj Mahal casino in Atlantic City, New Jersey, was repeatedly cited by the Treasury Department's Financial Crimes Enforcement Network, or FinCEN, for having inadequate money - laundering controls.

This data science also helps strengthen risk management in areas such as fraud detection, financial crime compliance, and stress - testing.

«Mueller recognizes that Russian organized crime and sophisticated financial transactions involving them are going to be right at the center and Page is definitely a leading expert there,» Scott Horton, a US lawyer with experience working in eastern Europe and the former Soviet Union, told The Guardian.

According to a person familiar with the investigation, the social media giant approached the U.S. Attorney's Office in Manhattan (which is known for its prowess in prosecuting financial crime) and asked for help recover the money it had paid for the false invoices.

So let's add that to the Zika virus, the open sewer of a harbour where the sailors and triathletes will compete, the street crime that has already made a victim of an Australian para-athlete and the financial and political chaos that includes a president facing impeachment, many other politicians facing indictments and the declaration of a «state of public calamity» in Rio de Janeiro, with a top state official adding that it is on the verge of «social collapse.»

Candidate Hillary now talks up the need for criminal justice reform to undo the 1994 crime bill her husband championed; decries the wages on American workers of NAFTA and subsequent free - trade deals he ushered in; and calls for cracking down on a financial sector he helped deregulate.

In the U.S., romance frauds account for the highest financial losses of all internet - facilitated crimes, the FBI reports.

In other words, elder financial abuse is largely a crime of opportunity.

The first line of defense against elder financial abuse may be to raise awareness in our communities about the warning signs, common scams and preventative measures that might protect us from these crimes.

The former finance minister made clear, particularly near the end of his time in parliament, that a national Canadian securities regulator is badly needed to combat financial crimes.

Tell us what needs to be done in light of the massive data leak that tied world leaders to possible financial crimes.

In March, the Financial Crimes Enforcement Network, a division of the U.S. Treasury, made its first steps toward regulation when it issued an «an interpretive guidance to clarify the applicability of the regulations implementing the Bank Secrecy Act («BSA») to persons creating, obtaining, distributing, exchanging, accepting, or transmitting virtual currencies.»

In the United States, FinCEN (Financial Crimes Enforcement Network) has issued additional guidance that applies specifically to Bitcoin.

In a potentially significant ruling from the Financial Crimes Enforcement Network (FinCEN), Bitcoin platforms are being reclassified as money transmitters.

The classic examples in corporate crime are the charges fired back at Eliot Spitzer during his time as Attorney General when he exposed a wide range of practices in the financial services industry.

He is an experienced forensic analyst who has investigated fraud, corruption and financial crime in both the government and private sectors.

In fact, the guidance issued by the Financial Crimes Enforcement Network (FinCEN) included this sentence, removing any doubt about whether the federal government was signaling that this activity can be conducted: «This FinCEN guidance clarifies how financial institutions can provide services to marijuana - related businesses consistent with their BSA obligationFinancial Crimes Enforcement Network (FinCEN) included this sentence, removing any doubt about whether the federal government was signaling that this activity can be conducted: «This FinCEN guidance clarifies how financial institutions can provide services to marijuana - related businesses consistent with their BSA obligationfinancial institutions can provide services to marijuana - related businesses consistent with their BSA obligations.»

The U.S. Treasury's financial crime unit is picking up enforcement of cryptocurrency platforms that don't have strong internal mechanisms in place to...

The charges were related to their work in Ukraine, and included allegations of sophisticated financial crimes.

Worse, gold's price breakout interfered with the continuation of the largest and most profitable financial crime in history: gold price manipulation.

This operation, whose total dollar yield was an infinitesimal fraction of the massive sums stolen by the financial Deep Statists in their forty year gold price manipulation crime, was already the subject of an over-dramatized Bloomberg Businessweek propaganda piece published on 9 March 2017, entitled «How to Become an International Gold Smuggler.»

Second, seek legislation requiring that if a federally insured financial institution is required to pay fines to or settlements with any regulatory agency aggregating more than $ 2.5 billion in any two year period based on conduct that, if established, would constitute a crime under any law, then the CEO, President, and all Board members must step down, disgorge all of the bank's stock they own, and they are disqualified from holding any office at any federally - insured institution for the rest of their lives.

In a mail sent to Wikileaks, Coinbase has stated that they are classified as a regulated Money Services Business under the US Treasury's FinCEN (Financial Crimes Enforcement Network) and that they have to comply to certain rules.