Sentences with phrase «in public filings»

Yahoo's in - house lawyers and management also did not share information with its auditors or outside counsel to assess disclosure obligations in public filings.

The comment notes that the SEC «has already made it clear that companies must disclose material cybersecurity risks and incidents to investors in their public filings.»

Brodsky said the settlement agreements were disclosed in public filings and the consulting agreements were with «real consultants.»

When we are required to disclose such information to our opponents, we do so «off the record» so that the information won't inadvertently show up in any public filings.

In public filings, fees are generally lumped in with other line items on an accounting sheet rather than delineated, which makes a true cost analysis out of reach for most investors.

StudentsFirst does not disclose its backers, and it doesn't need to reveal individual donors in its public filings.

A source familiar with the matter told Reuters, which first reported the story, the first payments, the amount of which was not available, had already been made and would be disclosed in public filings.

Republican - turned - Democrat George Maragos is touting campaign contributions to his new party even before they show up in public filings.

After passing the payments through intermediaries, the money was never included in public filings with the Board of Elections.

What made the backdating possible was that, before 2002, companies sometimes had more than a year to disclose option grants to officers and directors in their public filings.

The very threat of class action securities suits helps to keep companies honest, especially in their public filings.

As described in our public filings, changes in our ROI often are attributed to foreign currency exchange rate fluctuations and continued

Their estimated net worth was revealed earlier this year in public filings that document the couple's assets, including a $ 25 million art collection, and income from the Ivanka Trump lifestyle brand and various investments.

Not exact matches

According to filings made by Mercury Public Affairs, a political strategy group contracted by Manafort, the former chancellor had met with several members of Congress in 2013 to lobby for Ukraine.

Privately - held companies are often more difficult to research, but every corporation has to be chartered in a particular state and the filings of state corporation records are public documents.

Although many of the companies going public lack profits — Twitter and Box, as just two recent examples, reported hundreds of millions of dollars worth of losses in their Securities and Exchange Commission filings — they are a far cry from many of the hollow IPOs of the 1990s, experts say.

(2) We don't want to incur the substantial costs — both of getting public and being public in terms of compliance, filings, etc. — and we don't need the management distractions.

Since he announced his plan to retire in February, US shareholders such as Fidelity and Lazard have reduced their stakes by at least 1 per cent, according to public filings.

The public filings show TriLinc Global has invested nearly $ 18 million in seven businesses in Latin America and Indonesia, for an average loan size of $ 1.3 million, with a weighted average yield of 13.2 percent.

Various factors may cause differences between Bellicum's expectations and actual results, including risks and uncertainties associated with market conditions and the satisfaction of customary closing conditions related to the public offering, as well as those discussed in greater detail in Bellicum's filings with the SEC, including without limitation in its Form 10 - K for the year ended December 31, 2017.

Investors haven't been happy that Dorsey is trying to be the big man at two public companies facing intense competition in a warp - speed tech industry, but Dorsey disclosed in Square IPO filings a side of himself focused on a very big financial contribution that requires a much smaller piece of himself: Roughly 20 percent of his personal holdings in Square stock would go to the Start Small Foundation.

Accordingly, investors should monitor the Investor Relations section of our website, in addition to following our press releases, SEC filings, public conference calls, presentations and webcasts.

In late July, his campaign said definitively that Trump will not make his filings public before the election, once again citing the audit, which the Trump campaign expects to extend beyond November 8.

In fact, recent public filings show that Bob Iger's total compensation for 2015 dipped 3.4 % from last year to $ 44.9 million.

«While not every case will be appropriate for admissions of wrongdoing, the SEC required JPMorgan to admit the facts in the SEC's order — and acknowledge that it broke the law — because JPMorgan's egregious breakdowns in controls and governance put its millions of shareholders at risk and resulted in inaccurate public filings.»

Gannett waited until Tribune released its annual financial filings in March, in order to get the best - possible public view of its deteriorating financials (a look that may have been clouded by the serial misadventures of Tribune financial irregularities, disclosed here (POLITICO: «Fixing the financials at Tribune Publishing»), and which resulted in the firing of the TribPub chief financial officer).

Siskey, 58, took his own life in December 2016, shortly after public filings alleged he was involved in fraud, costing investors millions.

Auditor tenures are beginning to appear in public company filings, giving investors new insight into how embedded firms are at their various public company clients.

Cautionary Statement Regarding Forward Looking Statements Information included or incorporated by reference in this communication, and information which may be contained in other filings with the Securities and Exchange Commission (the «SEC») and press releases or other public statements, contains or may contain «forward - looking» statements, as that term is defined in the Private Securities Litigation Reform Act of 1995 or by the SEC in its rules, regulations and releases.

in the case of our directors, officers, and security holders, (i) the receipt by the locked - up party from us of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other equity award plan described in this prospectus or (B) the exercise of warrants outstanding and which are described in this prospectus, or (ii) the transfer of shares of Class A common stock, Class B common stock, or any securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our securities or upon the exercise of options or warrants to purchase our securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount of cash needed for the payment of taxes, including estimated taxes, due as a result of such vesting or exercise whether by means of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case of (i), the shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of such transfer by or on behalf of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer of shares or securities was solely to us pursuant to the circumstances described in this bullet point;

Public filings at Britain's Companies House indicate Emerdata was incorporated in August 2017 and the Mercers appointed to its board on March 16 of this year, Business Insider reported.

Therefore, in light of the SEC's guidance, we encourage investors, the media, and others interested in Icahn Enterprises L.P. to review the information that Mr. Icahn provides on the website and to members of www.carlicahn.com, and that he posts on Tumblr, Facebook and Twitter, and that he provides on the Shareholders» Square Table website and to its members, in addition to the information that Icahn Enterprises L.P. discloses using its investor relations website (http://www.ielp.com/investor.cfm), SEC filings, press releases, public conference calls and webcasts.

In addition to payment history, Experian examines legal filings, public records, and collection agency data to determine a company's credit quality.

The decision to expose the secret deal in public court filings carries financial risks for Daniels.

Michael S. McCord's allegations came in response to two public filings with the Securities and Exchange Commission last month, in which Fundrise alerted investors that it had terminated its chief financial officer and treasurer of nearly two years...

I am a former hedge fund manager / analyst that is starting a service for small institutions and high net worth individuals whereby global value ideas from a variety of sources (primarily other value managers, news, public filings, blogs, assorted research services) are «curated», vetted, and presented in summary form with pertinent financials real - time.

The SEC's public affairs office (202-551-4120) can help put you in touch with people able to answer technical questions about Edgar, filings and filing requirements.

In contrast, almost half of OneMain Financial's 2016 lending volume went to borrowers with credit scores under 620, according to the company's public filings.

According to British public filings, Emerdata was incorporated in August 2017 and Rebekah Mercer and her sister were appointed to its board on March 20 of this year, days after news broke of the Cambridge Analytica scandal.

While the American people certainly don't have a «right» to see the tax returns of any private individual, the public has grown to expect that those running for the highest office in the land will voluntarily allow us to view their filings.

It makes permanent a public - private partnership in which 13 private tax preparation companies — called the «Free File Alliance» — have offered free online tax filings to lower - and middle - income families.

Thursday's filings lay bare those donations and other jaw - dropping financial details of the first modern presidential campaign in which donors could give unlimited contributions for political ads and in which both major party candidates declined to participate in a Watergate - era public financing system designed to limit fundraising.

The total sum, which exceeded by tens of thousands of dollars the amount of unspecified expenditures by each of the other lawmakers flagged, is broken down in depth within the documents and includes details not included in the senator's public campaign filings.

But who exactly is on the party's payroll is not clear from public records, at least in its state - level, campaign - finance filings, though that information is require by law.

Here are links to all the AG filings with the exception of Eric Dinallo's, which came in on Monday and hasn't yet been redacted for public consumption.

The filings of 213 state lawmakers covering the year 2015 were initially filed in May with the Legislative Ethics Committee in May and made public by the Joint Commission on Public Ethics on Tupublic by the Joint Commission on Public Ethics on TuPublic Ethics on Tuesday.

The financial disclosure filings of the state's legislative leaders made public on Tuesday show a pullback in private - sector income and activities.

The National Republican Congressional Committee is lagging behind the Democratic Congressional Campaign Committee in the latest round of public filings, but they have more money in reserve.

According to public filings and bank records subpoenaed by the Moreland Commission, the Maziarz campaign failed to report more than $ 325,000 in expenditures since 2008, including more than 300 checks made out to «cash» with no indication of who ultimately received the money.

Silver's outside legal work — which is not reflected in public court filings — has propelled him to the top of the list.