But, representing technology firms in their business dealings (e.g.
in securities law disclosures of risks that investors face if they invest in a technology) is also relevant.
The regulatory hurdles themselves are relatively low: everyone seems to agree that ETFs qualify as mutual funds according to the
definition in securities law.
Litigation partner Susanna Buergel was profiled in Law360's «Influential
Women in Securities Law» for, among other things, her work with Citigroup to reach a settlement with the U.S. Securities and Exchange Commission...
Kari has
practiced in the Securities Law area for more than fifteen years where she has represented both public and private companies in Canada and in the United States.
«It is one of the biggest changes
in securities law in decades, and it widens the opportunity for Realty Mogul,» says Helman.
Based in Houston, Mr. Tristan assists companies
in securities law reporting and disclosure, corporate governance and hedging transactions.
The Securities Law Practice Group has assembled members who have extensive Securities Law experience, and spend a significant amount of time practicing
in the Securities Law area.
Still, there seems to be more standardization
in securities law for investment advisers than for life insurers.
Lowell Ness is a partner in the firm's Corporate practice with considerable
experience in securities law and corporate governance matters and also serves as the managing partner of the Palo Alto office.
Barry has been selected by his peers to be included in the 2008 - 2018 Editions of Best Lawyers in Canada for his
work in Securities Law.
In doing so, the CSA Staff will «review climate - related disclosure
requirements in the securities laws of certain international jurisdictions, such as Australia, the United Kingdom and the United States, as well as recommendations contained in recently proposed voluntary disclosure frameworks with respect to climate - related disclosure.»
I am a New York - based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses,
in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers.
For example, if the world's leadng
figure in Securities Law submits a manuscript to an academic law review, it will be viciously edited by a student.
Regulatory issues abound in this sector, and for many in - house counsel working in small, publicly listed biotech companies, keeping up with the latest
developments in securities law as well as the IP sector are also top of mind.
In November last year the U.S. Securities and Exchange Commission said failing to disclose this amounted to violating the anti-touting provisions
contained in the securities laws.
That might mean, for example, talking about a potential investment opportunity with targeted audiences through social media, says Georgia Quinn, of counsel at Ellenoff, Grossman & Schole, and an
expert in securities law.
I don't blame the SEC being extremely cautious implementing the biggest change
in securities law in eight decades.
Members of our corporate and commercial practice have particular
expertise in securities law, financings, secured transactions, franchising, cooperatives, bankruptcy and insolvency matters, natural resource law and utilities law.
Our team was part of the movement in 2011 and 2012 which ultimately resulted in the passage of the JOBS Act and have worked closely with regulators to shape and implement the
changes in security laws.
A graduate of the Tulane University School of Law, Minerva has focused his areas of
practice in securities law, shareholder derivative and consumer class action litigation.
John Coffee, a law professor at Columbia University and an expert
in securities law, says he believes the company should have disclosed news of the death earlier, and the fact that the stock didn't fall following the news of the crash doesn't prove the event wasn't material and shouldn't have been disclosed.
Litigation partner Susanna Buergel was recognized by Law360 as one of «The 25 Most Influential Women
in Securities Law,» a new series which profiles the achievements of an elite group of women in securities law, showcasing top regulators and attorneys who have won and defeated billions of dollars» worth of litigation.
«As a single lawyer in a company like this, you have to be a generalist and understand how the business interacts with its partners and the relationships with its lenders and the relationships with the key investors, but you also find yourself having to have quite a high level of specialized knowledge in IP and
in securities law and in general commercial law and then having the understanding of when you need to bring in expert legal support,» she says.
Litigation partner Susanna Buergel was recognized by Law360 as one of «The 25 Most Influential Women
in Securities Law,» a new series which profiles the achievements of an elite group of women in securities law, showcasing top...