Sentences with phrase «in unlisted securities»

The nature of a trading market in unlisted securities can not be predicted.

In the Investors view, because closed - end company's can trade in unlisted securities, investors should not place much credence in the reported net - asset value NAV of funds.

This term may refer to transactions over-the-counter in unlisted securities, or, in a special situation, to a transaction involving a block of listed shares which is not executed on a recognized stock exchange.

Not exact matches

The Fund's units represent illiquid securities of an unlisted closed - end fund, are not listed on any securities exchange or traded in any other market, and are subject to substantial limitations on transferability.

An Internet web - based system for investment dealers to report completed trades in unlisted and unquoted equity securities in Ontario.

Unlisted securities are purchased in direct placements from the issuer of the securities, or in the secondary market.

Obviously, this implies current cash, investment property & unlisted securities of EUR 99.7 m should be available to shareholders, free & clear — we'll include it in our valuation.

The debentures and unsecured notes are «unlisted» because they are not quoted (or «listed») and traded on a secondary market, in the way that shares and corporate bonds, for example, are quoted on the Australian Securities Exchange (ASX).

After the Company ceases trading on the Nasdaq Global Market as a result of such suspension, shares of the Company's common stock held in street name with brokers may be traded in the over-the-counter market on an electronic bulletin board established for unlisted securities such as the OTC Bulletin Board or the Pink Sheets.

Some investors, in particular certain funds of funds or larger institutional investors, such as pension funds and endowments, may have restrictions or internal policies that prohibit an investment in unlisted fund securities or require that their portfolio hold a minimum percentage of listed securities and therefore the listing of a fund's securities on the CSX could potentially increase its target investor base and provide access to an additional source of capital.

In December of 2017, the finance minister announced that unlisted securities would be able to trade via blockchains.

The French Government has cleared the way for the use of blockchain technology in the trading of unlisted securities, as it rewrites is rules to stimulate the innovation economy.