Sentences with phrase «included in the broker»

Any payments the lender receives from third parties involved in the transaction will be credited to the customer, unless such payments are included in the broker's fee.

Not exact matches

Garland Shreves, who founded Phoenix broker Research for Life in 2009, said he invested more than $ 2 million in quality - control procedures and medical equipment, including $ 265,000 on an X-ray machine to scan cadavers for surgical implants.

The competition is so desperate for the same cachet that in August, Bose brokered a deal to become the official headphone of the National Football League, an agreement that blocks NFL stars (including Beats endorsers Richard Sherman and Colin Kaepernick) from wearing Beats products during post-game interviews and league - affiliated events.

However, the overall debut of the new product was smooth and about 20 firms participated in the launch, including Interactive Brokers.

Subscribers to the platform so far have included insurance broker Arthur J. Gallagher Group, the U.S. Catholic Diocese, St. Mary's Hospital in nearby Kitchener, Ont., and the state of Alaska.

He has brokered many deals for Buffett over the years, including the financial - crisis investment in Goldman Sachs in 2008.

Widely available in libraries, the annual directory lists more than 1,200 information brokers in the United States and some 44 other countries, and includes descriptions of their background and expertise.

You could include your address, a vendor you work with who is in a different region, your list broker's address, your great Aunt, your friends who live in other states, etc..

The account, known as @SwiftonSecurity, also said the uproar among security professionals on Friday occurred because Microsoft did not include the patches among its most recent test software — meaning the Shadow Brokers hacking tools worked in test situations:

After all, despite being led by respected corporate lawyer Purdy Crawford, the market restructuring committee in question was put together to find a solution acceptable to institutional investors and the financial community, including the power brokers who built the ABCP house of cards in the first place.

There are several tools already in place, including buyer acquisition programs that utilize the expertise of business brokers and intermediaries to set your goals, identify target businesses, screen the businesses, advise on offers and assist with negotiations and closing.

After commissioning financial, environmental and structural reports, the broker prepares a confidential marketing document — in this case, it likely runs to more than 50 pages, not including leases, which are thousands of pages more — that goes out to qualified bidders.

Please note that since brokers may not vote your shares on «non-routine» matters, including the election of directors (Proposal Number 1), the proposal to amend Alphabet's 2012 Stock Plan (Proposal Number 3), and each of the stockholder proposals (Proposals Number 4 through Number 10), in the absence of your specific instructions, we encourage you to provide instructions to your broker regarding the voting of your shares.

Please note that since brokers may not vote your shares on «non-routine» matters, including the election of directors (Proposal Number 1), the proposal to amend Google's 2012 Stock Plan (Proposal Number 3), and each of the stockholder proposals (Proposals Number 4 through Number 8), in the absence of your specific instructions, we encourage you to provide instructions to your broker regarding the voting of your shares.

Former Philadelphia real estate broker turned developer David Dinenberg (he worked with David Grasso on the Valley Square center in Bucks) says he has raised $ 2 million, from investors including Lindy Snider, daughter of Comcast Spectacor chairman Ed Snider, for his firm Kind Financial, a Los Angeles company that bills itself «the financial solutions platform provider for the quickly - growing legal cannabis industry.»

Other characteristics that are shared due to the common methodology include: (1) The estimates encompass both transfers and changes in society's real resources (the latter being benefits in the context of the 2016 RIA but costs in this RIA because gains are forgone); (2) the estimates have a tendency toward overestimation in that they reflect an assumption that the April 2016 Fiduciary Rule will eliminate (rather than just reduce) underperformance associated with the practice of incentivizing broker recommendations through variable front - end - load sharing; and (3) the estimates have a tendency toward underestimation in that they represented only one negative effect (poor mutual fund selection) of one source of conflict (load sharing), in one market segment (IRA investments in front - load mutual funds).

Second, brokers, dealers and other market participants that allow for payments in cryptocurrencies, allow customers to purchase cryptocurrencies on margin, or otherwise use cryptocurrencies to facilitate securities transactions should exercise particular caution, including ensuring that their cryptocurrency activities are not undermining their anti-money laundering and know - your - customer obligations.

Ever since Facebook teamed up with a number of different data brokers in 2013, including Epsilon, Acxiom, and Datalogix, their targeting capabilities grew exponentially.

Some of the organization's founding members are still familiar names more than a century later, including realtor Henry Ceperley (whose name is seen today on Ceperley Park in Stanley Park), Hastings Saw Mill's R.H. Alexander, real estate broker M.A. McLean, and the city's second Mayor, David Oppenheimer (whose name is seen today on Oppenheimer Park).

In some markets, the MLS may trump all broker feeds, including the Keller Williams feed,» Priestner added.

In the meantime, Zillow Group said it has agreements with many brokers in San Diego, including NRT, Berkshire Hathaway California Property and Windermere San Diego PropertieIn the meantime, Zillow Group said it has agreements with many brokers in San Diego, including NRT, Berkshire Hathaway California Property and Windermere San Diego Propertiein San Diego, including NRT, Berkshire Hathaway California Property and Windermere San Diego Properties.

Stocks can be purchased in a variety of ways, including through a broker, as part of a mutual fund or exchange - traded fund (ETF), as part of a dividend reinvestment plan or directly from the company issuing the stocks.

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

Sandicor asked for another key term — that the MLS's 8,000 or so active residential listings not be automatically included in the feed, but only when brokers expressly chose to opt in — but that was not a point of contention with Zillow, Ewing said.

Hours after the Shadow Brokers released the tool last month, Microsoft assured users that it had already included a patch for the underlying vulnerability in a software update in March.

The most substantive GDPR - related change announced by Facebook to date is the shuttering of a feature called Partner Categories — in which it allowed the linking of its own information holdings on people with data held by external brokers, including (for example) information about people's offline activities.

Such intermediaries might include financial planners, brokers, investment advisors or others in such categories.

Larry, can you please advise which Robo Advisors aggregate the accounts from different sources and can provide a holistic advice for example include funds that are in a company deferred program or other brokers?

In addition to BrokerCheck, FINRA has a separate database that includes FINRA's disciplinary actions against brokers.

Our members, representing more than $ 3 trillion in assets under management or advisement include investment management and advisory firms, mutual fund companies, research firms, financial planners and advisors, broker - dealers, banks, credit unions, community development organizations, non-profit associations, and asset owners.

Your account can then be funded in a number of different ways, including wire transfer, mailing a check, online transfer from another bank, or online transfer from another broker.

The site will contain all kinds of things i.e. what is generally important in stock market trading including book reviews, analysis of people who have been successful over the years as investors, comparisons of some brokers and their usefulness plus much more.

Issues tackled by SFAC members through their individual efforts in 2017 included the PCAOB audit requirement, BrokerCheck, the fiduciary standard, various industry - related tax reform bill provisions, and other issues related to broker - dealers and investment advisers.

It does not discuss all aspects of U.S. federal income taxation that may be relevant to particular holders in light of their particular circumstances or to holders subject to special rules under the Code (including, but not limited to, insurance companies, tax - exempt organizations, financial institutions, broker - dealers, partners in partnerships (or entities or arrangements treated as partnerships for U.S. federal income tax purposes) that hold HP Co. common stock, pass - through entities (or investors therein), traders in securities who elect to apply a mark - to - market method of accounting, stockholders who hold HP Co. common stock as part of a «hedge,» «straddle,» «conversion,» «synthetic security,» «integrated investment» or «constructive sale transaction,» individuals who receive HP Co. or Hewlett Packard Enterprise common stock upon the exercise of employee stock options or otherwise as compensation, holders who are liable for the alternative minimum tax or any holders who actually or constructively own 5 % or more of HP Co. common stock).

Shares counted toward these guidelines include any shares held by the executive directly or through a broker, shares held through the HP 401 (k) Plan, shares held as restricted stock, shares underlying time - vested RSUs, and shares underlying vested but unexercised stock options (50 % of the in - the - money value of such options is used for this calculation).

White announced in a late March speech that «in order to more fully inform the commission's decision on this matter,» she had directed SEC staff to compile a list of all those options, including, she said, «a uniform fiduciary standard for broker - dealers and investment advisors when dealing with retail customers, and other measures that may be more targeted and achievable in the shorter term.»

As a result of changes adopted by the NYSE to its broker voting rules, including changes mandated by the Dodd - Frank Act in connection with stockholder votes on executive compensation matters, the NYSE does not consider the election of directors (Item 1), the advisory resolution regarding named executives» compensation (Item 2), and the advisory proposal on the frequency of future advisory votes regarding named executives» compensation (Item 3) to be routine.

The rule requires financial professions of all types, including brokers, financial advisors or wealth managers, to act as a fiduciary, meaning they must act in the best interest of their clients.

Several brokers, including FXCM, Saxo Bank, IG Group and Interactive Brokers, have started increasing the margin rates on currency pairs and other financial instruments, while other firms are on stand - by to act in the run - up to Electibrokers, including FXCM, Saxo Bank, IG Group and Interactive Brokers, have started increasing the margin rates on currency pairs and other financial instruments, while other firms are on stand - by to act in the run - up to ElectiBrokers, have started increasing the margin rates on currency pairs and other financial instruments, while other firms are on stand - by to act in the run - up to Election Day.

The newest services that are included in tech solutions for brokers include automated sales and marketing instruments allows traders to pass on call centers and help them solve their issues with highly reliable technology.

Mr. Handa has had involvement in several international jurisdictions and his professional experience has included: work on primary and secondary IPO listings on the Toronto and Hong Kong Stock Exchanges; experience in various debt and equity financing transactions including convertible debentures, off - take agreements, metal streaming agreements, and, brokered and non-brokered financings; implementation of ERP systems to manage full - scale mining operations; implementation of domestic and international tax planning strategies; and implementation of corporate governance and internal control policies to comply with various stock exchange jurisdictions.

Interactive Brokers offers a competitive pricing for futures in the US that include the broker commission and regulatory and clearing fees.

As such, the expert binary options traders at 7binaryoptions are confident that this is a good binary options trading broker; hence have included it in our list of trusted brokers.

This may include, but is not limited to, the misuse of client orders, positions and other information, along with the increase in the amount of risk on the balance sheet that could result in a lack of security of client funds if the broker were to fail.

Not all of the ETFs are truly commission free but I did my best to include as many as possible in each portfolio depending on what is available from each broker.

Committee member and Royal LePage broker / manager Al Orlando says, «Over the past seven years with a charity component included in this event, our donation to this important cause has reached a total of $ 115,000.»

Another aspect that has contributed to the success of the uBinary binary options broker is that the broker allows traders from all parts to register on its platform, including the binary options traders based in the United States of America.

The Commercial Capital Training Group has a board of lenders with over 50 years of experience in a wide range of industries, including business acquisitions, and our panel of commercial finance professionals is available 24/7 to help business brokers get past any snags to structure the financing their clients need in order to purchase the businesses they want.

This is mainly because we only include the brokers we have tested and found to be legitimate in our list of trusted brokers.

You can feel secure in knowing that all of the trading signals provided by these traders come from the best of the best, including the most experienced traders and brokers on the market.