Sentences with phrase «including audit compliance»

Not exact matches

Enforcement actions include «applying for a civil penalty order or an injunction, issuing a remedial direction, giving an infringement notice, or requiring an external compliance audit.»

For the purposes of this section, «internal purposes» shall include the conduct of surveys, marketing studies and promotional activities, program planning, evaluation and audits for the Asia Pacific Foundation of Canada, the monitoring of compliance with the terms and conditions of use and the privacy policy set out in this legal notice, and upon notice to the User, editorial and feedback purposes.

During the past year, the Audit Committee met with management and reviewed matters that included the Company's risk assessment and compliance functions, information security, public policy expenditures, treasury and investment matters, accounting industry issues, the reappointment of our independent auditor, and pending litigation.

The Audit Committee represents and assists our board of directors in fulfilling its responsibilities for overseeing our financial reporting processes and the audit of our financial statements, including the integrity of our financial statements, our compliance with legal and regulatory requirements, the qualifications, independence and performance of our independent registered pAudit Committee represents and assists our board of directors in fulfilling its responsibilities for overseeing our financial reporting processes and the audit of our financial statements, including the integrity of our financial statements, our compliance with legal and regulatory requirements, the qualifications, independence and performance of our independent registered paudit of our financial statements, including the integrity of our financial statements, our compliance with legal and regulatory requirements, the qualifications, independence and performance of our independent registered public

She is also experienced with U.S. federal and state renewable energy tax incentive programs (including the investment tax credit, production tax credit, and 1603 cash grant), post-TEFRA partnership audit rules, and compliance with the Foreign Account Tax Compliance Accompliance with the Foreign Account Tax Compliance AcCompliance Act (FATCA).

Moody's also committed to fulfill a number of compliance measures, including separating commercial functions of its ratings business from the work of its ratings analysts and having its internal audit group report to the chief executive rather than the chief financial officer.

In addition to Legal, these include teams responsible for external affairs, compliance, health and safety, the environment, internal audit and risk.

This includes regular corporate audits, an ombudsman system for employees to report suspicions of WHO Code violations, and external audits of Code compliance.

CEO Chanel Boutakidis, along with Five Acres Board of Directors has hired Graft to oversee, among other things, all financial and business matters including setting financial policy and direction, audits compliance and recognition for government contracts and private grants and to assist with and drive the Agency's overall strategy.

Following an initial set of general objections, which you can view below, «specs» must be filed for the next round of challenges which include a line by line audit for compliance using an ultra complicated list of requirements.

According to the researchers, who report their findings in a recent issue of Management Science, business support organizations offer recommendations and programs, including energy audits and pollution prevention education, on how to improve efficiency and increase environmental compliance.

Compliance with Responsible Care, including third party audits and certification, is mandatory for all ACC members.

While companies must comply with industry standards called Good Manufacturing Practices (GMP's), a 2012 audit found that nearly 70 % of companies audited by the FDA were not in compliance with major issues including failure to test products, the presence of contaminants, non-approved dietary ingredients, and pharmaceutical drugs

Their factories are all carefully selected and audited for compliance to their strict ethical standards, and they're transparent about the cost of production of each item (including the cost of materials and what they paid for labour) so you truly know what you're paying for.

Her expertise covers a broad range of skills in the field of government contracting, including compliance, audit, budget and forecasting, process improvement and internal controls, system implementation, accounting, contracts, and procurement.

Each High Tech High pays Rosenstock's organization 8 % of its operating budget for a slew of services, including building management, recordkeeping, payroll accounting, audits, technical support, teacher credentials, and compliance work (charter schools are required to report to ten different agencies).

This system allows for the storage and retrieval of documents, including compliance reviews, enforcement cases, and safety audit documents, in a paperless environment.

Has more robust compliance provisions including improved test procedures, enhanced enforcement audits, and protection against defeat devices;

Information published includes a decision letter, general information about audits, a fact sheet on super guarantee compliance and details of the ATO compliance approach to super guarantee.

The applicant requested information about audits of companies including steps taken regarding superannuation guarantee compliance.

Under the Investment Management Agreements, the Manager is responsible for paying all of the Funds» expenses including expenses for the following services: transfer agency, fund accounting, fund administration, custody, legal, audit, compliance, directors» fees, call center, fulfillment, travel, insurance, rent, printing, postage, and other office supplies, except for commissions, brokerage fees, and other transaction costs, taxes, interest, litigation expenses, and related expenses, and other extraordinary expenses.

Every Henry Schein Animal Health sales representative is now certified by CTP in its OSHA compliance method to audit practices, train staff, and offer practice owners the products — including OSHA manuals, posters, and safety and medical equipment — to help them answer questions such as:

The agency said Pelican is prohibited from future operations as well, unless it implements an environmental compliance plan that includes audits by an outside firm and oversight by a court — appointed monitor.

Our specialties include: Green Building Verification, Green Design Consulting, Energy Audits for Residential and Commercial Buildings, HERS ratings, Code Compliance, LEED certifications & consulting, Building Science, Construction Training and Consulting, Indoor Air Quality, Thermographic energy analysis, Risk Assesment and Warranty Consulting.

Noise Compliance Audit Protocol — Expand the wind speeds covered under the protocol to include wind speeds below 4 metres / second which are the source of a substantial portion of complaints about excessive noise.

Our lawyers draft employment contracts and restrictive covenants, audit for compliance with wage and hour regulations, investigate complaints of workplace harassment and illegality, as well as provide in - house training for employers, including EEO and diversity, project management and risk management.

With support for all known legal entity types, it includes and self - fills all applicable regulatory forms and e-filings, governs all management bodies, meetings, minutes and agendas, streamlines intellectual property management and tracking, possesses one of the most complete and powerful transactional securities management systems, provides document automation and management capabilities and addresses security, workflows, audits and reports to the most stringent compliance and governance requirements.

Ongoing representation of numerous employers in internal audits and federal and state governmental investigations focusing on wage and hour compliance including white collar exemptions to the overtime regulations and child labor violations.

Our Labor & Employment attorneys provide advice and representation on a wide range of employment related matters affecting technology and emerging growth companies, including wage / hour compliance (including classification audits), handbooks, policy manuals and drug testing plans, employment and independent contractor agreements, terminations, severance plans and releases, sexual harassment training, protection of trade secrets and confidential business information, leaves of absence and return to work issues, and IP ownership and assignment issues.

She has over 14 years of forensic accounting experience conducting fraud investigations, FCPA compliance assessments, forensic due diligence, third party compliance audits and anti-money laundering services serving multinationals, law firms and financial institutions in Hong Kong, Mainland China and the APAC region, including 6 years in Shanghai.

Our representative matters in the areas of document reviews and policy, personnel audits, OFCCP Compliance and diversity audits include:

Certain functions, including top management, and senior functions in risk, audit, nominations, compliance and money laundering, must be allocated to individual senior managers.

Compliance — including advising on compliance programmes as well as conducting audits / mock dCompliance — including advising on compliance programmes as well as conducting audits / mock dcompliance programmes as well as conducting audits / mock dawn raids.

He has worked with a variety of clients to achieve compliance with Canada's Anti-Spam Legislation (CASL), including assisting with internal audits of electronic communications practices and policy development.

As a partner in the Irvine office, Polson represents employers and staffing industry clients in all aspects of labor and employment law, including transactional matters, litigation, compliance advice and audits, executive and management training, and other employment related legal matters.

Miller & Chevalier Chartered has an outstanding corporate crime and investigations department, with considerable expertise advising on anti-corruption mandates, including FCPA and cartel investigations, as well as compliance audits and preventative due diligence.

His work includes, among other areas: policy and procedure implementation and roll - outs; terminations and reductions in force; internal investigations and employee discipline; reasonable accommodations, benefits, and leave of absence related issues; wage and hour compliance audits; and employee and management training.

She also advises clients on various corporate compliance matters including developing and implementing antitrust audit and compliance programs and providing compliance training for executives and employees.

In addition to advising clients on competition issues across a wide range of industries, Lesley has extensive experience in all aspects of competition law, including merger notifications, complaints, leniency issues and exemptions and also provides compliance advice, including compliance audits.

Tracy provides a wealth of practical knowledge across the corporate administration and deal - making spectrum, including business affairs, M&A, securities compliance, corporate product integrity, corporate governance, human resources, information technology, internal audit, investor relations, office administration, risk management, and international growth strategies and issues.

These matters run the gamut of securities and commodities claims, including suitability, churning, misrepresentation and sales practices claims, cases alleging research and investment banking conflicts of interest, margin liquidations, incentive stock option exercises, shareholder derivative class action claims, customer solicitation claims, unfair business practices litigation, and audit and compliance advisory work.

Representation has included assistance with acquisitions of and affiliations with health care facilities; hospital - physician joint ventures; tax and executive compensation; physician contracting activities; reimbursement matters, including Medicare and Medicaid audits and investigations; peer review proceedings; development of corporate compliance programs; government contracting and risk management.

In addition, working closely with lawyers across the Firm, we assist our clients at all phases of their compliance efforts, including review of compliance programs, development and implementation of compliance programs and audits, and coordination of internal and governmental investigations.

The Charities Program Update — 2014 includes a section entitled Political Activities Compliance Overview, which explains CRA's general approach to political activities audits, how files are selected for audit, some of the CRA's observations so far, and other related topics.

Releasing an annual compliance and enforcement plan — which will include audit blitzes — and report back to inform the public of efforts being made, and monitor compliance trends among obligated organizations.

Devising compliance policies and programmes, audits and training including through web - based technology.

Her portfolio includes compliance audit oversight and support, high - stakes enforcement matters and transactions.

We handle a variety of matters, including cybersecurity and privacy, software licensing and audits, compliance, technology transactions, copyrights and trademarks, commercial disputes and patent litigation.

She also routinely advises boards of directors, audit committees, and companies on corporate governance and compliance matters, including the design of strategies, policies and procedures to mitigate risk.

The proposed rule would have defined «health oversight agency» as «an agency, person, or entity, including the employees or agents thereof, (1) That is: (i) A public agency; or (ii) A person or entity acting under grant of authority from or contract with a public agency; and (2) Which performs or oversees the performance of any audit; investigation; inspection; licensure or discipline; civil, criminal, or administrative proceeding or action; or other activity necessary for appropriate oversight of the health care system, of government benefit programs for which health information is relevant to beneficiary eligibility, or of government regulatory programs for which health information is necessary for determining compliance with program standards.»