Sentences with phrase «including financial advisers»

Boston College About Blog This blog is for practitioners in the field of financial literacy, including financial advisers, employers, government and foundation officials, and researchers.

As part of Stuart's responsibilities he services the needs of different influencers including financial advisers, accountants and self - managed superannuation fund members.

I think the issue here is whether any amateur fund manager (which I think is what we all are — including those financial advisers who create their own «homegrown» portfolios using trackers and bond funds) can seriously manage a portfolio for income or for growth and control against downside risk (in equities or bonds) as well as a good active management group like Invesco perpetual or M&G.

Not exact matches

Shares of the company, which owns a number of landmark titles including People, Sports Illustrated, and Fortune, climbed as much as 9 % Thursday on the news that it has hired Morgan Stanley and Bank of America as financial advisers.

According to a joint study from the University of British Columbia and the University of Utah, corporate boards that include women are more likely to seek help from financial advisers when faced with a takeover offer.

Its high - profile corporate clients include the blue - chip law firm Stikeman Elliot, Stonegate financial advisers and the Weston Foundation.

Trump's advisers and cabinet picks, including Secretary of Labor nominee Andy Puzder, have generally been outspoken about their desire to roll back financial regulations.

Some people — including his chief financial officer, his sales trainer, and his eight - person board of advisers — suggested that the problem was Rosen himself.

The trial closed in May 2015 when eight people, including trusted friends and financial advisers, were

The trial closed in May 2015 when eight people, including trusted friends and financial advisers, were convicted of exploiting the heiress.

Investors and securities markets continue to benefit from common - sense reforms enacted in the wake of the financial crisis, including policies that increase transparency regarding the activity of advisers to private funds, enhance systemic stability, minimize conflicts of interests, and hold bad - actors accountable.

Funny or Die, founded by Ferrell, Adam McKay and Chris Henchy, has hired a financial adviser to evaluate options including a possible sale, Chief Executive Officer Dick Glover said in a memo to employees.

A move by British regulators to ban financial advisers from accepting commissions for selling mutual funds and other products after 2012 is likely to cause lot of soul searching elsewhere, including in Canada.

Links on this website to appearances and articles by Richard Bernstein, whether in the press, on television or otherwise, are provided for informational purposes only and in no way should be considered a recommendation of any particular investment product, vehicle, service or instrument or the rendering of investment advice, which must always be evaluated by a prospective investor in consultation with his or her own financial adviser and in light of his or her own circumstances, including the investor's investment horizon, appetite for risk, and ability to withstand a potential loss of some or all of an investment's value.

From that initial focus on financial planning, we expanded our efforts to include holding brokers to a fiduciary standard when they hold themselves out as advisers or as providing financial planning, which had become quite common by the 1990s.

Many financial advisers who favor low - cost, broadly diversified and tax - efficient portfolios for wealthy clients are switching from no - load index mutual funds to exchange - traded funds, or at least including ETFs in the portfolios.

FN: With exposure in the mass media, including traditional news outlets and comedy shows like John Oliver's Last Week Tonight, tell us how the Rule has made consumers more aware of the importance of financial advisers acting in their best interests.

All Valuentum financial - adviser level services are supported by our team that is available from Monday through Saturday, including market holidays.

The Independent Committee will be authorized to retain advisers, including an independent financial adviser and legal counsel, to assist it in its work.»

Those clients include Forest City Ratner, the Brooklyn company leading the $ 260 million Nassau Coliseum renovations; KPMG, the financial advisers that want to help the county lease its sprawling sewer system to private investors for as much as $ 800 million; and American Traffic Solutions, the operators of the county's red - light camera program, which typically gets more than $ 5 million annually in ticket revenue.

Notable crooks who have served time there include disgraced financial adviser Kenneth Starr, whose clients included Al Pacino and Caroline Kennedy.

Other members of the panel include Charles Fuschillo, a former state senator who represented the 8th District and is chief executive of the Alzheimer's Foundation of America; Marc Shaw, a former deputy under New York City Mayor Michael Bloomberg who is a senior adviser for finances to the chancellor of the City University of New York; Elizabeth McCaul, an investment banker and former superintendent of banks for the State of New York who is chief executive for Promontory Europe, a financial firm; and Mark Page, Nassau County deputy county executive for finance.

For us, this has meant a new strategy for my own family, which included transitioning to a single financial adviser who can handle our financial, corporate, tax, and insurance needs.

He is a chartered wealth manager and qualified financial adviser, and his qualifications include the Securities & Investment Institute (SII) Diploma and an MBA in investment analysis.

This story is the result of a mystery shop exercise at Canadian financial firms (including Canada's big 5 banks) to see what kind of financial advice was being dished out by the firms» «financial advisers».

Our affiliates can include mortgage brokers, car dealers, Realtors, financial planners, attorneys, insurance advisers, financial advisers, tax preparers, alarm installers who have clients who have been victims of stolen identity and they need to put their credit back in order, or people who just know other people with credit problems.

If you use a financial adviser, your rebalancing strategy should be included in your Investment Policy Statement (IPS).

Hiring a team of experts, including an investment adviser, tax accountant and lawyer to handle all of his dad's financial affairs.

The retirement industry has become a «multi-billion-dollar annual business» that encompasses the mutual fund giants, banks, insurance companies, independent financial advisers, brokers, market researchers, academics and yes, the media, including magazines.

«If you're concerned about mismanagement of funds, make sure your parents include a clause in their POA document that requires the decision maker to submit periodic financial statements to your parents» accountant, adviser or lawyer,» says Andreana.

London About Blog William Burrows is a financial adviser with Better Retirement and author of acclaimed retirement guides including «Retirement is a journey not an event» and «You and Your Pension Pot».

The support team includes lawyers, financial advisers, lenders, credit arbitration experts, and psychologists.

Interactive Brokers is not affiliated with and does not endorse or recommend any introducing brokers or financial advisers, including Gator Capital Management, LLC.

Full service firms often include certified public accountants (CPAs) or other licensed financial advisers on staff.

Most Canadians — including many financial journalists — believe that advisor and adviser are just spelling variations of the same word.

Services can include an update of your financial advice and a Statement of Advice (SOA) or Record of Advice (ROA) each year, or other services such as reports on your investment portfolio, newsletters, invitations to seminars and access to a financial adviser.

Fifty - nine percent incorrectly thought that all financial advisers are already required by law to put their clients» best interests first, including disclosing fees and conflicts of interest.

This includes lenders, qualified financial advisers, solicitors and other industry professionals.

This group includes many analysts in broker - dealer research departments, many securities salespeople, and many financial advisers.

Ask your financial adviser what route should you choose, whether it includes investments or just add it to your current plan.

Products in development include greeting cards, decorations and battery - operated financial adviser dolls singing inspiring tunes like «Don't spend your 70s selling pencils in the street» You can't beat «em, so here's how to join «em.

We accept nominations of professionals from all sides of the financial advisory industry, including registered investment advisers, registered representatives, financial planners, brokers, insurance agents, certified public accountants, bank trust officers, firm executives and those working for industry organizations.

Restrictions on what sort of fees financial advisers receive including a ban on commissions and some volume - based payments and restricting percentage - based fees

Most financial advisers sell products including specific investments and insurance.

Additional Compensation To Financial Intermediaries: The Distributor, its affiliates, and the Funds» adviser and their affiliates may each, its own expense and out of its own assets including legitimate profits, provide additional cash payments to financial intermediaries who sell shares of tFinancial Intermediaries: The Distributor, its affiliates, and the Funds» adviser and their affiliates may each, its own expense and out of its own assets including legitimate profits, provide additional cash payments to financial intermediaries who sell shares of tfinancial intermediaries who sell shares of the Funds.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct

She ditched a successful career as a financial adviser in favour of a life including experiences like feeding flamingos in Aruba (pictured)

I say that exactly states your own situation — a long held preconceived view, an ideological motive being a self - proclaimed social democrat (eg ALP) which like Blair's UK Labour is committed to state interference in everything including the climate god help us), and very likely financial motives (to be rewarded as «economics of climate adviser» should ALP win power).

A dozen applicants, including law firms, financial advisers, wind - down consultants and administrative advisers have so far filed claims in New York bankruptcy courts for services rendered between 28 May and the end of October last year.