Sentences with phrase «including financial intermediaries»

Similar adverse consequences could result from cybersecurity breaches affecting issuers of securities in which the Funds invest; counterparties with which the Funds engage in transactions; governmental and other regulatory authorities; exchange and other financial market operators, banks, brokers, dealers, insurance companies, and other financial institutions (including financial intermediaries and service providers for a Fund's shareholders); and other parties.

The Initiative is informed by regular meetings of experts in the sector, policymakers and supporters engaged in the financial services sector, including financial intermediaries, securities market participants and their regulators, among others.

Not exact matches

Such intermediaries might include financial planners, brokers, investment advisors or others in such categories.

It applies to the economic or professional activities of a wide range of persons, including credit and financial institutions, organizers of games of chance, intermediaries in transactions with real property, traders in transactions involving more than $ 15,000 or its equivalent, pawnbrokers, precious metals and stones traders, auditors, providers of trust and company services, and non-profit associations and foundations.

The sub-authority under FSB, the Financial Advisory and Intermediary Services (FAISA), is responsible for all the securitized transactions including binary options trading.

The Abu Dhabi Global Market (ADGM) Financial Services Regulatory Authority (FSRA) has newly forthput a legislative framework that includes new rules governing cryptocurrency exchanges, custodians plus other intermediaries.

This includes enforcing the Anti-Money Laundering Act which requires that financial intermediaries establish the identities of the beneficial owners, for instance.

But we have made that difference in the lending industry, We offer a loan from 1,000.00 to 10,000,000.00 as low as 2 % interest, we fund small scale loan firm, intermediaries, small scale financial institutions, No social security and no credit check, 100 % Guarantee.Our Services Include the Following: Debt Consolidation, Second Mortgage, Business Loans, Personal Loans, International Loans, Family loan.

Ms. Bell's background includes positions with a community - based non-profit organization, the Mayor's Office, a national financial and technical assistance intermediary and most recently the Community Redevelopment Agency of the City of Los Angeles.

The company's products and services addresses multiple markets, asset classes and geographies and are sold to a diverse client base, including asset owners, such as pension funds, endowments, foundations, central banks, family offices and insurance companies; institutional and retail asset managers, such as managers of pension assets, mutual funds, exchange traded funds, real estate, hedge funds and private wealth; financial intermediaries, such as banks, broker - dealers, exchanges, custodians and investment consultants; and corporate clients.

In Italy, as in any other EU member, financial intermediaries, including forex and binary options brokers, are not allowed to operate without the proper authorization from the local authorities or the relevant regulator of any other EU country.

NIFTY Financial Services — Total Return Index (TRI) has a portfolio of companies under financial services which includes banks, non-banking financial companies (NBFC), housing finance, microfinance, stockbroking & allied services, wealth management, asset reconstruction companies, rating agencies, asset management companies, depositories, pension companies, insurance companies, real estate investment trust (REITs), stock / commodities exchange and other market intermediaries, payment intermediaries, statutory corporations, companies and other bodies in which the government has financial or authoritative Financial Services — Total Return Index (TRI) has a portfolio of companies under financial services which includes banks, non-banking financial companies (NBFC), housing finance, microfinance, stockbroking & allied services, wealth management, asset reconstruction companies, rating agencies, asset management companies, depositories, pension companies, insurance companies, real estate investment trust (REITs), stock / commodities exchange and other market intermediaries, payment intermediaries, statutory corporations, companies and other bodies in which the government has financial or authoritative financial services which includes banks, non-banking financial companies (NBFC), housing finance, microfinance, stockbroking & allied services, wealth management, asset reconstruction companies, rating agencies, asset management companies, depositories, pension companies, insurance companies, real estate investment trust (REITs), stock / commodities exchange and other market intermediaries, payment intermediaries, statutory corporations, companies and other bodies in which the government has financial or authoritative financial companies (NBFC), housing finance, microfinance, stockbroking & allied services, wealth management, asset reconstruction companies, rating agencies, asset management companies, depositories, pension companies, insurance companies, real estate investment trust (REITs), stock / commodities exchange and other market intermediaries, payment intermediaries, statutory corporations, companies and other bodies in which the government has financial or authoritative financial or authoritative interest.

Financial intermediaries include brokers, financial planners, banks, insurance companies, retirement or 401 (k) plan administrators anFinancial intermediaries include brokers, financial planners, banks, insurance companies, retirement or 401 (k) plan administrators anfinancial planners, banks, insurance companies, retirement or 401 (k) plan administrators and others.

Marketing support may include access to sales meetings, sales representatives and financial intermediary management representatives, inclusion of a Fund on a sales list, including a preferred or select sales list, or other sales programs.

Additional Compensation To Financial Intermediaries: The Distributor, its affiliates, and the Funds» adviser and their affiliates may each, its own expense and out of its own assets including legitimate profits, provide additional cash payments to financial intermediaries who sell shares of tFinancial Intermediaries: The Distributor, its affiliates, and the Funds» adviser and their affiliates may each, its own expense and out of its own assets including legitimate profits, provide additional cash payments to financial intermediaries who sell sharesIntermediaries: The Distributor, its affiliates, and the Funds» adviser and their affiliates may each, its own expense and out of its own assets including legitimate profits, provide additional cash payments to financial intermediaries who sell shares of tfinancial intermediaries who sell sharesintermediaries who sell shares of the Funds.

The Plan enables the fund to bear expenses relating to the provision by financial intermediaries, including Schwab (together, service providers), of certain shareholder services to the current shareholders of the fund.

There's still a significant amount of other fossil fuel finance at the World Bank Group that will need to be addressed, including ongoing indirect support for coal through financial intermediaries and development policy finance, as well as other oil and gas finance.

• Ensure that the limit on coal financing in the Energy Directions paper is comprehensive and applies to all forms of World Bank Group support, including development policy loans, financial intermediaries, and advisory services.

(Financial intermediaries may include commercial and investment banks, private equity and venture capital funds, microcredit institutions, insurance and other financial instiFinancial intermediaries may include commercial and investment banks, private equity and venture capital funds, microcredit institutions, insurance and other financial instifinancial institutions.)

«It is important that financial intermediaries (including non-designated finance professionals, such as lawyers and businesses) take measures to ensure they are not unwittingly used to launder money or to finance terrorism.»

The Bank will address lacunae in the financial structure by acting as a wholesale second - tier financial intermediary in coordination with and via other financial institutions, including commercial banks and private investors.

Our Financial Regulation team provides regulatory advice for a wide range of financial institutions, including government bodies, banks, securities firms, investment managers, alternative asset managers, custodians, building societies, life and non-life insurance companies, reinsurers, electronic trading platforms, stockbrokers, corporate financiers, retail intermediaries, pension houses, payment services firms and peer - to - peer lendiFinancial Regulation team provides regulatory advice for a wide range of financial institutions, including government bodies, banks, securities firms, investment managers, alternative asset managers, custodians, building societies, life and non-life insurance companies, reinsurers, electronic trading platforms, stockbrokers, corporate financiers, retail intermediaries, pension houses, payment services firms and peer - to - peer lendifinancial institutions, including government bodies, banks, securities firms, investment managers, alternative asset managers, custodians, building societies, life and non-life insurance companies, reinsurers, electronic trading platforms, stockbrokers, corporate financiers, retail intermediaries, pension houses, payment services firms and peer - to - peer lending firms.

The categories of those being sued vary considerably, including investment managers, financial intermediaries, accountants and other professional advisers.

Compliance with this requirement is expected by June 2017, and financial intermediaries are to have commenced the process of revising and updating client agreements to include the prescribed clause verbatim.

Our team includes several former regulators and former executives and internal legal counsel at financial institutions and other financial intermediaries.

Clients include banks and their special finance and merchant banking affiliates, insurance companies, financial subsidiaries of major industrial corporations, and other financial intermediaries.

Until the advent of blockchain technology, the only solution to the double spend problem with digital currency was a very complex system of intermediaries, including financial institutions, payment networks, and regulatory authorities.

(iv) The Consob — SEC memorandum of understanding of 3 May 1993 (the Consob — SEC MoU) provides several cooperation mechanisms between Consob and SEC in connection with the enforcement of securities law concerning market abuse, the obligation on issuers to disclose inside information and regulatory duties applicable to financial intermediaries, investment funds, market managers, clearing houses, and other securities market operators (including duties relating to handling, transmitting, and executing orders, managing securities portfolios, settling securities transactions, safeguarding customer securities, and complying with financial or operational requirements).

Our global team combines industry best practice with local market knowledge and includes several former regulators, executives and internal legal counsel at financial institutions and other financial intermediaries.

The SEBI has agreed on certain requirements relating to the «know your customer» norms for financial intermediaries and financial institution including the mutual fund providers in order to know their clients.

Synechron is a New York — based financial services consulting firm whose clients include global investment banks, intermediaries, hedge funds and wealth managers.

The Spanish Tax Agency (AEAT) has sent information requests for customer data to 60 companies associated with cryptocurrencies, including financial firms, intermediaries like crypto exchanges and ATMs, and companies that accept crypto as a payment option, local news outlet El Economista reported yesterday, April 5.

The most common issue is that the financial institution selling the REO property will not allow the real estate Purchase and Sale Agreement («PSA») to be assigned to anyone, including the Qualified Intermediary («QI»).

According to the Financial Stability Board, the august body that makes recommendations to the global financial system from Basel, Switzerland, «other financial intermediaries» — the category that includes non-bank lenders but not insurance companies and pension funds — increased their assets to $ 80 trillion, or 23 percent of total financial assets,Financial Stability Board, the august body that makes recommendations to the global financial system from Basel, Switzerland, «other financial intermediaries» — the category that includes non-bank lenders but not insurance companies and pension funds — increased their assets to $ 80 trillion, or 23 percent of total financial assets,financial system from Basel, Switzerland, «other financial intermediaries» — the category that includes non-bank lenders but not insurance companies and pension funds — increased their assets to $ 80 trillion, or 23 percent of total financial assets,financial intermediaries» — the category that includes non-bank lenders but not insurance companies and pension funds — increased their assets to $ 80 trillion, or 23 percent of total financial assets,financial assets, in 2014.

The sophisticated Investor will always have a good team of experienced professional advisors, including legal, tax, and financial advisors, along with a knowledgeable broker and professional, experienced, institutional Qualified Intermediary, also referred to in the real estate industry as the 1031 Exchange Accommodator or 1031 Exchange Facilitator, and an Exchange Accommodation Titleholder, with significant technical experience in tax - deferred like - kind Exchange transactions such as Exeter Reverse 1031 Exchange Services, LLC.

The 9th annual InterFace Healthcare Real Estate West is an information and networking conference for everyone involved in healthcare and medical office real estate, including hospitals and healthcare systems, owners / investors / developers, lenders and financial intermediaries, leasing, management and operations specialists, and others allied to the industry.

The Bureau received over 2,800 comments on the TILA - RESPA proposal during the comment period from, among others, consumer advocacy groups; national, State, and regional industry trade associations; banks; community banks; credit unions; financial companies; mortgage brokers; title insurance underwriters; title insurance agents and companies; settlement agents; escrow agents; law firms; document software companies; loan origination software companies; appraisal management companies; appraisers; State housing finance authorities, counseling associations, and intermediaries; State attorneys general; associations of State financial services regulators; State bar associations; government sponsored enterprises (GSEs); a member of the U.S. Congress; the Committee on Small Business of the U.S. House of Representatives; Federal agencies, including the staff of the Bureau of Consumer Protection, the Bureau of Economics, and the Office of Policy Planning of the Federal Trade Commission (FTC staff), and the Office of Advocacy of the Small Business Administration (SBA); and individual consumers and academics.