Sentences with phrase «including regulated financial institutions»

He advises listed and non-listed entities, including regulated financial institutions.

Not exact matches

But in recent years, as the Bank of Canada held interest rates to historically low levels and consumer debt skyrocketed, the federal government tightened mortgage restrictions on regulated financial institutions, including HCG.

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

Prominent investments include Bitstamp, the first nationally regulated Bitcoin exchange and Chain an enterprise software company that builds blockchain networks for traditional financial institutions.

Investors in cryptocurrency are highly reliant upon unregulated companies, including some that may lack appropriate internal controls and may be more susceptible to fraud and theft than regulated financial institutions.

The Financial Conduct Authority (FCA) regulate the market of all financial institutions including banks, insurance providers and lenders, to ensure that consumers are protected at all times from any miFinancial Conduct Authority (FCA) regulate the market of all financial institutions including banks, insurance providers and lenders, to ensure that consumers are protected at all times from any mifinancial institutions including banks, insurance providers and lenders, to ensure that consumers are protected at all times from any misconduct.

«It boggles the mind to see companies lobbying for a return to less regulated subprime mortgage lending... After what amounts to a nano - second in regulatory time, financial institutions are aggressively attacking many of the core Dodd - Frank reforms, including subprime mortgage protections.»

A few final notes: 1) the standard of broadly matching asset and liability cash flows should be applied to all regulated financial institutions, including investment banks.

Our financial regulatory advice to financial institutions has spanned a wide range of subjects, including the chartering of new banking institutions and their subsidiaries; charter conversions; conversions to BHC; FHC elections; the expansion of regulated banking and non-banking activities through acquisitions and de novo expansion; broker - dealer registration and material changes in business operations; the treatment of new financial products under regulatory capital requirements; and legal risks in cross-border payment and securities settlement systems.

The Bank Act restrictions apply to all non-bank financial services providers, including both federally regulated trust and loan companies and provincially regulated institutions.

The legislation involves and affects «regulated industries» that deal with third party money, which includes not only financial institutions such as banks but also lawyers and accountants.

Join us for an ILTA product webinar to see why NetDocuments is currently being used by hundreds of thousands of users worldwide within industries regulated by strict compliance and data security requirements, including many Am Law and global 100 firms, corporations, legal departments, and financial institutions.

He has a broad advisory and contentious practice centred around providing pragmatic, business focused solutions to commercial businesses, many of whom operate in heavily regulated sectors including global financial institutions and insurers.

We have extensive experience advising clients in a range of heavily regulated industries, including financial institutions, energy and natural resources, infrastructure, TMT (technology, media and telecoms), healthcare and automotive.

The balance struck within a TPP chapter between measures designed to facilitate international trade and / or investment and a host state's sovereign right to regulate as a means of achieving legitimate policy objectives, including the protection of human rights, health, the environment, public morals, cultural institutions, the financial sector or intellectual property.

Digital currencies, including the most well know — Bitcoin — employ encryption techniques and via blockchain, the units of currency are regulated and transferred independently of a centralised bank or financial institution.