During this time the market had done well, so when I paid back the funds the net difference in shares that I now owned (
including shares purchased with the interest payments) was $ 538.25 less than today's value of the original count of shares that were sold to fund the loan.
Negotiating and drafting definitive agreements
including share purchase agreements and asset purchase agreements, escrow agreements, non-competition agreements, vendor take - back loan and earn - out agreements, indemnity agreements, shareholders» agreements and employment agreements
Not exact matches
Those who inquire by e-mail are encouraged to
include their mailing address, telephone number, and the number of
shares purchased.
Nedlands - based Advanced
Share Registry has
purchased 51 per cent of Perth start - up Private Company Platform, which is targeting unlisted companies with multiple shareholders,
including those pursuing crowd - sourced funding.
HOUSTON, April 20, 2018 (GLOBE NEWSWIRE)-- Bellicum Pharmaceuticals, Inc. (NASDAQ: BLCM) a clinical stage biopharmaceutical company focused on discovering and developing cellular immunotherapies for cancers and orphan inherited blood disorders, today announced the closing of its previously announced underwritten public offering of 9,200,000
shares of its common stock,
including 1,200,000
shares sold pursuant to the underwriters» full exercise of their option to
purchase additional
shares, at a public offering price of $ 7.50 per
share.
Inside Social offers solutions that track your company's social efforts across multiple social channels all in one place,
including exactly how your social
shares lead to engagement, conversions, signups,
purchases and more.
MEC says in a statement
shared via its Twitter account Monday that the company has heard from members on different sides of the issue,
including those who want to be able to
purchase Vista - owned brands like Camelbak at MEC stores.
Options
include a donation model, a reward model, a debt model, one that offers royalties, and finally the newest approach, which allows equity (the
purchase of company
shares in exchange for the backing).
Most venture - capital firms — Sequoia
included — are used to the old equity model in which investors
purchase private
shares of a company, often while mentoring the founders to help the company reach its full potential.
The
purchase price
includes more than US$ 860 million to
purchase Pantry's
shares, with the rest going towards capital leases and debt.
These risks and uncertainties
include: Gilead's ability to achieve its anticipated full year 2018 financial results; Gilead's ability to sustain growth in revenues for its antiviral and other programs; the risk that private and public payers may be reluctant to provide, or continue to provide, coverage or reimbursement for new products,
including Vosevi, Yescarta, Epclusa, Harvoni, Genvoya, Odefsey, Descovy, Biktarvy and Vemlidy ®; austerity measures in European countries that may increase the amount of discount required on Gilead's products; an increase in discounts, chargebacks and rebates due to ongoing contracts and future negotiations with commercial and government payers; a larger than anticipated shift in payer mix to more highly discounted payer segments and geographic regions and decreases in treatment duration; availability of funding for state AIDS Drug Assistance Programs (ADAPs); continued fluctuations in ADAP
purchases driven by federal and state grant cycles which may not mirror patient demand and may cause fluctuations in Gilead's earnings; market
share and price erosion caused by the introduction of generic versions of Viread and Truvada, an uncertain global macroeconomic environment; and potential amendments to the Affordable Care Act or other government action that could have the effect of lowering prices or reducing the number of insured patients; the possibility of unfavorable results from clinical trials involving investigational compounds; Gilead's ability to initiate clinical trials in its currently anticipated timeframes; the levels of inventory held by wholesalers and retailers which may cause fluctuations in Gilead's earnings; Kite's ability to develop and commercialize cell therapies utilizing the zinc finger nuclease technology platform and realize the benefits of the Sangamo partnership; Gilead's ability to submit new drug applications for new product candidates in the timelines currently anticipated; Gilead's ability to receive regulatory approvals in a timely manner or at all, for new and current products,
including Biktarvy; Gilead's ability to successfully commercialize its products,
including Biktarvy; the risk that physicians and patients may not see advantages of these products over other therapies and may therefore be reluctant to prescribe the products; Gilead's ability to successfully develop its hematology / oncology and inflammation / respiratory programs; safety and efficacy data from clinical studies may not warrant further development of Gilead's product candidates,
including GS - 9620 and Yescarta in combination with Pfizer's utomilumab; Gilead's ability to pay dividends or complete its
share repurchase program due to changes in its stock price, corporate or other market conditions; fluctuations in the foreign exchange rate of the U.S. dollar that may cause an unfavorable foreign currency exchange impact on Gilead's future revenues and pre-tax earnings; and other risks identified from time to time in Gilead's reports filed with the U.S. Securities and Exchange Commission (the SEC).
Pursuant to rules of the Ontario Securities Commission, the Autorité des Marchés Financiers and the Universal Market Integrity Rules for Canadian Marketplaces, the underwriters may not, throughout the period of distribution, bid for or
purchase shares of our common stock except in accordance with certain permitted transactions,
including market stabilization and passive market making activities.
From January 1, 2008 through December 31, 2010, the Registrant granted to its employees, consultants and other service providers options to
purchase an aggregate of 12,566,833
shares of common stock under the Registrant's Amended and Restated 2003 Stock Incentive Plan, or the 2003 Plan, at exercise prices ranging from $ 1.50 to $ 14.46 per
share, which
includes options to
purchase shares of common stock that were repriced on a one - for - one basis to $ 2.32 per
share in February 2009.
For stockholders of record: The proxy card you received covers the number of
shares to be voted in your account as of the record date,
including any
shares held for participants in the IBM Investor Services Program and Employees Stock
Purchase Plans.
Accordingly, our approximately 25,050,954 outstanding awards (not
including awards under our employee stock
purchase plan) plus 25,865,562
Shares available for future grant under our equity plans (not
including under our employee stock
purchase plan) as of March 31, 2018 represented approximately 10.5 % of our Common Stock outstanding (commonly referred to as the «overhang»).
You should carefully consider the risks and uncertainties described below, together with all of the other information in this prospectus,
including our consolidated financial statements and related notes, before deciding whether to
purchase shares of our Class A common stock.
Complete
share transactions
including purchases, sales and certificate requests on the Internet.
From January 1, 2008 through December 31, 2010, the Registrant granted to certain executive officers, directors and other investors options and rights to
purchase an aggregate of 8,196,662
shares of common stock under the 2003 Plan at exercise prices ranging from $ 2.00 to $ 6.20 per
share, which
includes options to
purchase shares of common stock that were repriced on a one - for - one basis to $ 2.32 per
share in February 2009.
The aggregate
purchase price of the
Shares purchased by the Reporting Persons collectively was approximately $ 229 million (
including commissions and premiums for options to
purchase Shares).
Following the expiration of the lock - up agreements referred to above, stockholders owning an aggregate of up to 248,396,604
shares of our Class B common stock (
including shares issuable pursuant to the exercise of warrants to
purchase shares of our capital stock that were outstanding as of September 30, 2015) can require us to register
shares of our capital stock owned by them for public sale in the United States.
Pursuant to our equity compensation plans and certain agreements with certain holders of our capital stock,
including Jack Dorsey, Jim McKelvey, Khosla Ventures III, LP, entities affiliated with JPMC Strategic Investments, entities affiliated with Sequoia Capital, entities affiliated with Rizvi Traverse, and an entity affiliated with Mary Meeker,
including an amended and restated right of first refusal and co-sale agreement, we or our assignees have a right to
purchase shares of our capital stock which stockholders propose to sell to other parties.
After the completion of this offering, the holders of up to 248,396,604
shares of our common stock (
including shares issuable pursuant to the exercise of warrants to
purchase shares of our capital stock that were outstanding as of September 30, 2015) will be entitled to certain rights with respect to the registration of such
shares under the Securities Act.
In January 2014, these holders commenced a tender offer to
purchase shares of our capital stock from certain of our securityholders,
including James McKelvey, Lawrence Summers, and Dana Wagner.
Such
purchases of
shares in this offering through the LOYAL3 Platform will be at the initial public offering price, will be otherwise fee - free to investors, and will be in dollar amounts that may
include fractional
shares.
After the completion of this offering, the holders of up to 248,396,604
shares of our Class B common stock (
including shares issuable pursuant to the exercise of warrants to
purchase shares of our capital stock that were outstanding as of September 30, 2015) will be entitled to certain «piggyback» registration rights.
The defined contribution plan category contains a broad range of plans
including profit -
sharing plans, money
purchase plans, 401 (k) plans, employee stock ownership (ESOP) plans and two types of plans especially popular with small businesses: SIMPLE plans and SEPs (simplified employee pensions).
This lack of supply has coincided with strong demand —
including among institutional investors who
purchased large amounts of the Canadian bank's last round of attractively - priced preferred
share issuance in December.
Shkreli was awarded substantial compensation by the Company during the period of his disloyalty
including, but not limited to: substantial cash compensation, 1,605,570
shares of Retrophin stock, a grant of 1,080,000 time based options to
purchase Retrophin stock (the «December 2013 Option Agreement «-RRB- and a grant of 400,000 options (half time based and half performance based) to
purchase shares of Retrophin stock (the «February 2014 Option Agreement»).
Under certain circumstances,
including if the public offering occurs prior to March 24, 2015, or if the right to
purchase shares in the public offering conflicts with applicable securities laws, or if some other legal impediment or requirement would prevent or materially delay the consummation of or unreasonably interfere with either such offering or the
purchase of the
shares by Passport in such offering, then instead of the right to
purchase shares in the public offering, Passport would have the right to
purchase the same number of
shares, at the same
purchase price the
shares in the public offering are sold to the public, in a separate and concurrent private placement transaction.
As of September 30, 2014, the holders of 52,132,350
shares of our common stock,
including our common stock issuable in connection with the automatic conversion of all outstanding
shares of our convertible preferred stock into
shares of our common stock and the holder of a warrant to
purchase 6,500,000
shares of our common stock, are entitled to rights with respect to the registration of their
shares following this offering under the Securities Act.
a record created when a new position in a security is established within your portfolio; an overall security may have multiple records depending on when each individual transaction took place; types of information that may be represented for each position
included are
purchase price, number of
shares, and the date of the
purchase
The net inflows or outflows of the Fund are calculated by taking the daily total new Fund
share purchases (
including exchanges made into the Fund) and subtracting the daily total Fund
share redemptions (
including exchanges made out of the Fund).
At this celebration (30th anniversary of the fund), attorney Steven West of Sullivan & Cromwell, counsel for the fund's underwriters reported to the group that he had actually
purchased 1,000
shares at the original offering, at a price of $ 15.00 per
share,
including an initial sales charge of 6 percent for its distributors.
In the U.S, they generally
include a subscription (
share purchase) agreement, a right - of - first - refusal and co-sale agreement, an investors» rights agreement, and a voting trust agreement.
You should read the following summary together with the more detailed information appearing in this prospectus,
including «Selected Consolidated Financial Data,» «Management's Discussion and Analysis of Financial Condition and Results of Operations,» «Risk Factors,» «Business» and our consolidated financial statements and related notes before deciding whether to
purchase shares of our capital stock.
in the case of our directors, officers, and security holders, (i) the receipt by the locked - up party from us of
shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other equity award plan described in this prospectus or (B) the exercise of warrants outstanding and which are described in this prospectus, or (ii) the transfer of
shares of Class A common stock, Class B common stock, or any securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our securities or upon the exercise of options or warrants to
purchase our securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount of cash needed for the payment of taxes,
including estimated taxes, due as a result of such vesting or exercise whether by means of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case of (i), the
shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of such transfer by or on behalf of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer of
shares or securities was solely to us pursuant to the circumstances described in this bullet point;
The table above does not
include (i) 5,952,917
shares of Class A common stock reserved for issuance under our 2015 Incentive Award Plan (as described in «Executive Compensation — New Employment Agreements and Incentive Plans»), consisting of (x) 2,689,486
shares of Class A common stock issuable upon exercise of options to
purchase shares of Class A common stock granted on the date of this prospectus to our directors and certain employees,
including the named executive officers, in connection with this offering as described in «Executive Compensation — Director Compensation» and «Executive Compensation — New Equity Awards,» and (y) 3,263,431 additional
shares of Class A common stock reserved for future issuance and (ii) 24,269,792
shares of Class A common stock issuable to the Continuing SSE Equity Owners upon redemption or exchange of their LLC Interests as described in «Certain Relationships and Related Party Transactions — SSE Holdings LLC Agreement.»
We, our officers and directors, and holders of substantially all of the outstanding
shares of our common stock
including the selling stockholders, have agreed with the underwriters, subject to certain exceptions, not to offer, sell, contract to sell, pledge, grant any option to
purchase, make any short sale or otherwise dispose of any
shares of common stock, options or warrants to
purchase shares of common stock or securities convertible into, exchangeable for or that represent the right to receive
shares of common stock, whether now owned or hereafter acquired, during the period from the date of this prospectus continuing through the date 180 days after the date of this prospectus, except with the prior written consent of each of Goldman, Sachs & Co., Morgan Stanley & Co..
The number of
shares of our Class A common stock outstanding after this offering as shown in the tables above is based on the number of
shares outstanding as of September 24, 2014, after giving effect to the Transactions and the Assumed Redemption, and excludes 5,952,917
shares of Class A common stock reserved for issuance under our 2015 Incentive Award Plan (as described in «Executive Compensation — New Employment Agreements and Incentive Plans»), consisting of (i) 2,689,486
shares of Class A common stock issuable upon the exercise of options to
purchase shares of Class A common stock granted on the date of this prospectus to our directors and certain employees,
including the named executive officers, in connection with this offering as described in «Executive Compensation --
The adjustment assumes there will be no additional distribution in the event the gross proceeds from the offering exceed the anticipated gross proceeds (
including as a result of the exercise by the underwriters of their option to
purchase additional
shares of Class A common stock).
The Company's board of directors also approved an additional distribution to its members, to the extent the gross proceeds of the Company's planned initial public offering exceed the anticipated gross proceeds (
including as a result of the exercise by the underwriters of their option to
purchase additional
shares of Class A common stock), in an amount equal to the product of (A) the increased gross proceeds and (B) 0.273, to be paid from the proceeds of the Company's planned initial public offering.
The number of
shares of our Class A common stock outstanding after this offering as shown in the tables above is based on the number of
shares outstanding as of September 24, 2014, after giving effect to the Transactions and the Assumed Redemption, and excludes
shares of Class A common stock reserved for issuance under our 2015 Incentive Award Plan (as described in «Executive Compensation — New Employment Agreements and Incentive Plans»), consisting of (i)
shares of Class A common stock issuable upon the exercise of options to
purchase shares of Class A common stock granted on the date of this prospectus to our directors and certain employees,
including the named executive officers, in connection with this offering as described
The committee had been notified by a group consisting of members of the Nordstrom family,
including co-presidents Blake W. Nordstrom, Peter E. Nordstrom, and Erik B. Nordstrom, that the group intended to submit a proposal to
purchase all of the outstanding
shares of common stock of the company not already owned by the group, and approximately 21 % of the
shares owned by the Nordstrom family members in the group, for $ 50 a
share in cash, the company said in a statement.
This spending does not
include purchases made in shopping apps such as Amazon or payments to ride
sharing apps like Uber, for example.
You should read the following summary together with the more detailed information appearing in this prospectus,
including «Risk Factors,» «Selected Consolidated Financial Data,» «Management's Discussion and Analysis of Financial Condition and Results of Operations,» «Business» and our consolidated financial statements and related notes before deciding whether to
purchase shares of our Class A common stock.
As of November 11, 2013, a total of 20.873 million
shares of the Company's common stock were subject to all outstanding awards granted under the Company's equity compensation plans (
including the
shares then subject to outstanding awards under the 2003 Plan and the Director Plan, as well as outstanding awards assumed by the Company in connection with acquisitions, but exclusive of
shares that employees may
purchase under the Employee Stock Purchase Plan), of which 17.265 million shares were then subject to outstanding restricted stock unit awards and 3.608 million shares were then subject to outstanding stock
purchase under the Employee Stock
Purchase Plan), of which 17.265 million shares were then subject to outstanding restricted stock unit awards and 3.608 million shares were then subject to outstanding stock
Purchase Plan), of which 17.265 million
shares were then subject to outstanding restricted stock unit awards and 3.608 million
shares were then subject to outstanding stock options.
We have based our calculation of the number of
shares outstanding after the offering and the percentage of beneficial ownership after the offering on
shares of our common stock outstanding immediately after the completion of this offering,
including shares that we estimate will be issued pursuant to the 2014 Recapitalization assuming an initial public offering price of $ per
share (the midpoint of the price range on the cover of this prospectus), and no exercise of the underwriters» overallotment option to
purchase shares from the selling stockholders.
outstanding warrants to
purchase shares of our common stock,
including our Related - Party Warrants, either (i) would be exchanged for
shares of our common stock depending in part on the initial public offering price of this offering, (ii) would be exercised to the extent the exercise price per
share provided for therein is less than the initial public offering price of this offering or (iii) would expire or otherwise be cancelled; and
our currently outstanding warrants to
purchase shares of our common stock,
including our Related - Party Warrants, either (i) would be exchanged for
shares of our common stock depending in part on the initial public offering price of this offering, (ii) would be exercised to the extent the exercise price per
share provided for therein is less than the initial public offering price of this offering or (iii) would expire or otherwise be cancelled; and
The diluted net income (loss) per
share calculations
include shares of Class A, Class A-1, and Class B common stock, as well as warrants to
purchase shares of Class A and Class C common stock where the warrant exercise price is below the fair value of the underlying common stock and therefore would have a dilutive effect.