Sentences with phrase «including substantial commissions»

Moreover, there are specific risks associated with trading spreads, including substantial commissions, because it involves at least twice the number of contracts as a long or short position and because spreads are almost invariably closed out prior to expiration.

Not exact matches

Other Risks: Spreads, Straddles, and other multiple - leg option strategies can entail substantial transaction costs, including multiple commissions, which may impact any potential return.

Examples of these risks, uncertainties and other factors include, but are not limited to the impact of: adverse general economic and related factors, such as fluctuating or increasing levels of unemployment, underemployment and the volatility of fuel prices, declines in the securities and real estate markets, and perceptions of these conditions that decrease the level of disposable income of consumers or consumer confidence; adverse events impacting the security of travel, such as terrorist acts, armed conflict and threats thereof, acts of piracy, and other international events; the risks and increased costs associated with operating internationally; our expansion into and investments in new markets; breaches in data security or other disturbances to our information technology and other networks; the spread of epidemics and viral outbreaks; adverse incidents involving cruise ships; changes in fuel prices and / or other cruise operating costs; any impairment of our tradenames or goodwill; our hedging strategies; our inability to obtain adequate insurance coverage; our substantial indebtedness, including the ability to raise additional capital to fund our operations, and to generate the necessary amount of cash to service our existing debt; restrictions in the agreements governing our indebtedness that limit our flexibility in operating our business; the significant portion of our assets pledged as collateral under our existing debt agreements and the ability of our creditors to accelerate the repayment of our indebtedness; volatility and disruptions in the global credit and financial markets, which may adversely affect our ability to borrow and could increase our counterparty credit risks, including those under our credit facilities, derivatives, contingent obligations, insurance contracts and new ship progress payment guarantees; fluctuations in foreign currency exchange rates; overcapacity in key markets or globally; our inability to recruit or retain qualified personnel or the loss of key personnel; future changes relating to how external distribution channels sell and market our cruises; our reliance on third parties to provide hotel management services to certain ships and certain other services; delays in our shipbuilding program and ship repairs, maintenance and refurbishments; future increases in the price of, or major changes or reduction in, commercial airline services; seasonal variations in passenger fare rates and occupancy levels at different times of the year; our ability to keep pace with developments in technology; amendments to our collective bargaining agreements for crew members and other employee relation issues; the continued availability of attractive port destinations; pending or threatened litigation, investigations and enforcement actions; changes involving the tax and environmental regulatory regimes in which we operate; and other factors set forth under «Risk Factors» in our most recently filed Annual Report on Form 10 - K and subsequent filings by the Company with the Securities and Exchange Commission.

Dean Burch, then Chairman of the Federal Communications Commission, indicated at the Senate hearing that the broadcasting industry «s response should be «immediate and decisive,» and that their response should include sharp reductions in «all gratuitous and needless violence» in the programs children watch, and «the creation of substantial amounts of new diversified programming, not just the usual diet of cartoons, to open the eyes and expand the minds of young viewers.»

The Australian Law Reform Commission recently recommended substantial reworking of the Copyright Act and specifically recommended including similar exemptions to the «fair dealing» laws in America.

The Justice Brobbey Commission was formed by President Akufo - Addo under Constitutional Instrument (CI) 105 to, among other things, inquire, into the need and substantial demand for the creation of new regions which include Northern, Volta, Western and Brong Ahafo Regions.

This release contains forward - looking information that involves substantial risks and uncertainties about the intention to file a registration statement with the U.S. Securities and Exchange Commission for an initial public offering of a minority ownership stake in Pfizer's Animal Health business, including the anticipated timing of such a transaction and the potential benefits to Pfizer.

Recent projects and publications include: «Proposals for Liverpool», The Fifth Floor, Tate Liverpool (2008); «Proposals for Barcelona», Centre d'Art Santa Monica (2008); «Proposals for Brussels», with the British Council for the Europalia Festival (2007); a commission for COMMA at Bloomberg SPACE, London (June, 2009); and several substantial commissions.

Mike Whiting received his MFA from Pratt Institute in Brooklyn, NY in May of 2002, and has since developed a substantial profile as a contemporary artist of our times through his solo exhibitions at Plus Gallery, numerous group exhibitions across the US, and a number of monumental outdoor works commissioned for entities across the US, including Denver's iconic «Rhino» sculpture at the intersection of Larimer and Broadway.

On November 10, 2005, because of the substantial energy - related information developed through the Energy Commission's 2005 Integrated Energy Policy Report proceedings, including the Strategic Transmission Investment Plan, the State of California Resources Agency requested that the Energy Commission represent California in the federal PEIS effort.

A violent offences is defined as an offence committed by a young person that includes as an element the causing of bodily harm; an attempt or a threat to commit an offence; or an offence in the commission of which a young person endangers the life or safety of another person by creating a substantial likelihood of causing bodily harm.

The Law Commission proposes some kind of non-binding «guidance» about «needs» to assist decision - makers in their task of interpreting that term in specific cases, which serves to underscore the fact that there will be substantial uncertainty under its proposal as to what the exception will include and how it will be applied.

Shutts & Bowen attorneys have substantial experience in handling matters involving allegations of fraud, including those involving the appointment of a receiver by the Securities and Exchange Commission (the «SEC»).

The FCPA includes substantial criminal penalties for both businesses and individuals found to have made prohibited payments, and also gives both the Department of Justice and the Securities and Exchange Commission the authority to pursue civil enforcement actions.

Foremost among these tools is enforcement action against companies that fail to honor their privacy promises, including to comply with Privacy Shield, or that engage in unfair acts that cause substantial injury to consumers in violation of the FTC Act,» the Commission said in a statement.

The Federal Trade Commission is investigating Facebook's privacy practices following a week of privacy scandals including whether the company engaged in «unfair acts» that cause «substantial injury» to consumers.

-- FEDERAL TRADE COMMISSION: Tom Pahl, acting director of the FTC's Bureau of Consumer Protection, says the agency's probe will include whether the company engaged in «unfair acts» that cause «substantial injury» to consumers.

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained