Sentences with phrase «independent asset allocation advice»

Instead, between 2007 and 2008 it made costly deals in alternatives and structured notes, followed by direct equity trades, without independent asset allocation advice.

Not exact matches

In addition to «flat - fee - only» and «fee - offset» models, the SunAmerica Advisory Opinion provides that asset allocation services offered to participants (involving advice and even discretionary management) that are the product of a computer model developed and overseen by an independent financial expert, and subject to certain additional conditions, would allow a service provider (the broker - dealer, in this case) to avoid PTs when receiving variable / indirect compensation from its platform of investment offerings.

We also connected the client with independent strategic and tactical investment advice on asset allocation and risk management.