Sentences with phrase «independent audit function»

In their anti-money laundering programs, brokers would need to designate a compliance officer, develop internal controls with an independent audit function, and add training for their salespeople.

Not exact matches

The Audit Committee represents and assists the Board in fulfilling its oversight responsibility relating to our financial statements and financial reporting process, the qualifications, independence, and performance of our independent auditors, the performance of our internal audit function, legal and regulatory matters, and our compliance policies and procedAudit Committee represents and assists the Board in fulfilling its oversight responsibility relating to our financial statements and financial reporting process, the qualifications, independence, and performance of our independent auditors, the performance of our internal audit function, legal and regulatory matters, and our compliance policies and procedaudit function, legal and regulatory matters, and our compliance policies and procedures.

During the past year, the Audit Committee met with management and reviewed matters that included the Company's risk assessment and compliance functions, information security, public policy expenditures, treasury and investment matters, accounting industry issues, the reappointment of our independent auditor, and pending litigation.

Among other matters, the audit committee evaluates the independent auditors» qualifications, independence and performance; determines the engagement of the independent auditors; reviews and approves the scope of the annual audit and the audit fee; discusses with management and the independent auditors the results of the annual audit and the review of our quarterly financial statements; approves the retention of the independent auditors to perform any proposed permissible non-audit services; monitors the rotation of partners of the independent auditors on the company's engagement team as required by law; reviews our critical accounting policies and estimates; oversees our internal audit function and annually reviews the audit committee charter and the committee's performance.

Internal control at Municipality Finance comprises financial administration that handles financial reporting, a risk management function which reports on the company's risk position and any changes to it and is independent of the business of the company, and internal audit performed by business units which produce reports that are processed by supervisors, the President and CEO assisted by the Executive Management Team, as well as the company's Board of Directors.

The mission of the Niskayuna Central School District Audit Committee is to provide independent advice, assistance, and and recommendations to the Board in the oversight of the internal and external audit functions of the distAudit Committee is to provide independent advice, assistance, and and recommendations to the Board in the oversight of the internal and external audit functions of the distaudit functions of the district.

The mission of the Niskayuna Central School District Audit Committee is to provide independent advice, assistance, and and recommendations to the Board in the oversight of the internal and external audit functions of the distAudit Committee is to provide independent advice, assistance, and and recommendations to the Board in the oversight of the internal and external audit functions of the distaudit functions of the district.