Sentences with phrase «independent fiduciary»

RERC's MIS goes hand - in - hand with RERC's independent fiduciary, appraisal management, and consulting services.

It is very safe to use as all client fiat funds are held by a third party, ILS Fiduciaries (Switzerland) Sarl, the Swiss branch of ILS World, a global provider of independent fiduciary services.

«They aren't doing their own independent fiduciary role of questioning — they don't do any independent probing.»

Andrew has previously served as an Executive Director and General Counsel of another independent fiduciary company based in Guernsey.

This has led to some, for instance, banks exiting the business but being replaced by what have become larger more specialised independent fiduciary companies.

The value an independent fiduciary wealth advisor brings to... Read More

Contrary to NoteWorld's assurances, it does not act as an independent fiduciary.

Commonwealth Financial Network is a Registered Investment Advisor allowing us to provide our independent fiduciary advisory services as Investment Advisor Representatives through Commonwealth's RIA.

As an independent fiduciary, Align scours the ever - growing landscape of impact investments to find the options in each asset category that best match your personal values and goals.

«That exception is more formally called the «independent fiduciary with financial expertise» provision.

«The optimal financial services firm leverages the competitive spirit of Wall Street, bringing the cream to the top, and does that inside an independent fiduciary service model, which is optimal to the individual investor.»

Section IV (c) of PTE 84 - 24 requires investment company Principal Underwriters to obtain approval from an independent fiduciary and furnish the independent fiduciary with a written disclosure in order to receive commissions in conjunction with the purchase by a plan of securities issued by an investment company Principal Underwriter.

As amended, Section IV (b) of PTE 84 - 24 requires Financial Institutions to obtain advance written authorization from an independent plan fiduciary or IRA holder and furnish the independent fiduciary or IRA holder with a written disclosure in order to receive commissions in conjunction with the purchase of insurance and annuity contracts.

Not exact matches

My entire body of work has been dedicated to helping independent investment advisors launch and build successful investment advisory firms while ensuring they meet their registration obligations, adhere to their fiduciary duty and maintain proper regulatory compliance at all times.

The brand recognition and company culture, one of service provision rather than product sales, continually attracts independent advisors and fiduciary mom - and - pops to Weissbluth's firm.

Paragraph (c)(1) requires a disclosure to be provided by a person to an independent plan fiduciary in certain circumstances for them to be deemed not to be an investment advice fiduciary.

Chetney expects much of the demand for the new Morningstar service will come from independent broker - dealers such as LPL, Commonwealth Financial Network and Cambridge Investment Research, which could mandate that their advisors use a third party to assume the fiduciary responsibility for defined contribution plans.

Principal Financial executives made clear last week that the company would not accept any fiduciary obligation in connection with distributors in the independent channel as the company doesn't sell its retirement plans or retirement plan advice on a direct basis.

Unlike agents within the company's advisor network, independent agents who choose to sell Principal's products aren't under any contractual obligation to do so and questions remain on whom the fiduciary obligation falls: the insurance company or the distributor?

Independent due diligence is part of fulfilling fiduciary duties, and it tends to pay.

Cambridge Investment Research is one independent BD taking a proactive stance in responding to the DOL fiduciary rule.

A vocal proponent of the fiduciary standard for all advisors, the Memphis, Tennessee - born, New Orleans - bred Evensky, a Cornell University grad, started out at Bache & Co. in 1967, moved to Drexel Burnham Lambert and, in 1985, went independent.

The new Department of Labor fiduciary standard represents «the most dramatic regulatory change in a number of decades, suffice to say,» explained Scott Curtis, head of Raymond James» independent advisor channel, in an interview on Tuesday.

Christiaan De Bruyn is director of trust services for the Trident Trust Group in Hong Kong, a leading independent provider of corporate, fiduciary and fund administration services with offices in 24 jurisdictions.

Fiduciaries are solely responsible for exercising independent judgment in evaluating any transaction (s) and are assumed to be capable of evaluating investment risks independently, both in general and with regard to particular transactions and investment strategies.

Accessing independent, fundamental research in support of your investment decisions meets a fiduciary «duty of care» standard, yes, but it also impresses clients and prospects.

MaplesFS, through its divisions Maples Fund Services and Maples Fiduciary, is an independent global provider of specialized fiduciary, accounting and administration Fiduciary, is an independent global provider of specialized fiduciary, accounting and administration fiduciary, accounting and administration services.

Note for Financial Professionals Fiduciary Investment Services are intended for use with plans that do not receive investment selection and monitoring services from an independent financial advisor.

Jon Luskin is a fee - only CERTIFIED FINANCIAL PLANNER ™ (CFP ®) Professional and pledged fiduciary at the independent financial planning firm Define Financial.

Founded by Paul A. Pagnato, a Barron's Top 20 Independent Wealth Advisor and Forbes Top 30 Wealth Advisor, and David W. Karp, PagnatoKarp is a Fiduciary Family Wealth Advisor to ultra and high - net - worth clients.

PagnatoKarp's True Fiduciary ™ Standards drive an independent, client - first business model that offers protection, savings, and peace of mind to wealthy individuals and families.

In this corner we have Professor Randall Thomas of Vanderbilt Law School who said this approach made sense because it «lends itself to allowing these nominees, if elected, to focus on independent decision - making and fulfilling their fiduciary obligations on behalf of shareholders.»

Generally, a financial advisor is an independent practitioner who operates in a fiduciary capacity in which a client's interests come before his own.

The terms Fiduciary, Fee - Only, and Independent are thrown around a lot.

Terms like Fee - Only, Fiduciary, and Independent Financial Advisor get thrown around a lot - But what do they really mean?

Hylland CaptiaI Management is an independent, fiduciary, fee only, financial planning and investment advisory firm.

The Fiduciary Rule provides an exception for activity that would otherwise violate prohibited transaction rules, which is applicable to investments made by plan investors who are represented by a qualified independent fiduciary acting on the investor's behalf in an arms» length transaction (typically for larger plans).

They recommend that investors hire independent, fee - only advisors who will act as fiduciaries to their clients.

We believe that our current Board, comprised of four independent directors and Faheem Hasnain, our President and Chief Executive Officer, and the management of the Company have a record of working to advance the interests of all stockholders, consistent with their fiduciary duty.

Bergland Wealth Management Bergland Wealth Management is an independent Registered Investment Advisor firm with a team of Certified Financial Planner Certificants who offer Fee - Only, fiduciary, comprehensive financial planning.

We believe, however, that it is very important for us to disclose any conflicts of interest we may have, independent of what happens to the Fiduciary Rule.

Because we're an independent advisor and manager, we provide fiduciary protection and give employees extra help for their retirement investments.

A majority of independent broker - dealers want Trump to repeal the fiduciary rule, a recent survey reveals.

An independent, fee - only fiduciary advisor can provide guidance on many if not all of the above issues while remaining legally bound to act in your best interest.

That's why it's important to work with an independent firm who puts the client's best interests (what is called a fiduciary responsibility) at the forefront of their work.

In many cases, ultimate fiduciary responsibility for the performance of the assets rests with trustees who are non-specialists and require independent and specialist advice.

Mr. Pinegar also advises boards, independent directors and special committees of directors in routine matters and in crisis situations and where the satisfaction of their fiduciary duties is subject to particular scrutiny.

Other representative matters he has handled include representation of an independent physicians association in a lawsuit brought by a laboratory over billing charges, a health care clinic in an action for interference with contract, a member of a limited liability company in an action alleging breach of fiduciary duty, and several clients in commercial, breach of contract actions.

Reviewing the facts, the Court held that the plaintiff's claim that the law firm had a conflict was «colorable,» the lawyers should have realized there was a conflict, and the lawyers, as fiduciaries, «were *** obligated to inform him of the facts underlying [MasterCard's] claim that his attorneys» «failures» might have caused his losses, the existence of a potential conflict, and that he should seek independent counsel for advice.»

Recent cases handled include a multimillion - dollar recovery arising from construction and design claims, a multimillion - dollar recovery relating to professional malpractice, successful defense of a financial institution from multimillion - dollar lender liability claims, successful defense of independent directors from claims of breach of fiduciary duty and related claims, and a multimillion - dollar recovery in the telecommunications industry arising from claims of breach of contract, breach of good faith and fair dealing, and fraud.