Sentences with phrase «independent financial authorities»

Under his guidance, the company's mutual funds have received recognition from Lipper and Morningstar, two trusted independent financial authorities.

Not exact matches

MicroVentures Marketplace Inc., recently obtained its Financial Industry Regulatory Authority (FINRA) independent Broker / Dealer license, becoming the very first company to obtain a license for online peer - to - peer private placement investments.

The CVA joins a growing list of both independent and government - backed organizations who aim to help fintech companies flourish within the country, like the Swiss Financial Market Supervisory Authority (FINMA) and the non-profit organization Swiss Finance Startups (SFS).

During her press conference outside PS 13, Ms. Malliotakis unveiled her Albany reform agenda, including: Requiring a two - thirds legislative majority to pass new taxes and fees; capping the rise in spending at the rate of inflation or 2 percent, whichever is less; requiring legislators to disclose outside sources of income; requiring public authorities like the MTA to undergo an independent financial audit, and calling for a constitutional convention to address items that have bedeviled the state recently, such as appointing a lieutenant governor and breaking a Senate tie.

True, several authorities — the city and state comptrollers, the Independent Budget Office, the state Financial Control Board — can vet de Blasio's numbers, including his revenue estimates and financing schemes.

As described by the GOP leaders, the legislation would allow the Rauner - appointed State Board of Education to remove the current Chicago Board of Education and create an independent authority to run CPS until it is determined the district is no longer in financial difficulty.

The Financial Industry Regulatory Authority (FINRA), the independent regulator for U.S. securities firms, is warning the investing public about a recent auction rate securities (ARS) «phishing» scam that promises compensation from ARS settlements in exchange for personal information.

Look at the latest figures from the undisputed independent authority on investment newsletters, Hulbert Financial Digest.

While all other financial institutions and professionals are still bound by the law and must track their clients» money trails and may be subjected to warrantless searches by government authorities, the unique role of lawyers and the legal profession's independent role in the justice system has been recognized.

The UK insurance market has always kept its eyes and ears open to the development of Solvency II; and much of the preliminary work that will be required under Solvency II in the coming years has already been done thanks to the Financial Services Authority's independent capital adequacy standards.

The Financial Industry Regulatory Authority (FINRA), the largest independent regulator in the US, issued an investor alert about bitcoin on 11th March, calling the digital currency «more than a bit risky» as part of a new warning to consumers and investors.

The Financial Industry Regulatory Authority (FINRA), the USA's largest independent regulator, has issued an investor alert about bitcoin.