The value of fines levied against
individuals by financial regulator the Financial Conduct Authority (FCA) more than doubled last financial year, new research...
Not exact matches
Regulators such as the
Financial Services Commission of Ontario have also strongly expressed the opinion that telematics devices should be used primarily for the benefit of the consumer, and to help
individuals become better drivers (as evidenced
by a presentation given
by the FSCO at a UBI Symposium this past February).
The thoughtful, detailed analysis and judgment of the proposed move
by the federal government to create a national securities
regulator shows how little improvement there really is likely to be for the
individual investor in solving key problems: high fees for mutual funds, costly access to government of Canada securities, lack of fiduciary responsibility
by the industry towards investors, inadequate civil court recourse against misbehaving
financial firms, priority given to
financial system protection over investor interests.
Dennis has expertise in advising and representing commercial institutions and
individuals being investigated
by the Australian Federal Police, the Austral - ian Securities Investment Commission, the Australian Trans - actions Reports and Analysis Centre
Financial Reporting Centre, the Australian Tax Office, the Australian Criminal Intelligence Commission, the Commonwealth and State Director of Public Prosecutions, as well some of the larg - est law enforcement and financial regulators world - wide, including the US Department of Justice, the Securities Ex - change Commission, the Federal Bureau of Investigation and the UK Serious Economic Fr
Financial Reporting Centre, the Australian Tax Office, the Australian Criminal Intelligence Commission, the Commonwealth and State Director of Public Prosecutions, as well some of the larg - est law enforcement and
financial regulators world - wide, including the US Department of Justice, the Securities Ex - change Commission, the Federal Bureau of Investigation and the UK Serious Economic Fr
financial regulators world - wide, including the US Department of Justice, the Securities Ex - change Commission, the Federal Bureau of Investigation and the UK Serious Economic Fraud Unit.
Dennis has expertise in advising and representing commercial institutions and
individuals being investigated
by the Australian Federal Police, the Australian Securities Investment Commission, the Australian Transactions Reports and Analysis Centre
Financial Reporting Centre, the Australian Tax Office, the Australian Criminal Intelligence Commission, the Commonwealth and State Director of Public Prosecutions, as well some of the largest law enforcement and financial regulators world - wide, including the US Department of Justice, the Securities Exchange Commission, the Federal Bureau of Investigation and the UK Serious Economic Fr
Financial Reporting Centre, the Australian Tax Office, the Australian Criminal Intelligence Commission, the Commonwealth and State Director of Public Prosecutions, as well some of the largest law enforcement and
financial regulators world - wide, including the US Department of Justice, the Securities Exchange Commission, the Federal Bureau of Investigation and the UK Serious Economic Fr
financial regulators world - wide, including the US Department of Justice, the Securities Exchange Commission, the Federal Bureau of Investigation and the UK Serious Economic Fraud Unit.