Sentences with phrase «individuals by regulatory bodies»

Not exact matches

This came to 1,470,000 individuals, a somewhat higher number than the number reported by the Dirección General de Ordenación del Juego (government gambling regulatory body).

How the CHRE could determine that a decision that centres on an individual's health (which will undoubtedly depend in turn on medical opinion from experts appointed by the regulatory body to advise) could be unduly lenient remains to be explained.

Our attorneys defend corporations and individuals, including directors and officers, in investigations and enforcement actions by federal and state agencies, self regulatory organizations, and professional licensing bodies.

Yet, regulatory bodies, especially in Canada, would at minimum seek to investigate whether that was in fact the unauthorized practice of law — meaning work that should be completed either by a law firm or individual lawyer.

As well as providing a service to individuals, the team regularly advise companies on investigations which may be carried out by a range of regulatory bodies.

A specialist defence lawyer in the areas of financial crime, fraud and regulatory investigations, Michael has acted for individuals in investigations brought against them by regulatory bodies including the SFO, FCA and the Fraud Prosecution Service.

In the event the individual loan officer has not been assigned an NMLSR ID, the license number or other unique identifier issued by the applicable jurisdiction or regulating body with which the loan officer is licensed and / or registered shall be disclosed with the abbreviation for the State of the applicable jurisdiction or regulatory body stated before the word «License» in the label, if any; and