Sentences with phrase «industry standard authorities»

Not exact matches

Securities brokers, however, are regulated by the Financial Industry Regulatory Authority under a «suitability» standard.

Brokerage firms are sensitive about discussing sales incentives as the U.S. Securities and Exchange Commission considers imposing a higher standard of customer care on their sales practices and the Financial Industry Regulatory Authority is warning the firms to vet potential hires more carefully.

The renowned Fisher, speaking from his Camas, Washington, headquarters, talked annuities — «magical words,» lying, steep VA commissions — as well as a «fiduciary standard lite»; and he graded the Financial Industry Regulatory Authority.

In late July 2013, the industry group Committee for the Establishment of the Digital Asset Transfer Authority began to form to set best practices and standards, to work with regulators and policymakers to adapt existing currency requirements to digital currency technology and business models and develop risk management standards.

The field trials were permitted by and followed the safety standards of the DA - Bureau of Plant Industry (DA - BPI), the national regulatory authority in the Philippines for biotechnology research and development.

They always blend the products to correct it to meet industry specifications as outlined by NPA and Ghana Standard Authority.

«Over 30 years, Keith has built up a global reputation as an authority on construction management and disputes and for promoting professional standards within the industry.

«While we understand ground transportation fees are a part of doing business, the fee structure proposed by the Niagara Frontier Transportation Authority is the 5th highest in the country, and outside of industry standards for the size of its operations.

The California statute's authority obviously does not extend to other states, but experts think the settlement will have a substantial national impact because it removes any moral, intellectual, or practical basis for believing that universities and PIs are entitled to provide their workers with a lower standard of safety than the standard that prevails in industry.

Some industry groups asked FTC to avoid weighing in on the industry, saying oversight would quash the emerging market and the commission lacked the authority to impose new regulatory standards or testing protocols.

Nevertheless, there are certain requirements which are considered the industry standard and are followed by regulatory authorities from all over the world.

And if brokers were held to the same standard as doctors or lawyers, critics say, fewer would be cleared of wrongdoing by the Financial Industry Regulatory Authority, or FINRA, an industry - funded group that oversees arbitrations and can impose fines and other peIndustry Regulatory Authority, or FINRA, an industry - funded group that oversees arbitrations and can impose fines and other peindustry - funded group that oversees arbitrations and can impose fines and other penalties.

These authorities may have livestock backgrounds and construct protocols based on industry standards for livestock and agricultural pursuits.

That would leave oversight of an industry that has to date fracked 2m wells in 20 states to a patchwork of local authorities that have vastly different standards of environmental protection.

The proposed ERO would be industry - led and could level penalties for violations of standards, but its authority over grid operations (as distinct from planning standards) is still to be defined.

An authority on payments and consumer financial services compliance, Barrie focuses on three areas at the cross-section of the fintech space: consumer - facing financial and banking, regulatory counseling and investigations, payment card industry, including brand operating rules and data security standards; money transmission; and prepaid card access on behalf of leading merchants, payment processors and industry vendors.

«The Ministry of Industry and Information Technology is the government authority for developing standards and rules of China industry and informationIndustry and Information Technology is the government authority for developing standards and rules of China industry and informationindustry and information fields.

«Hyperledger Fabric is strongly tailored to enterprise customers, and offers a range of identity management solutions which integrate with industry - standard domain authority and enterprise trust systems.

The critical point where a profession transitions from an unregulated industry to a regulated profession (i.e. usually the assumption of legislative authority) is precisely the point at which the MINIMUM standards of behaviour are enshrined in regulation... not in a Code of Ethics.

After 4 years in public practice with Deloitte in Milan, Italy, he crossed over to the industry side, since when he has divided his career almost equally between oil exploration and production with Shell, and real estate with Standard Life, the Abu Dhabi Investment Authority and now Hermes Real Estate.