Sentences with phrase «initiated by the regulatory authorities»
Compliance with mandatory CLE is very important to avoiding ethics complaints initiated by the regulatory authorities.
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In addition, it is possible that future orders issued by, or enforcement actions initiated by, regulatory authorities could cause us to incur substantial costs or require us to change our business practices in a way that could seriously harm our business.
Weber brings a broad securities litigation practice, representing clients in a diverse array of matters including securities class actions, shareholder derivative actions, proceedings initiated by the Securities and Exchange Commission and other regulatory authorities, internal corporate investigations, arbitrations and other complex commercial litigation.