Sentences with phrase «insider dealing activities»
Conducted an internal investigation on behalf of a Government regulator into alleged insider dealing activities, fraud and breaches of corporate governance codes for a public company in the insurance and financial services sector.
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Adewale is an expert travel blogger and has written about insider travel tips, tours and activities, and deals in Dubai and the United Arab Emirates that most people may not have access to.
No matter how a client has become subject to insider dealing investigations, whether through financial or other non-commercial trading activity, our lawyers will take into full account the unique circumstances of a client's situation, tailoring practical and realistic advice to individual needs.
The FCA's enforcement activity ranges from pursuing allegations of criminal conduct such as insider dealing, misleading statements, breaches of the general prohibition and money laundering, to regulatory breaches of the FCA's Principles for Businesses and Approved Persons, as well as proceedings for market abuse.