Sentences with phrase «insider trading matter»

According to a report by the Senate minority staff of the Committee on Finance and the Committee of the Judiciary, then SEC Associate Director of Enforcement Paul Berger was instrumental in the firing of SEC Senior Counsel Gary Aguirre, who wanted to question Mack about the insider trading matter.

White represented Morgan Stanley's (ms) board in an engagement that lasted less than one week, according to her deposition testimony, in which she was hired to do «due diligence on [John Mack's] possible involvement in an insider trading matter involving Peqout.»

Not exact matches

(There's also the little matter of an FBI probe into a possible Heinz insider trading scandal...)

To make matters worse, executives at a couple of solar firms, Conergy and Solar Millennium, are under suspicion of fraud, insider trading and other wrongdoing.

Bristol invested heavily in the company — and soon found itself in the midst of a tabloid tizzy when ImClone's CEO was sent to jail for insider trading (and craft queen Martha Stewart ended up in the hoosegow on a related matter).

This was a press conference that pivoted from a daughter's eighth - grade graduation to an insider trading scandal in a matter of seconds.

Bristol invested heavily in the company — and soon found itself in the midst of a tabloid tizzy when ImClone's CEO was sent to jail for insider trading (and craft queen Martha Stewart ended up in the hoosegow on a related matter).

No matter how much research you do, you're highly unlikely to know something that other investors don't know (unless you are trading on insider information, which is not advised).

The practice also regularly handles matters in federal and state courts throughout the United States, and has defended clients against allegations of health - care fraud, insider trading, securities, accounting and government contracts fraud; violations of the Foreign Corrupt Practices Act; criminal environmental violations; criminal antitrust violations; and money laundering.

Mundane practical matters such as whether the CEO will work onsite, have access to the company's IT network, be an insider for purposes of trading in the company's stock, and the decision - making authority he or she will hold onto can have important legal and practical effects.

In addition to his case work, Mr. Safwat worked on policy matters such as new criminal discovery initiatives within the Criminal Division and on proposed amendments to the U.S. Sentencing Guidelines relating to corporate accounting fraud and insider trading.

No matter how a client has become subject to insider dealing investigations, whether through financial or other non-commercial trading activity, our lawyers will take into full account the unique circumstances of a client's situation, tailoring practical and realistic advice to individual needs.

Mr. McGinnis has defended corporations and individuals in criminal cases and grand jury matters involving alleged price - fixing and other anti-competitive conduct, insider trading, government fraud and defense contracting fraud, and environmental violations, among other matters.

These matters, which are typically nonpublic, have covered a broad range of securities - related subject matters, including insider trading, foreign corrupt practices, financial reporting, manipulation and regulatory compliance.

We have handled numerous matters involving allegations of securities and other financial frauds, insider trading, market manipulation, anti-corruption violations, money laundering, RICO violations and procurement and health care fraud.

Its work has spanned a wide array of subject matters, including securities and financial fraud, insider trading, antitrust, healthcare fraud, environmental, tax, Foreign Corrupt Practices Act, public corruption and export controls, among other areas.

In addition, we represent companies in private shareholder and derivative actions and have conducted internal and special investigations covering accounting, disclosure, insider trading, and other matters on behalf of audit and specially formed board committees of issuing companies.

From recent regulatory enforcement priorities such as insider trading, high - frequency trading, financial crisis investigations, the Foreign Corrupt Practices Act (FCPA), Bank Secrecy Act / AML violations, accounting fraud, and hedge fund collapses to some of the most significant matters over the last decade, such as auction rate securities, market timing, RMBS, LIBOR, FX, late trading, IPO allocation, and Wall Street research, our securities enforcement and white collar defense lawyers have been at the center of every major initiative affecting the financial services sector.

Her global practice focuses on representing companies as well as individuals in matters involving allegations of insider trading, violations of anti-bribery laws, money laundering, antitrust, fraud, and other financial crimes.

Her matters have included grand jury and regulatory investigations, representing both companies and individuals in connection with allegations of insider - trading, commodities fraud, market manipulation and other securities fraud, foreign corrupt practices and pharmaceutical marketing violations.

Dr Laubert started his career at Daimler in 2004, where he first worked on several litigation cases involving human rights and insider trading, was involved in the investigations of violations of the US Foreign Corrupt Practices Act (FCPA) and the settlement negotiations with the relevant authorities, and also advised on many aspects of criminal law and compliance matters.

Meanwhile, Coinbase CEO Brian Armstrong has responded to allegations of insider trading over the timing of the price rise by stating that the company will be conducting an investigation into the matter and will take appropriate legal action if employees or contractors are found guilty.

According to an insider familiar with the matter, Yicai explains that the investigators are looking for possible Ponzi schemes, fraudulent trading activities, tax evasion, and money laundering crimes.