Sentences with phrase «interest of the issuer»

That investors have been stretching their risk profiles to meet income goals is evident in rising levels of corporate leverage and fewer protections for creditors — in capital structures that increasingly favor the interests of issuers.

The exemption balances interests of issuers and investors.

If you are a good customer, it is in the best interest of the issuer to work with you.

That investors have been stretching their risk profiles to meet income goals is evident in rising levels of corporate leverage and fewer protections for creditors — in capital structures that increasingly favor the interests of issuers.

The concentrated interests of issuers in a rating trumps the diffuse interests of buyers.

Not exact matches

«When they became for - profit organizations, they put their own profit ahead of what's in the interest of the investor and the issuer,» he says.

The filing with the regulator said Lazaridis and Fregin are «considering all available options with respect to their holdings of the shares, including, without limitation, a potential acquisition of all the outstanding shares of the issuer that they do not currently own, either by themselves or with other interested investors.»

a government, corporation, municipality, or agency that has issued a security (e.g., a bond) in order to raise capital or to repay other debt; the issuer goes to an underwriter to get their securities sold in the new issue market; for certificates of deposit (CDs), this is the bank that has issued the CD; in the case of fixed income securities, the issuer of the security is the primary determinant of the security's characteristics (e.g., coupon interest rate, maturity, call features, etc..)

PTE 80 - 83, Class Exemption for Certain Transactions Involving Purchase of Securities Where Issuer May Use Proceeds to Reduce or Retire Indebtedness to Parties in Interest.

D. Prohibited Transaction Exemption 80 - 83, Class Exemption for Certain Transactions Involving Purchase of Securities Where Issuer May Use Proceeds to Reduce or Retire Indebtedness to Parties in Interest; and

The net proceeds from the Notes offering will be used by the Issuer together with other available funds to optionally prepay in full a prior notes issuance (the «Old Notes») that had a weighted average interest rate of 4.7 % at December 31, 2017.

Private independent rating services such as Standard & Poor's, Moody's Investors Service and Fitch Ratings Inc. provide these evaluations of a bond issuer's financial strength, or its ability to pay a bond's principal and interest in a timely fashion.

Potential conflicts of interest may arise as a result of common directorship between Gluskin Sheff and an issuer in which accounts or funds managed by Gluskin Sheff may invest.

But paying just the minimum means you'll actually pay more money to your issuer in the long run because of interest.

As one of many companies that submitted a written response to regulators last fall, Magna International Inc. indicated its key concerns included potential conflicts of interest, lack of transparency, and potential inaccuracies as well as limited opportunity for issuer engagement.

Although bonds generally present less short - term risk and volatility than stocks, bonds do contain interest rate risk (as interest rates rise, bond prices usually fall, and vice versa) and the risk of default, or the risk that an issuer will be unable to make income or principal payments.

Bond funds typically own a number of individual bonds of varying maturities, so the impact of any single bond's performance is lessened if that issuer should fail to pay interest or principal.

Fixed income investments entail interest rate risk (as interest rates rise bond prices usually fall), the risk of issuer default, issuer credit risk and inflation risk.

Consider these risks before investing: The value of securities in the fund's portfolio may fall or fail to rise over extended periods of time for a variety of reasons, including general financial market conditions, changing market perceptions, changes in government intervention in the financial markets, and factors related to a specific issuer, industry, or sector and, in the case of bonds, perceptions about the risk of default and expectations about changes in monetary policy or interest rates.

This typically occurs when interest rates decline and the issuer has incentive to refinance their debt at lower prevailing levels of interest rates.

«One of the reasons why we are seeing a growing interest in social bonds is because people want diversity in their SRI (sustainable and responsible investing) portfolios — they want different kinds of issuers,» says Andrew Salvoni, head of Morgan Stanley's green and sustainable bond syndicate desk.

The greater the number and kind of issuers, as well as the type of securities they offer, the more interested investors become in sustainable investing.

It's important to pay attention to changes in the credit quality of the issuer, as less creditworthy issuers may be more likely to default on interest payments or principal repayment.

«One of the reasons why we are seeing a growing interest in social bonds is because people want diversity in their SRI portfolios — they want different kinds of issuers,» says Salvoni.

Their opinions of that creditworthiness — in other words, the issuer's financial ability to make interest payments and repay the loan in full at maturity — is what determines the bond's rating and also affects the yield the issuer must pay to entice investors.

a reduction in the rating awarded a debt or equity security; a credit agency downgrades the debt of a company, municipality, or governmental entity indicating a potential deterioration in the financial situation of the issuer and its ability to meet its obligations in full and / or on time.; a downgrade suggests investors are less certain to receive interest payments and return of capital

High yield (non-investment grade) bonds are from issuers that are considered to be at greater risk of not paying interest and / or returning principal at maturity.

Bonds are subject to the risk that an issuer will fail to make payments on time and that bond prices will decline because of rising interest rates or negative perceptions of an issuer's ability to make payments.

Interest and principal payments are subject to the creditworthiness of the issuer.

Of course, if you hold individual bonds to maturity, you may be able to ride out price fluctuations, knowing that as long as the bond issuer doesn't default, you will get your principal back at maturity and interest payments along the way.

All interested parties, namely: - members of management of companies seeking financing, particularly early stage businesses and other small and medium - sized enterprises; - individual and institutional investors; - dealers, representatives and other registered persons; and - lawyers, accountants and other professionals offering services to issuers.

a municipal bond that is secured by an escrow fund; the escrow fund comes from the issuer floating a second bond issue and using the proceeds from that second bond issue to purchase government obligations, typically U.S. Treasuries, proceeds from the second bond issue create an escrow fund to mature at the first call date of the first bond issue to pre-refund that issue; bond issuers will typically do this during times of lower interest rates to lower their interest costs

An issuer may default on payment of the principal or interest of a bond.

Our rigorous risk - management process monitors the ability of bond issuers to make timely payments of interest and principal.

Some issuers offer terms of 1 to 5 years so that customers get rid of debt faster and save on interest.

In this role, Carla was responsible, together with Glass Lewis» chief policy officer, for the development of the firm's voting guidelines while working closely with the research department and interacting with investors, issuers, regulators and other interested parties.

For example, an issuer may repay token holders the principal of their investment on a fixed date or upon redemption, with interest paid to token holders.

Bonds are subject to interest rate risk, call risk, reinvestment risk, liquidity risk, and credit risk of the issuer.

Bond funds are subject to interest rate risk, which is the chance bond prices overall will decline because of rising interest rates, and credit risk, which is the chance a bond issuer will fail to pay interest and principal in a timely manner or that negative perceptions of the issuer's ability to make such payments will cause the price of that bond to decline.

Bond investments are subject to interest - rate risk (the risk of bond prices falling if interest rates rise) and credit risk (the risk of an issuer defaulting on interest or principal payments).

A cap is the maximum interest rate the issuer will pay regardless of how high the reference rate may go, and therefore protects the issuer from escalating interest costs.

Investors are compensated for assuming credit risk by way of interest payments from the borrower or issuer of a debt obligation.

«The same thing holds with bonds — so you have to look at the credit rating of the issuer, [which can indicate] whether it can keep its promise [to pay you back with interest].»

Holding an individual bond to maturity will result in the return of principal (assuming the bond issuer doesn't default), but those nominal dollars will be worth less with inflation and during periods of higher interest rates.

Payment of principal and interest is solely the obligation of the issuer.

The principle risk to investing in these funds is that issuers or guarantors of debt instruments or the counterparty to a repurchase agreement or loan of portfolio securities may be unable or unwilling to make timely interest and / or principal payments or otherwise honor their obligations.

Credit risk is the risk that an issuer will default on payments of interest and principal.

In light of the potential conflicts of interest from the portal's ownership of an issuer, should portals be prohibited from receiving fees in the form of securities?

As long as portals provide conflict of interest disclosure to issuers and investors, the receipt of a portion of a portal fee in securities is likely to help the industry and portals form sustainable businesses versus causing any problems.

As a bond investor, you are basically taking a view of where interest rates are going along the yield curve and the issuer's ability to pay the money promised.