Sentences with phrase «interest to clients such»

Not exact matches

It applies only to retirement accounts such as 401 (k) plans and individual retirement accounts, but advisors to those accounts will now have to act in their clients» best interests.

Sales trainer Richards counsels his financial company clients to take steps such as inviting potential customers to sit in on financial management sessions or sending out differentiated newsletters based on the prospects» interests.

In general, the rule requires advisors and brokers to put their clients» interests before their own when advising on retirement accounts such as 401 (k) s and IRAs.

«To ensure that advisors can continue to serve a wide range of clients, the department does not plan to prohibit common compensation practices, such as commissions and revenue sharing, and intends to give firms the flexibility to figure out how to meet their clients» best interest,» the Labor Department says on an FAQ section of its websitTo ensure that advisors can continue to serve a wide range of clients, the department does not plan to prohibit common compensation practices, such as commissions and revenue sharing, and intends to give firms the flexibility to figure out how to meet their clients» best interest,» the Labor Department says on an FAQ section of its websitto serve a wide range of clients, the department does not plan to prohibit common compensation practices, such as commissions and revenue sharing, and intends to give firms the flexibility to figure out how to meet their clients» best interest,» the Labor Department says on an FAQ section of its websitto prohibit common compensation practices, such as commissions and revenue sharing, and intends to give firms the flexibility to figure out how to meet their clients» best interest,» the Labor Department says on an FAQ section of its websitto give firms the flexibility to figure out how to meet their clients» best interest,» the Labor Department says on an FAQ section of its websitto figure out how to meet their clients» best interest,» the Labor Department says on an FAQ section of its websitto meet their clients» best interest,» the Labor Department says on an FAQ section of its website.

For the most part, I've not had a problem in keeping up to date with news, or checking my Instagram feed and checking my stock portfolio — whilst BlackBerry 10 has had trouble with gaining developer interest, that hasn't stopped a number dedicated developers to develop third party native apps such as Snap2Chat (Snapchat client), iGrann (Instagram client), Whine (Vine client), Reddit2Motion (Reddit client) All these apps work wonderfully and fit nicely on the 5» screen, so screen estate isn't an issue here, unlike the Q10 / Q5.

Moreover, the same order from Judge Zobel also froze assets related to three relief defendants: Kimberly Renee Benge, Barbara Crater Meeks, and Erica Crater, all of whom have been linked to the company and whom allegedly received customer funds «without providing any legitimate services to clients and without any interest or entitlement to such customer funds.»

However, buyer personas also include specific demographics data and information on aspects such as their online behavior, personal, professional, and relationship with us — that is, you're not interested in a «group of people», but that particular «individual» that turns out to be your «ideal client».

Saxo Bank will handle such Corporate Actions in the best interest of the client to the extent that time and operational procedures will allow.

The player's agent has spoken of how flattering it is for him to read that clubs such as Tottenham are interested in his client, but insists that no contact has been made as yet.

Under the new financial disclosure law, a concession was made to such lawyer - legislators: They will be allowed to confidentially apply with either JCOPE or the state Office of Court Administration for an exemption from disclosing a client if it might damage the client's interests.

If he is always pretending to be someone else, as if in a perpetual one - man show, Ines is also an impersonator in many cases, such as when she must feign interest in shopping with a client's wife.

When writing up your course's content, you can use segmentation to set the tone of your marketing messages, find subjects of interest for your potential clients (such as emails, blog posts, online courses, and more), and plan your content strategy.

Some agents, such as Deidre Knight of The Knight Agency and Scott Waxman of Waxman literary, were the first to embrace digital publishing as a viable option for their clients, citing the desire to get a client's book «out there,» regardless of the interest from publishers.

People are against such rules due to the fact that such places of interest will lose their clients and lose money.

Motley Fool Wealth Management retains the right to revise or modify portfolios and strategies if it believes such modifications would be in the best interests of its clients, and we may modify allocations within a client's account subject to the constraints of each client's current risk score and objective.

Apart from ensuring that their clients» legal interests are protected, Vantage Fx also uses cutting edge technology such as a fibre optic network to ensure that their clients are able to enjoy ultra fast trading execution speeds.

There are several reasons why an investor would want to consider bond swapping or why a financial professional may advise it for a client, such as adding diversity to a portfolio, lowering taxes or taking advantage of anticipated interest rate changes.

Such voting responsibilities will be exercised in a manner that is consistent with the general antifraud provisions of the Advisers Act, as well as Broad Run's fiduciary duties under federal and state law to act in the best interest of its clients.

Clients will incur transaction costs for any trading in their account (including quarterly rebalance trades) such as commissions payable to Interactive Brokers LLC, IB Asset Management's affiliated broker - dealer, which is a conflict of interest.

Rarely covered by most brokers in the industry, InterTrade also offers its clients the ability to trade on major interest rates such as the Eurodollar and Euroswiss.

There is no telling when such a client will be unable to repay, making it wise to at least recover the investment using high interest rates and fees.

To hear advisers talk about annuities, interest in them is growing among the investing public; 84 % of the advisers Jackson surveyed said they have had one or more clients ask about annuities in the past 12 months, and 44 % said such inquiries are on the rise.

Such strong consumer interest in guaranteed lifetime income should help advisers feel confident in recommending annuity - based solutions to their clients.

This payment method may allow the client to choose from special financing options such as deferred interest or extended terms, with no upfront costs and no prepayment penalties, and enables the veterinary practice to focus on diagnosing and delivering care, and less on administrative billing.

As a teaching hospital, we are on the forefront of cutting - edge medicine, and offer clinical studies to clients who are interested in exploring such options for their pets.

These ready - to - go posts can be combined with additional marketing resources found on the café, such as customizable e-flyers and web banners, for a well - rounded social media plan that will garner interest from clients through fun and informational content.

My colleague John Mac Kah donated a painting to such a local nonprofit association of lawyers, and thereafter made several thousands of dollars of sales to clients who saw his painting at the event and wanted to talk about commissions or were interested in other originals / prints.The key is to be visible at such an event and to make it easy for interested people to connect with you.

A big thank - you to our clients who gave us such interesting projects and challenges, and made 2014 a great year for Stem.

As to law firms becoming investment properties, and other such «alternative business structures,» that brings the conflict of interest between the profit duty and the fiduciary duty — between serving yourself and serving your client.

However, one has to act sensibly and limit disclosures to personal details that enhance one's professional image and appeal (for example, a personal detail such as divulging that one loves to play Scrabble is perfectly fine since it might pique the interest of clients, colleagues or other contacts that also like Scrabble and help build connection and rapport).

It will, however, be much harder to arrive as similar indicators to persuade the members of the legal profession that they can best serve their clients interests in adopting such an approach.

But the billing targets imposed on lawyers in firms large enough to demand or set targets (and such firms can be as small as a sole practice though I have never in my life set a target) do sometimes cause lawyers to put the billing imperative ahead of the client's interests.

Deals with clients in business litigation such as that between Pillsbury and the SonicBlue board may be perfectly reasonable in most situations, but in bankruptcy, where the interests of creditors are paramount in a debtor - in - possession situation, such a deal undermines the entire process because Pillsbury could not be expected to fully pursue claims against the board if Pillsbury was potentially on the hook for any damages by agreement.

Where possible, in tandem with our corporate attorneys, we attempt to negotiate amicable resolutions to such business disputes but are always ready and willing to pursue our clients» rights and interests in litigation.

Currently there are only a limited number of cases where this would apply in any event, such as those involving the loss of the person's home and asylum work or where the case appears to have a significant wider public interest or is of overwhelming importance to the client;

The solicitor will use his best endeavours to recover interest on costs from any party ordered to pay costs to the client and shall pay counsel the share of such interest that has accrued on counsel's outstanding fees.

The court imposing the suspension may also require additional notice to be sent, such as to financial institutions if necessary to protect the interests of clients or other members of the public.

Issues such as diversity, attorney - client privilege, conflicts of interest, and access to justice will also be examined, as will joint professional development offerings.

Another way to make your client relationship more personal is to remember small things about their lives, such as interests or hobbies.

Such situations can result in a conflict of interest — remember your duty of loyalty is to the client.

A few examples: Kathryn Stanchi has explored a number of these topics in depth, such as her influential article that explores social science research on persuasion as applied to how legal advocates should present a court with negative information about their client orposition.21 She and Linda Berger have recently published a textbook combiningtheir interests in science and persuasion, setting themselves the ambitious goal of «unit [ing] persuasion science with rhetorical theory and the real - life practice of persuasion.»

More importantly, to find such a duty to a third party potentially or actually places a lawyer in a conflict with the interest of his own client.

I am not challenging the existence of peremptory challenges given their support in the criminal bar, and nor do I accept the position that a defence lawyer has any duty in relation to the exercise of such challenges beyond ensuring the best interests of her client.

Our work web surfing may include some personal surfing, but for the most part we look at sites that are work tools (such as research sites or databases), social media, client sites, or sites of those adverse in interest to clients.

In Formica Ltd v. Export Credits Guarantee Department [1995] 1 Lloyd's Rep 692, 699 Colman J framed the issue in the following terms: «The protection by common interest privilege of documents in the hands of someone other than the client must pre-suppose that such third party has a relationship with the client and the transaction in question which, in relation to the advice or other communications, brings that third party within that ambit of confidence which would prevail between the legal adviser and his immediate client....

BAKER DONELSON DOES NOT UNDERTAKE TO REPRESENT ANY PERSON OR ENTITY WITHOUT OBTAINING ALL NECESSARY INFORMATION CONCERNING POTENTIAL CONFLICTS OF INTEREST AND EVALUATING THAT INFORMATION, AND UNTIL SUCH A CONFLICTS CHECK IS COMPLETED AND EVALUATED, BAKER DONELSON WILL NOT UNDERTAKE AN ATTORNEY CLIENT RELATIONSHIP WITH A PERSON OR ENTITY, AND EVEN IF SUCH A CONFLICTS CHECK REVEALS NO CONFICTS UNDER APPLICABLE ETHICS RULES, BAKER DONELSON MAY, IN ITS DISCRETION, DECLINE TO ACCEPT AN ATTORNEY - CLIENT RELATIONSHIP WITH ANY PERSON OR ENTITY.

Should [the client] fail to pay the accounts as rendered within 15 days of its account date, then [the client] shall pay interest on such outstanding accounts at a rate of 18 percent per annum, calculated and compounded monthly, not in advance.

Take the time to discuss important information such as the client's marital status to determine whether the consent of a spouse — or any other person with an unregistered interest in the property — needs to be obtained, or whether the spouse needs to be sent for independent legal advice (depending on the nature of the transaction).

(d) Upon termination of representation, a lawyer shall take steps to the extent reasonably practicable to protect a client's interests, such as giving reasonable notice to the client, allowing time for employment of other counsel, surrendering papers and property to which the client is entitled and refunding any advance payment of fee or expense that has not been earned or incurred.

As the article describes, Daniel Elia, a former disgruntled client of Buffalo based law firm, Damon & Morey has created a website, damon-moreymisconduct.com, to broadcast Elia's complaints about the firm's alleged misconduct, such as charging unreasonable fees and failing to disclose a conflict of interest when the firm represented Elia and one of his creditors in a Chapter 11 Bankruptcy case.