Sentences with phrase «internal audit functions»

Responsible for uploading documents and performing internal audit functions to ensure all required documents and data are uploaded to the client shared system during course of project and prior to closing out project.

In addition to his role as general counsel, Hemingway oversees compliance, risk, corporate development, corporate secretarial, privacy, corporate security and internal audit functions.

However, the report also noted that the focus of law firms» internal audit functions was on financial and compliance risk, a more restricted approach than would typically be expected in corporate businesses.

If it's a large non-profit, you may want to speak to the external auditor and even the internal audit function.

As you scan the brochure — which includes such savvy questions as «When do I need to set up an internal audit function?»

The Audit Committee represents and assists the Board in fulfilling its oversight responsibility relating to our financial statements and financial reporting process, the qualifications, independence, and performance of our independent auditors, the performance of our internal audit function, legal and regulatory matters, and our compliance policies and procedures.

Among other matters, the audit committee evaluates the independent auditors» qualifications, independence and performance; determines the engagement of the independent auditors; reviews and approves the scope of the annual audit and the audit fee; discusses with management and the independent auditors the results of the annual audit and the review of our quarterly financial statements; approves the retention of the independent auditors to perform any proposed permissible non-audit services; monitors the rotation of partners of the independent auditors on the company's engagement team as required by law; reviews our critical accounting policies and estimates; oversees our internal audit function and annually reviews the audit committee charter and the committee's performance.

Prior to joining Centrus, Ms. Davis was senior vice president, corporate internal audit for Sunrise Senior Living, Inc., where she established the company's internal audit function and led its efforts in Sarbanes - Oxley, SEC and Medicare compliance.

In government, the most prominent example of an Internal Audit function is the Government Accountability Office, aka «the GAO.»

The Internal Audit function has significantly broader powers than does the QA Audit function, in that any facet of the organization and its operations can be examined for deficiencies and for potential improvements, including deficiencies in the corporation's written processes and written procedures which the QA Auditors have no authority themselves to go beyond in performing their audits, or to criticize directly.

However, their 2016 Survey reported that firms with an internal audit function had increased from 40 % in 2015 to 56 % in 2016.

In summary, a well - led, well - resourced and well - supported internal audit function, combined with assurance centred on empowerment, structure and values, will safeguard an organisation from financial risk.

Culture permeates all aspects of the organisation's relationship with the internal audit function.

Not exact matches

As L Brands Executive Vice President and Chief Financial Officer since April of 2007, Stuart Burgdoerfer leads and is responsible for all enterprise, brand and function finance activities including: financial planning and analysis, control, enterprise risk management and internal audit, tax, and treasury.

Moody's also committed to fulfill a number of compliance measures, including separating commercial functions of its ratings business from the work of its ratings analysts and having its internal audit group report to the chief executive rather than the chief financial officer.

Internal control at Municipality Finance comprises financial administration that handles financial reporting, a risk management function which reports on the company's risk position and any changes to it and is independent of the business of the company, and internal audit performed by business units which produce reports that are processed by supervisors, the President and CEO assisted by the Executive Management Team, as well as the company's Board of DiInternal control at Municipality Finance comprises financial administration that handles financial reporting, a risk management function which reports on the company's risk position and any changes to it and is independent of the business of the company, and internal audit performed by business units which produce reports that are processed by supervisors, the President and CEO assisted by the Executive Management Team, as well as the company's Board of Diinternal audit performed by business units which produce reports that are processed by supervisors, the President and CEO assisted by the Executive Management Team, as well as the company's Board of Directors.

Internal Services Internship Open to Sophomores, this 8 - 10 week internship will be within one of the Enabling Areas such as Marketing, Technology, Government Relations, Records Management or various other groups that help support the Deloitte Risk and Financial Advisory, Audit & Assurance, Consulting, and Tax functions.

The mission of the Niskayuna Central School District Audit Committee is to provide independent advice, assistance, and and recommendations to the Board in the oversight of the internal and external audit functions of the distAudit Committee is to provide independent advice, assistance, and and recommendations to the Board in the oversight of the internal and external audit functions of the distaudit functions of the district.

But the department's largest component, the Internal Revenue Service, will cease some of its key functions such as audits, examinations of returns, processing of paper returns and call - center operations for taxpayers with questions.

The mission of the Niskayuna Central School District Audit Committee is to provide independent advice, assistance, and and recommendations to the Board in the oversight of the internal and external audit functions of the distAudit Committee is to provide independent advice, assistance, and and recommendations to the Board in the oversight of the internal and external audit functions of the distaudit functions of the district.

The Audit and Finance Committee provides for separate and intensive oversight of the internal and external audit functions of the distAudit and Finance Committee provides for separate and intensive oversight of the internal and external audit functions of the distaudit functions of the district.

Regular training on costs issues and file management is vital with additional functions such as internal compliance audits helping towards the smooth running of a firm.

Perhaps I wrote about them because they seemed exceptions that prove the rule (See my post of March 26, 2005: risk of two - tiered hierarchy; Oct. 8, 2005: Dial Corp.'s GC runs internal audit; Nov. 22, 2008: at Salomon, a «control function»; April 18, 2009: at EMC, internal audit reports to the general counsel; and Feb. 9, 2010: Clorox GC oversees internal audit.).

In the United States there is a practical refinement: where for a particular exercise members of the internal audit team are designated as working under the direction and control of the legal department, as its agent, for the purpose of providing expert assistance to the legal department in rendering legal advice to management then privilege will attach to their communication.25 In the United Kingdom this may be theoretically possible in circumstances where the audit team forms part of a working group under the control of a legal counsel or team, yet the very distinct role differentiation between audit and legal functions in UK corporate governance makes this a hard argument to sustain.

The standard control environment model is a three - legged stool: legal, compliance and risk, each with distinct but collaborative functions, with internal audit acting as a monitor separate from those operational controls.

Responsible for accounting, forecasting, compliance, internal audit, program control, treasury, procurement and finance functions.

Performed numerous food safety and quality functions: internal audits, water testing, environmental swabbing, equipment calibration, document validation, shelf - life studies, and mock recalls.

Tags for this Online Resume: Accounts Payable, Accounts Receivable, Accounting, Financial, Financial Statements, Payroll, Accounting Functions, Audit, Financial Reporting, Internal Controls

A very passionate Chartered Accountant with MBA in Business Administration and BSc (Hons) in Accounting; also an ISO 9000: 2000 Standards Quality Management System Auditor with over 18 years cognate experience in commercial banks covering Financial Control & Strategy, Internal Control & Audit, Operations and AML / KYC Compliance Functions.

Regional Restaurant Management — Duties & Responsibilities Lead through example with consistent work ethic, attitude, and professionalism, supervising the facilitation of food sales, overseeing restaurant operations and promoting a high - quality, memorable customer dining experience Participate in all phases of strategic store - level planning with other management professionals, including local staffing, service - related concerns, inventory control, merchandising, sales and revenue projections, and local competition Employ various strategies to manage and reduce food, beverage and labor expenses Supervise all store opening and closing functions, including the acquisition and sale of all equipment, state and county inspections, general contractor relations, hiring and terminations, and financial data transmission Perform continuous assessment of all operational aspects while furnishing oversight and guidance regarding the effective application and execution of critical internal policies and procedures to standardize restaurant offering across markets Meet and exceed customer satisfaction benchmarks while tracking progress versus established branch and corporate guidelines Identify and utilize talent among team members with focused training efforts, targeted professional hiring, job fair management and the promotion of a performance - based work environment that leverages individual talents for group benefit Provide relevant administration and oversight with respect to all HR - related functions, including payroll and compliance tasks Oversee the management of daily, weekly and monthly food and supply inventories, in addition to alcohol products, while holding responsibility for the development of weekly P&L statements and internal store audit execution Address local management and staff queries and resolve them in an expedited manner, promoting sustained revenue growth through relationship development and the leveraging of both talent and resources at all locations Collaborate and communicate effectively with all store personnel as well as with members of corporate management Execute all marketing and sales strategies while tracking progress versus established internal and external industry benchmarks, focusing on both revenue generation, customer acquisition and brand loyalty development Maintain a strong working knowledge of product and services as well as related industry considerations, including pricing and regulatory trends, service - related issues and local competitor operations

Accounting Professional — Duties & Responsibilities Develop and maintain a strong and extensive working knowledge of various accounting principles, regulations, tax codes and related applications, continuously applying shifts in the accounting landscape to current responsibilities and client situations Manage important and sensitive financial documents, receipts and invoices on a daily basis, providing organization for audit assistance and execution as well as compliance with various accounting standards Execute various functions and tasks including risk management, discrepancy analyses and resolution, compliance and controls, transaction accounting and other critical functions Perform analysis, research and evaluation of current accounting policies and procedures, providing thorough presentation on the potential positive and negative impacts of any modifications to present strategies Facilitate the efficiency and implementation of all accounting operations from concept to execution, partnering with clients to understand, assess and resolve current financial - and accounting - related issues Utilize technological resources, including software and accounting applications, to execute all aspects of both corporate and personal accounting as well as prepare, audit and file important and sensitive tax documents with appropriate authorities Employ in - depth knowledge of the Internal Revenue Code, IRS, SOX, audit executions, strategy development, financial statement development and maintenance, tax filings and other critical functions Work closely with clients to develop specific plans - of - action to address future taxation and accounting issues, collaborating with other professional advisors as needed Understand and apply accounting and financial reporting standards (GAAP), rules and regulations, and FASB statements Address and resolve client queries and issues in an expedited manner while delivering personalized and professional service Ensure adherence to professional codes of conduct, applicable rules and regulations, laws and other relevant benchmarks

In their anti-money laundering programs, brokers would need to designate a compliance officer, develop internal controls with an independent audit function, and add training for their salespeople.