Sentences with phrase «into financial misconduct»

The Queens borough president has allocated $ 14 million to the Queens Library for capital improvements, her office announced, a year after she withheld such funds after an investigation into the financial misconduct of the library's former president.

In addition to the CIR and Action Plan, UK Sport is today publishing the 2012 King report and the recommendations from an independent financial audit completed between March and May 2017 into financial misconduct and impropriety at British Cycling.

Not exact matches

In its first response to the bruising fortnight of royal commission hearings, which ended a week ago, into misconduct in its financial advice division AMP said that «irrespective of the criticism surrounding its production» the Clayton Utz report was «an important and powerful catalyst» for its response to the misconduct uncovered.

Australia set up a Royal Commission into misconduct in the banking and financial services industry on Dec. 14, 2017.

Meller is the first such leader to resign as a result of a wide - ranging government inquiry into financial sector misconduct which began in February.

The following statement was made by Kenneth Hayes, the Commissioner at the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry:

In December, Australia launched a Royal Commission into misconduct in financial services.

Pro-NPP Pressure Group, Alliance for Accountable Governance [AFAG], is demanding the interdiction of Electoral Commission Chair, Charlotte Osei, and her two deputies, Sulley Amadu, and Georgina Opoku - Amankwah, pending the conclusion of investigations into allegations of financial malfeasance and misconduct.

Without getting into details, Mr. Arhin outlined some of the grounds of the petition as being «financial misconduct, incompetence, conflict of interest, breaches of the public procurement processes, amongst others.

The Financial Conduct Authority announced last week it was shelving a review into whether remuneration, appraisal and promotion rulings had led to staff misconduct within the industry.

And former City College President Lisa Coico stepped down last year amid a federal probe into alleged financial misconduct.

In the midst of the Royal Commission into Misconduct in Financial Services, the major banks have released their latest half yearly results.

It includes, of course, money laundering, but also fraud in its various guises: corruption, forgery, tax evasion, theft, and it spills over into financial regulatory areas involving market misconduct, such as insider dealing.

Additionally, in late 2017, the Federal Government announced a Royal Commission into Banks which will be given significant powers to examine alleged bank misconduct in the banking, superannuation and financial services industry.

Her previous experience includes regulatory investigations into firms and individuals for misconduct, including: mis - selling; market abuse; failures in financial crime systems and controls; failing to co-operate with the regulator; and complaints handling.

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained