Sentences with phrase «investigation by any regulatory agency»

Not exact matches

OMI conducts market surveillance, supports trading - based investigations, and collects, analyzes, and disseminates tips, complaints, referrals, and other forms of intelligence submitted to the SEC by the public, whistleblowers, self - regulatory organizations, and other government agencies.

We may disclose the information we collect from and about you as follows: (1) with Green Dot subsidiaries and affiliated companies; (2) to our third party service providers that provide business, professional or technical support functions for us; (3) as necessary if we believe that there has been a violation of the Site Terms of Use or of our rights or the rights of any third party; (4) to respond to judicial process or provide information to law enforcement or regulatory agencies or in connection with an investigation on matters related to public safety, as permitted by law, or otherwise as required by law; and (5) as described to you at the point of collection.

PAWS investigates reports of abused performing and exotic animals, documents cruelty and assists in investigations and prosecutions by regulatory agencies to alleviate the suffering of captive wildlife.

Jennifer is a key member of the firm's regulatory law defence team and has substantial experience in advising clients undergoing regulatory investigation and of defending prosecutions against clients brought by a variety of enforcement authorities including Trading Standards, the Health & Safety Executive, the Environment Agency, utility providers and local planning authorities.

We frequently represent plan sponsors and fiduciaries in investigations and audits by government regulatory agencies, including the IRS, the DOL, the Pension Benefit Guaranty Corporation, and state agencies.

Ms. Gaudoin has experience in investigations and enforcement proceedings brought by the Serious Fraud Office, the UK Financial Conduct Authority, the National Crime Agency and other regulatory bodies.

We are hired to handle investigations by state attorneys general and state regulatory agencies.

He also represents companies in investigations by, and litigation against, the DOJ, CFPB, FTC, state attorney generals and other regulatory agencies.

Our attorneys defend corporations and individuals, including directors and officers, in investigations and enforcement actions by federal and state agencies, self regulatory organizations, and professional licensing bodies.

We specialise in defending clients against regulatory investigations, enforcement, Environment Agency prosecutions and environmental prosecutions by the other environmental regulators.

His practice concentrates in the areas of commercial, civil and white - collar criminal litigation, as well as regulatory investigations by state and federal agencies.

Our team is on hand 24/7 to provide clients with crisis support when faced with major incidents and investigations by regulatory bodies, such as the Police, HSE, Local Authorities, Environment Agency and Fire Services, for breaches of health & safety, fire safety, food safety, trading standards and related regulations.

His experience includes representing clients in investigations by the Securities and Exchange Commission, as well as before Federal Grand Juries, the Federal Trade Commission, and before various state and local regulatory agencies, including the California and Arizona State Boards of Accountancy.

Represented hospital in criminal investigation by district attorney and local regulatory agency of alleged violations of state and local hazardous waste laws

I offer legal advice to clients involved in criminal or civil investigations by regulatory enforcement agencies.

Enforcement agencies have suggested that a refusal to provide details of the accounts given by witnesses in internal investigations could be construed as unco - operative or a breach of regulatory requirements.

She has represented clients in regulatory investigations by such agencies as the United States Department of Justice and the Consumer Financial Protection Bureau.

Our firm's energy litigators, a number of whom have previous government experience at the FERC, Environmental Protection Agency and Department of Justice, regularly represent clients in complex regulatory litigation before, and investigations undertaken by, the FERC, the departments of Energy, Commerce, the Interior, and Agriculture, and many other federal and state regulatory bodies.

«Sophisticated cross-border investigations practice, well positioned to manage enforcement actions arising in jurisdictions across the USA as well as those initiated by foreign regulatory agencies.»

The doors have closed on two more cryptocurrency exchanges in Japan following investigations by the country's Financial Services Agency — raising questions as to whether or not most exchanges will be able to meet the regulatory authority's standards.