Represented insurance companies based in a U.S. Territory in a DOJ
investigation of financial transactions in Nigeria.
The investigation of financial transactions, for example for the purchase of arms used in murder, may well provide evidence proving the commission of atrocities... Such prosecutions will be a key deterrent to the commission of future crimes, if they can curb the source of funding.
Not exact matches
Malaysia's Felda Global Ventures Holdings, the world's third largest plantation operator, said on June 6 that it had suspended its chief executive and chief
financial officer pending the
investigation of «certain
transactions» at one
of its subsidiaries.
Such risks and uncertainties include, but are not limited to: our ability to achieve our
financial, strategic and operational plans or initiatives; our ability to predict and manage medical costs and price effectively and develop and maintain good relationships with physicians, hospitals and other health care providers; the impact
of modifications to our operations and processes; our ability to identify potential strategic acquisitions or
transactions and realize the expected benefits
of such
transactions, including with respect to the Merger; the substantial level
of government regulation over our business and the potential effects
of new laws or regulations or changes in existing laws or regulations; the outcome
of litigation, regulatory audits,
investigations, actions and / or guaranty fund assessments; uncertainties surrounding participation in government - sponsored programs such as Medicare; the effectiveness and security
of our information technology and other business systems; unfavorable industry, economic or political conditions, including foreign currency movements; acts
of war, terrorism, natural disasters or pandemics; our ability to obtain shareholder or regulatory approvals required for the Merger or the requirement to accept conditions that could reduce the anticipated benefits
of the Merger as a condition to obtaining regulatory approvals; a longer time than anticipated to consummate the proposed Merger; problems regarding the successful integration
of the businesses
of Express Scripts and Cigna; unexpected costs regarding the proposed Merger; diversion
of management's attention from ongoing business operations and opportunities during the pendency
of the Merger; potential litigation associated with the proposed Merger; the ability to retain key personnel; the availability
of financing, including relating to the proposed Merger; effects on the businesses as a result
of uncertainty surrounding the proposed Merger; as well as more specific risks and uncertainties discussed in our most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section
of www.cigna.com as well as on Express Scripts» most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section
of www.express-scripts.com.
However, only three months later, on September 27, 2013, the
Financial Service Agency («FSA») ordered Mizuho Bank, a subsidiary
of Mizuho
Financial Group («Mizuho»), to submit a business improvement report after an FSA
investigation revealed that Mizuho Bank conducted business
transactions with organized crime groups (which in Japan are referred to as «anti-social» groups).
A state
investigation found the bank sought to pressure accounting firm PricewaterhouseCoopers that removed signs
of the
transactions from a report that had been sent to the
Financial Services Department.
Mr Mensah is being investigated by the Bureau
of National
Investigations (BNI) in connection with some
financial transactions and other processes at the health insurance authority during his tenure as Chief Executive.
«For virtually this entire year, I've endured almost daily ridicule, derision and scorn for being part
of a party that's under criminal
investigation for shady and questionable
financial transactions, which the Executive Committee, nor the State Committee ever approved, but for which our party now has to endure the damaged reputation for.
After being published on Monday, the story quickly became another piece
of ammunition for Democrats who have questioned Price's
financial transactions while in office, with Senate Minority Leader Chuck Schumer calling for an ethics
investigation into Price.
Such statements reflect the current views
of Barnes & Noble with respect to future events, the outcome
of which is subject to certain risks, including, among others, the general economic environment and consumer spending patterns, decreased consumer demand for Barnes & Noble's products, low growth or declining sales and net income due to various factors, possible disruptions in Barnes & Noble's computer systems, telephone systems or supply chain, possible risks associated with data privacy, information security and intellectual property, possible work stoppages or increases in labor costs, possible increases in shipping rates or interruptions in shipping service, effects
of competition, possible risks that inventory in channels
of distribution may be larger than able to be sold, possible risks associated with changes in the strategic direction
of the device business, including possible reduction in sales
of content, accessories and other merchandise and other adverse
financial impacts, possible risk that component parts will be rendered obsolete or otherwise not be able to be effectively utilized in devices to be sold, possible risk that
financial and operational forecasts and projections are not achieved, possible risk that returns from consumers or channels
of distribution may be greater than estimated, the risk that digital sales growth is less than expectations and the risk that it does not exceed the rate
of investment spend, higher - than - anticipated store closing or relocation costs, higher interest rates, the performance
of Barnes & Noble's online, digital and other initiatives, the success
of Barnes & Noble's strategic investments, unanticipated increases in merchandise, component or occupancy costs, unanticipated adverse litigation results or effects, product and component shortages, the potential adverse impact on the Company's businesses resulting from the Company's prior reviews
of strategic alternatives and the potential separation
of the Company's businesses, the risk that the
transactions with Microsoft and Pearson do not achieve the expected benefits for the parties or impose costs on the Company in excess
of what the Company anticipates, including the risk that NOOK Media's applications are not commercially successful or that the expected distribution
of those applications is not achieved, risks associated with the international expansion contemplated by the relationship with Microsoft, including that it is not successful or is delayed, the risk that NOOK Media is not able to perform its obligations under the Microsoft and Pearson commercial agreements and the consequences thereof, risks associated with the restatement contained in, the delayed filing
of, and the material weakness in internal controls described in Barnes & Noble's Annual Report on Form 10 - K for the fiscal year ended April 27, 2013, risks associated with the SEC
investigation disclosed in the quarterly report on Form 10 - Q for the fiscal quarter ended October 26, 2013, risks associated with the ongoing efforts to rationalize the NOOK business and the expected costs and benefits
of such efforts and associated risks and other factors which may be outside
of Barnes & Noble's control, including those factors discussed in detail in Item 1A, «Risk Factors,» in Barnes & Noble's Annual Report on Form 10 - K for the fiscal year ended April 27, 2013, and in Barnes & Noble's other filings made hereafter from time to time with the SEC.
Such statements reflect the current views
of Barnes & Noble with respect to future events, the outcome
of which is subject to certain risks, including, among others, the effect
of the proposed separation
of NOOK Media, the general economic environment and consumer spending patterns, decreased consumer demand for Barnes & Noble's products, low growth or declining sales and net income due to various factors, possible disruptions in Barnes & Noble's computer systems, telephone systems or supply chain, possible risks associated with data privacy, information security and intellectual property, possible work stoppages or increases in labor costs, possible increases in shipping rates or interruptions in shipping service, effects
of competition, possible risks that inventory in channels
of distribution may be larger than able to be sold, possible risks associated with changes in the strategic direction
of the device business, including possible reduction in sales
of content, accessories and other merchandise and other adverse
financial impacts, possible risk that component parts will be rendered obsolete or otherwise not be able to be effectively utilized in devices to be sold, possible risk that
financial and operational forecasts and projections are not achieved, possible risk that returns from consumers or channels
of distribution may be greater than estimated, the risk that digital sales growth is less than expectations and the risk that it does not exceed the rate
of investment spend, higher - than - anticipated store closing or relocation costs, higher interest rates, the performance
of Barnes & Noble's online, digital and other initiatives, the success
of Barnes & Noble's strategic investments, unanticipated increases in merchandise, component or occupancy costs, unanticipated adverse litigation results or effects, product and component shortages, risks associated with the commercial agreement with Samsung, the potential adverse impact on the Company's businesses resulting from the Company's prior reviews
of strategic alternatives and the potential separation
of the Company's businesses (including with respect to the timing
of the completion thereof), the risk that the
transactions with Pearson and Samsung do not achieve the expected benefits for the parties or impose costs on the Company in excess
of what the Company anticipates, including the risk that NOOK Media's applications are not commercially successful or that the expected distribution
of those applications is not achieved, risks associated with the international expansion previously undertaken, including any risks associated with a reduction
of international operations following termination
of the Microsoft commercial agreement, the risk that NOOK Media is not able to perform its obligations under the Pearson and Samsung commercial agreements and the consequences thereof, the risks associated with the termination
of Microsoft commercial agreement, including potential customer losses, risks associated with the restatement contained in, the delayed filing
of, and the material weakness in internal controls described in Barnes & Noble's Annual Report on Form 10 - K for the fiscal year ended April 27, 2013, risks associated with the SEC
investigation disclosed in the quarterly report on Form 10 - Q for the fiscal quarter ended October 26, 2013, risks associated with the ongoing efforts to rationalize the NOOK business and the expected costs and benefits
of such efforts and associated risks and other factors which may be outside
of Barnes & Noble's control, including those factors discussed in detail in Item 1A, «Risk Factors,» in Barnes & Noble's Annual Report on Form 10 - K for the fiscal year ended May 3, 2014, and in Barnes & Noble's other filings made hereafter from time to time with the SEC.
Belize City Administrator, Candice Miller, has been suspended from the Belize City Council for a month as a result
of an ongoing
investigation into discrepancies regarding certain
financial transactions carried out by the previous Council.
We help clients in gaining approvals for
transactions, domestic and international
investigations, regulatory enforcement proceedings and civil and criminal litigation, authorizations and arbitration arising from breaches
of applicable legal, regulatory, antitrust and compliance requirements and
investigations before all
financial regulatory agencies.
In the context
of a strategic asset template derived from a fund's
financial predicament, provenance demonstrates ownership
of a continuous, comprehensive chain
of diligent
investigation, confirming the rationale for and attesting to the fitness
of all subsequent
transactions.
His research focuses on
financial investigations and more precisely on the monitoring
of financial transactions.
Nicholas» experience in North America and Asia includes anti-money laundering and sanctions consent - order remediation for a major U.S.
financial institution, anti-money laundering and sanctions risk assessments for a U.S.
financial institution, sanctions advisory for a major U.S.
financial institution in Asia, new - product approval, know - your - customer, and product advisory, analysis
of wire transfers, customer accounts, investment banking deals, and other
transactions under anti-money laundering and sanctions regulations,
investigations, testing, and remediation
of know - your - customer, sanctions screening, and related internal compliance controls, analysis and advisory in line with U.S., United Nations, and national sanctions regulations in North America and Asia, and anti-money laundering and sanctions training.
Oliver's experience includes: defending global investment banks in High Court proceedings brought in relation to complex
financial products and
transactions; acting for an international consulting firm in High Court proceedings brought by the trustees
of a pension scheme; acting for a UK
financial services provider in relation to a major loss
of customer data; acting for an insurer in arbitration proceedings relating to an insurance coverage dispute; acting for a global custody bank on an
investigation in relation to client overcharging on asset portfolio transitions; and acting for a UK
financial services group in relation to legal and regulatory issues arising from a major misstatement in its published accounts.
Our lawyers routinely provide regulatory guidance to banks, broker - dealers, funds, insurance companies, and other
financial institutions worldwide; advise on the acquisition and disposition
of financial institutions; assist underwriters
of securities offerings; counsel
financial advisory firms on mergers and acquisitions; represent
financial institutions in structured finance
transactions and commercial lending; handle complex litigation and international disputes; and efficiently and effectively resolve government
investigations and enforcement actions which result from the ever - expanding regulatory environment in the sector.
Dennis has expertise in advising and representing commercial institutions and individuals being investigated by the Australian Federal Police, the Australian Securities Investment Commission, the Australian
Transactions Reports and Analysis Centre
Financial Reporting Centre, the Australian Tax Office, the Australian Criminal Intelligence Commission, the Commonwealth and State Director of Public Prosecutions, as well some of the largest law enforcement and financial regulators world - wide, including the US Department of Justice, the Securities Exchange Commission, the Federal Bureau of Investigation and the UK Serious Economic Fr
Financial Reporting Centre, the Australian Tax Office, the Australian Criminal Intelligence Commission, the Commonwealth and State Director
of Public Prosecutions, as well some
of the largest law enforcement and
financial regulators world - wide, including the US Department of Justice, the Securities Exchange Commission, the Federal Bureau of Investigation and the UK Serious Economic Fr
financial regulators world - wide, including the US Department
of Justice, the Securities Exchange Commission, the Federal Bureau
of Investigation and the UK Serious Economic Fraud Unit.
AREAS
OF EXPERTISE Interim Management Consulting Federal Contracting
Investigation and Audits Corporate Ethics and Compliance
Financial and Legal
Transactions Strategic Business Planning Litigation Management Government and Community Relations Reductions in Force Labor Relations Due Diligence Executive / Individual Coaching Executive Compensation International Human Resources Management Compensation, Benefits and Payroll Succ...
Serves as the Unit Supply Sergeant responsible for the request, receipt, issue, and accountability,
of individual, organizational, installation, and expendable supplies and equipment; operates unit level computer (ULC); schedules and performs preventive and organizational maintenance on weapons and other sensitive items; post
transactions to property books and
transaction files; initiates
financial liability
investigations...
Compliance Officer — Duties & Responsibilities Responsible for identification and
investigation of suspicious
financial transactions Examine
financial records, customer activity, and recommend appropriate remedial measures Maintain comprehensive records detailing ongoing
investigations, activity reports, and other pertinent data Coordinate
investigations and situation reports with legal department and applicable regulatory authorities Develop proficiencies in industry specific
financial monitoring software programs Perform public figure, employee, Advice
of Drawing, Dreyfuss and International Cash Letter
investigations Design and implement employee training and development materials to enhance team efficacy Serve on Oversight Committee to assist in strategic planning and best practice development Train and oversee teller team and bank support staff ensuring professional operations Study internal literature to become an expert on products and services Craft effective presentations and proposals regarding compliance best practices and client
investigations Recruit, train, and direct staff ensuring they understand the brand and adhere to company policies and procedures Strictly adhere to budgets and schedules Represent company brand with poise, integrity, and positivity