Sentences with phrase «investigations under the federal securities laws»
Laura focuses her practice on civil litigation and regulatory investigations under the federal securities laws as well as state law claims arising from corporate transactions, such as suits seeking to enjoin mergers and acquisitions and appraisals.
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Good for Memorial Day weekend listening!Even More Torch 2 photos BlackBerry Torch 2 poses for the camera yet again The BlackBerry PlayBook Application InitiativeVideo tutorials for the BlackBerry Curve 9350/9370 extractedResearch In Motion Under Investigation for Potential Federal Securities Law Violations Contest Reminders 50 copies...
Lawmakers, presidential candidates, environmentalists and climate scientists have recently begun calling for investigations of Exxon under federal racketeering and securities laws.
We advise registered representatives and companies on FINRA conduct rules, including broker check disputes and Form U4 / U5 issues; defend companies and individuals in FINRA regulatory investigations and enforcement proceedings; represent companies and individuals in industry and customer disputes in the FINRA forum; and litigate cases arising under federal and state securities laws.
Overstock's tZERO initial coin offering (ICO) is under federal investigation for potential violations of securities laws, the company confirmed on Thursday.