Investment bank operations staff are responsible for the efficient, accurate, profitable and risk - free clearing and settlement of bank transactions for corporate and government clients.
Barclays Capital has kicked off a review of its legal advisers in the US, marking the first time the group has overhauled its panel since its acquisition of Lehman Brothers»
US investment banking operations.
The ICB's 363 - page final report, published this week, recommends that UK incorporated banks ring - fence their retail banking activities from their more
risky investment banking operations.
In April 2003, the North American Securities Administrators Association (NASAA), the U.S. Securities and Exchange Commission, FINRA, and the New York Stock Exchange announced the settlement of enforcement actions involving conflicts of interest between the research and
investment banking operations of 10 of the nation's largest investment firms.
Earlier the euro zone common currency had fallen to a session low against the dollar and yen on speculation that some large German banks could be asked to split
their investment banking operations, driving European shares lower.
Goldman did see a stellar quarter in
its investment banking operations, which saw $ 2.14 billion in net revenues for the quarter and $ 7.37 billion for a year, its second best ever.
«It is pushing through parliament a half - baked scheme that would in future «ring - fence»
the investment banking operations of the banks from their high - street banking operations.
UBS is the largest Swiss bank and experienced a deep transformation since the financial crisis shifting the company's focus on wealth Management while downsizing
its investment banking operations.
In April 2003, the North American Securities Administrators Association (NASAA), the U.S. Securities and Exchange Commission, FINRA, and the New York Stock Exchange announced the settlement of enforcement actions involving conflicts of interest between the research and
investment banking operations of 10 of the nation's largest investment firms.