Sentences with phrase «investment banks and other financial institutions»

Many of the world's largest commercial banks, investment banks and other financial institutions call on us for a full range of issues, including sophisticated financing transactions and complex regulatory concerns.

He is a highly regarded litigator, having acted for a number of prominent investment banks and other financial institutions in a wide range of high - value structured finance, derivatives and securities disputes, many of which had a cross-border element.

Highly respected practice trusted by global investment banks and other financial institutions to advise on regulatory compliance and investigations.

Kyle also has a broad range of experience implementing anti-corruption compliance programmes for a broad range of clients, including investment banks and other financial institutions and multinational companies.

Not exact matches

The third - party firm also handles investment - related complaints for all six banks and other financial institutions.

You are an authorized representative of a bank, broker - dealer, insurance company, registered investment adviser or other professional client (together, «Financial Institutions») engaged in business activities outside the United States of America (a «Non-U.S. Adviser») and the Financial Institution has authorized you to access and use the Holdings Information.

The Nigerian Senate's Committee on Banking and Other Financial Institutions will examine bitcoin's suitability for investment and recommend measures to protect citizens from suffering financial losses as a result of trading the digitFinancial Institutions will examine bitcoin's suitability for investment and recommend measures to protect citizens from suffering financial losses as a result of trading the digitfinancial losses as a result of trading the digital asset.

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

However, this regime did not address how to efficiently resolve holding companies that included a depository institution, investment banks or other financial institutions that were tightly and very intricately woven into the global financial system.

The underwriters and their respective affiliates are full service financial institutions engaged in various activities, which may include sales and trading, commercial and investment banking, advisory, investment management, investment research, principal investment, hedging, market making, brokerage and other financial and non-financial activities and services.

They bought enormous amounts of mortgages and other debt instruments, and they drove down interest rates to virtually zero to ensure that the large investment banks and financial institutions survived — forcing retail investors to participate in high - risk securities such as equities and corporate debt instead of stashing their money in banks.

These concentrations of positions in the hands of the largest bank holding companies and investment banks posed risks for the financial system because of their interconnections with other financial institutions.»

As a specialist in online trading and investment, Saxo Bank provides a wide range of products, services and platforms to private clients in Denmark and around the world, as well as to banks, brokers and other financial institutions.

Certain Shareholders (including broker - dealers, traders, banks and other financial institutions, insurance companies, real estate investment trusts, tax - exempt entities, Shareholders whose functional currency is not the US dollar or other investors with special circumstances) may be subject to special rules not discussed below.

Governments, development banks, other financial institutions, businesses, and philanthropic organizations should increase financing for food loss and waste reduction technologies, processes, and research and help make projects more investment - ready.

Bank of Ghana after noticing the so called irregularities in the operations of these institutions and knowing very well that customers of these institutions were not from Cambodia but rather Ghanaians whom they own an outstanding responsibility of offering financial security and protect their intetest should have thought about rolling out measures which would refund the various investments but because we live Ghana, our those wielding power can abuse it and exercise foul discretions without penalization, they rather decided to muddy the whole case in a deliberate attempt to deny or make refund impossible, a true Ghanaian way of seeking the fall of others.

The Senate Committee on Banking, Insurance and other Financial Institutions has warned that the ponzi investment scheme, MMM, is a pyramid that would soon burst.

ML Wealth does not participate, at this time, in wrap fee programs, which are arrangements between broker - dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a «bundled» form.

Thanks to the income account, you have the opportunity to transfer the investment interest and dividends generated from your non-registered account to a bank account that you hold with the National Bank of Canada or any other Canadian financial institutbank account that you hold with the National Bank of Canada or any other Canadian financial institutBank of Canada or any other Canadian financial institution.

We are a leader in advising collective investment trusts (CITs), also known as pooled funds, distributed by banks, trust companies, and other financial institutions.

A new financial tool known as a collateralized debt obligation (CDO) became prevalent among large investment banks and other large institutions.

Vancity Community Investment Bank may provide my personal information to credit bureaus and other financial institutions and, with my consent, to other parties.

12) Savings and Investment Products Before opening a savings or investment account with a bank or other financial institution, find out whether the account is insured by the federal government (FDICInvestment Products Before opening a savings or investment account with a bank or other financial institution, find out whether the account is insured by the federal government (FDICinvestment account with a bank or other financial institution, find out whether the account is insured by the federal government (FDIC or NCUA).

You can open a Roth IRA at any bank and at most other financial institutions, like investment brokerage firms.

The Board has concluded that Mr. Wender should serve as trustee of the Trust because of the experience he gained serving as former partner and head of the financial institutions group of an investment bank, the experience he has gained serving as trustee of the Schwab Funds since 2008, as trustee of the Laudus Funds since 2010, and his service on other public company boards.

(Financial intermediaries may include commercial and investment banks, private equity and venture capital funds, microcredit institutions, insurance and other financial instiFinancial intermediaries may include commercial and investment banks, private equity and venture capital funds, microcredit institutions, insurance and other financial instifinancial institutions.)

We act for the world's leading global banks and development banks in the emerging markets, as well as broker - dealers, investment banks and other financial service institutions in several key areas including:

Kyle has extensive experience implementing regulatory and anti-corruption compliance programmes for clients including investment banks, other financial institutions and multinational companies.

His clients comprise investment banks, wholesale and retail banks and other financial institutions, including private wealth managers, hedge funds, investment managers and private equity firms.

He also counsels other financial institutions — banks and insurance companies — on securities issues associated with the management and distribution of investment products.

Fried Frank announced on Tuesday the lateral hire of Bellini, who will be based in Washington, D.C. Bellini's practice focuses on advising banks and other financial institutions on a wide range of issues, such as M&A and strategic investments, new legislation and regulatory hurdles, and government investigations and enforcement actions.

Nicholas» experience in North America and Asia includes anti-money laundering and sanctions consent - order remediation for a major U.S. financial institution, anti-money laundering and sanctions risk assessments for a U.S. financial institution, sanctions advisory for a major U.S. financial institution in Asia, new - product approval, know - your - customer, and product advisory, analysis of wire transfers, customer accounts, investment banking deals, and other transactions under anti-money laundering and sanctions regulations, investigations, testing, and remediation of know - your - customer, sanctions screening, and related internal compliance controls, analysis and advisory in line with U.S., United Nations, and national sanctions regulations in North America and Asia, and anti-money laundering and sanctions training.

We have successfully represented all of New Zealand's major retail banks, as well as investment banks, other financial institutions, funds, investors and non-regulated lenders on matters ranging from corporate transactions and regulatory matters to complex litigation.

The real estate and property finance team specializes in acting for institutional investors and property companies in the acquisition, disposal and management of investment properties, as well as acting for banks and other financial institutions in property finance transactions and for developers in property developments.

Vinson & Elkins» New York office provides high - quality legal services to an array of blue - chip clients, including leading private equity firms, investment banks, and other financial institutions, as well as public and privately held companies in such areas as energy, infrastructure, media and entertainment, and pharmaceuticals.

We have an experienced U.S. practice litigating against major investment and commercial banks on behalf of other financial institutions, insurers and hedge funds.

We have a wealth of experience in pursuing and defending claims against banks and other financial institutions for breach of mandate, marketing and sale of investments, investment management and returns.

Banks and financial institutions have long cautioned that the volatility of Bitcoin and other cryptocurrency makes it a risky investment, but for successful attackers, the industry potentially provides a quick method to get rich — much to the frustration of investors.

The Committee on Banking and Other Financial Institutions received two weeks to «investigate the viability of bitcoin as a form of investment» and «come up with recommendations on how to control its uses and trade,» Deputy Senate President Ike Ekweremadu explained.

He / she carries out various duties and responsibilities that are linked to risk management in government agencies, corporations, asset management firms, investments banks, and other financial institutions.

Fresher Accounting Resume format is helpful for fresh graduates who want to seek jobs in investment companies, banking institutions, financial service providers, trading and stock brokerage firms etc or simply opt the career in accounting department of any other organization.