Sentences with phrase «investment company clients»
Cindy assists investment company clients with registration, reporting and disclosure requirements, as well as with fund governance and compliance matters.
https://us.eversheds-sutherland.com/ Not exact matches
Among the wave of financial technology companies attempting to challenge the hegemony of Canada's Big Five banks are «robo - advisers,» such as Wealthsimple and WealthBar, whose platforms help clients create and maintain portfolios of mostly passive investments, such as exchange - traded funds, for fees in the neighbourhood of 1 % of assets per year.
What happens when you build a company, show growth and clients, get investment, and then the market drops out?
Ellis and partner Nikolay Djibankov use a strategy called Gender Lens Investment, which targets companies with at least three women on their boards of directors, in the creation of a so - called «parity portfolio» for clients.
This is not just the fate of one man — or the fate of one company, with its scores of clients, its $ 1.5 million investment, and the 19 American employees.
Quentin Broad, head of equity research at CIBC World Markets, says it's logical that the majority of ratings would be Buys, since analysts are supposed to provide clients with investment opportunities and can choose from a wide variety of companies to cover.
Henry Blodget, a star Internet analyst at Merrill Lynch, was found to be touting companies as good investments to clients while trashing them in private e-mails.
In a note to clients early this month, analyst Vivek Arya wrote that the company represents «one of the more unique investments» in technology.
While the S.E.C. requires companies with more than 499 investors to disclose their financial results to the public, Goldman's proposed special purpose vehicle may be able get around such a rule because it would be managed by Goldman and considered just one investor, even though it could conceivably be pooling investments from thousands of clients.
As your business needs evolve, be sure to strateglically review all features in the tool at least twice a year to maximize your investment in the software, says John Kiraly, client informations systems manager at ARI, a fleet management company.
We provide a single point of contact, capable of leveraging the GRS Group portfolio of companies and delivering customized solutions to assist our clients in achieving their investment goals.
The most important office law business in America such as the law business incidental to banking, insurance, trust - company operation, investment work, railroading, patents, admiralty, and large corporation matters in general is in the hands of non-Jewish firms many of which, even though they have numerous Jewish clients, have no Jewish partners.
Challenger Managed investments general manger Martin Ashe said that, not only had there been a demand from clients for a fund of this type, but that the company considered socially responsive companies would post attractive returns for shareholders over the longer term.
Growth is expected to come from wirehouses such as Morgan Stanley and Merrill Lynch that are starting to allocate more funds to the newer net asset value (NAV) non-traded REIT products on behalf of their clients, notes Kevin Gannon, president and managing director at Robert A. Stanger & Company Inc., a real estate investment banking firm based in Shrewsbury, N.J..
Prior to joining Bellwether, archerETF's parent company, he was Head of HSBC Global Asset Management (Canada) Private Client investment business and a member of the Board of HSBC Trust Company (Ccompany, he was Head of HSBC Global Asset Management (Canada) Private Client investment business and a member of the Board of HSBC Trust Company (CCompany (Canada).
He ultimately had responsibility for Global Fixed Income Institutional Sales, the Municipal Division, Investment Products, the Insurance Company, the 401 (k) Business, and Middle Market Business, and he served on the Executive Committee for both the Institutional and Private Client Businesses.
You are an authorized representative of a bank, broker - dealer, insurance company, registered investment adviser or other professional client (together, «Financial Institutions») engaged in business activities outside the United States of America (a «Non-U.S. Adviser») and the Financial Institution has authorized you to access and use the Holdings Information.
Their investment knowledge and disciplined approach to understanding how company profits impact future stock value, results in superior returns for their clients.
Sankaran's teams are further responsible for two major technology programs at the company: Digital Guidance, which utilizes technology to enhance clients» access to investment advice, and ongoing innovation for the company's award - winning trading platform, thinkorswim.
Client engagements are managed exclusively by experienced senior investment bankers who deliver business owners optimal performance in capitalizing on the value of their companies and meeting their objectives as shareholders.
Client engagements are managed exclusively by experienced senior investment bankers, allowing business owners to capture maximum value for their companies and to exceed shareholder objectives.
(The website of the company she started offers to trade on behalf of clients; neither Ms. Berwick nor the firm is registered as an investment adviser with the Securities and Exchange Commission or the Financial Industry Regulatory Authority.)
In 1996, believing that his brokerage clients deserved a wider range of investment opportunities as well as better trade execution and service, Jim founded Financial Sense ® Securities, Inc. (FSS), member FINRA / SIPC, an independent broker / dealer offering full brokerage services through our clearing firm National Financial Services LLC., a Fidelity Investments Company.
As a wealth management client, investment assets are held in an account at Pershing Advisor Solutions, a Bank of New York Mellon Company.
Combining investment research and portfolio management with direct client relationships, Mr. Roberts also served as the firm's Chief Compliance Officer from 2004 - 2016 and represents KF investors as a director or observer on the boards of several private venture companies.
NEW YORK (Reuters)- Fidelity Investments has started allowing clients to use its website to view their holdings of bitcoin and other cryptocurrencies held through digital wallet provider Coinbase, the company said on Wednesday.
In fact, DECOIN stands out in the crypto ecosystem as an investment tool for crypto traders because it is the first company that has developed sophisticated wallets and credit cards that let clients spend their digital currency from anywhere.
As one of North America's leading diversified financial services companies, RBC provides personal and commercial banking, wealth management services, insurance, corporate and investment banking and transaction processing services on a global basis, serving close to 15 million clients through offices in Canada, the U.S. and 51 other countries.
Our Investing & Lending businesses provide promising companies and other clients with the capital they need to grow — either in the form of a loan or an equity investment.
We provide clients seeking investment / establishment of companies in the U.S., transfer of employees to the U.S. from foreign affiliates, or the hiring and placement of highly - skilled foreign employees with cost - effective and realistic legal solutions.
As a registered investment advisor, Financial Sense ® Advisors, Inc., doing business as Financial Sense ® Wealth Management, is the «parent company» that provides investment advisory services, resources, and expertise to advisory clients and Financial Sense ®.
2014.11.05 RBC Global Asset Management Inc. announces new offering of Passive Foreign Investment Company Reporting Statements for U.S. taxpayers RBC Global Asset Management Inc. (RBC GAM Inc.) today announced that Passive Foreign Investment Company (PFIC) Annual Information Statements will be made available to U.S. taxpayer clients...
KKR Capital Markets (KCM) supports our firm, portfolio companies, and clients by providing tailored capital markets advice and developing and implementing both traditional and nontraditional capital solutions for investments and companies seeking financing.
He leads internal events and debate between the company's investment leaders, and represents these views externally to clients and the media.
Represented a manager of renewable energy, energy efficiency, and sustainability investments in all aspects of its business, including a management company recapitalization, the continuous public offering of its fund client's interests, and an adviser examination by the SEC.
RBC Global Asset Management Inc. (RBC GAM Inc.) today announced that Passive Foreign Investment Company (PFIC) Annual Information Statements will be made available to U.S. taxpayer clients...
We will continue to find these companies and highlight them in the Danger Zone so our clients can make more informed investment decisions.
Favourable attributes associated with boutiques include: 1: Managers who think independently 2: A lack of benchmark - hugging 3: A reasonable, incentive - based remuneration 4: Less run by committee, meaning decisions can be made quickly 5: Less bureaucracy and company politics to deal with than at big firms 6: Higher level of employee ownership and investment in own funds, aligning employee and client interests 7: Lower staff turnover
In January 2015, he founded W4i, an active asset management company which aligns the interests of investment clients and fund managers.
The Client acknowledges and understands that the Company will not provide the Client with any advice relating to CFDs, the underlying assets for CFDs and (if applicable) the exchanges where the underlying assets are traded, or make investment recommendations including occasions where the Client shall request such advice and / or recommendation.
The PNC Financial Services Group, Inc. («PNC») uses the marketing names PNC Wealth Management ® and Hawthorn, PNC Family Wealth ® to provide investment, wealth management, and fiduciary services and the marketing name PNC Center for Financial InsightSM to provide wealth planning education to individual clients through its subsidiary, PNC Bank, National Association («PNC Bank»), which is a Member FDIC, and to provide specific fiduciary and agency services through its subsidiary, PNC Delaware Trust Company or PNC Ohio Trust Company.
When we examine the investment time horizon of clients — ranging from high - net worth private clients to pension funds, insurance companies, endowments and sovereign wealth funds — we find that the clients typically have time horizons of a decade or more, and, in many instances, have an explicit multigenerational objective (see Exhibit 5, which highlights typical clients» time horizons).
Our company has a proven track record to choose smart investment properties that will yield strong returns to our clients.
The Trust Company can serve as trustee, co-trustee or managing agent for an existing trustee in order to assist clients with administrative and investment responsibilities.
Edward Jones Trust Company works in partnership with each client's local financial advisor to develop customized recommendations based upon personal investment history, risk tolerance and financial objectives.
RIAs are not affiliated with or agents of SAI or any other Fidelity Investments company, but they are Fidelity Investments customers and their clients compensate Fidelity Investments for custody, clearing, or other brokerage services.
The company has also boosted its investment in technology to more than $ 2.4 billion and has been partnering with financial technology startups in an effort to meet clients» changing needs, he added.
Certainly, investors hear alarming investment nightmare stories about people who held a large proportion of their personal wealth in their employer's stock and lost everything.3 4 While your client may think, «I know this company because I work here,» that thinking can get them into trouble — think WorldCom and Lehman Brothers.
He's an internationally recognized economist and the Executive V.P. and Chief Economist of Hoisington Investment Management Company, a firm that manages over $ 4.5 billion USD and specializing in the management of fixed income accounts for large institutional clients.
The McAlvany Financial Group has a contrarian, in - depth approach to its analysis, allowing the company to avoid decisions based on emotion, and thus combine maximum risk mitigation with consistent real growth for its clients» investments.