Sentences with phrase «investment sales practice»
«There has been such little core product introduced to the market that the capital hasn't dwindled much,» says Kris Cooper, managing director of Jones Lang LaSalle retail investment sales practice in Chicago.
http://www.nreionline.com/ Not exact matches
Further, ERISA's reference to «render [ing] investment advice for a fee or other compensation» incorporates terminology in the IAA, which — in accordance with the industry understanding and practice when the IAA was enacted — excludes broker - dealers executing sales from the definition of «investment adviser.»
The market practices chronicled in this white paper show that financial firms and their sales - based financial professionals function as investment advice providers, despite financial lobbyists» legal claims to the contrary.
«It doesn't simply ban the sales quotas and other compensation practices that lead brokers to put their clients into high - fee, lower - yielding investments.
Students will gain an understanding of successful business practices including finance, investment, research and development, quality control, growth, sales and returns of investments.
See the Investor Handbook for more information on Franklin Templeton 529 College Savings Plan, including sales charges, expenses, general risks of the Plan, general investment risks and specific risks of investing in Plan portfolios, which can include risks of convertible securities; country, sector, region or industry focus; credit; derivative securities; foreign securities, including currency exchange rates, political and economic developments, trading practices, availability of information, limited markets and heightened risk in emerging markets; growth or value style investing; income; interest rate; lower - rated and unrated securities; mortgage securities and asset - backed securities; restructuring and distressed companies; securities lending; smaller and midsize companies; credit linked securities, life settlement investments, and stocks.
Real Estate: Expertise in all aspects of real estate sector work including: premium real estate investment, M&A, development and leasing advice, sale and leasebacks, joint ventures, real estate funds, financing and tax, real estate investment trusts, construction advice, planning / zoning law, policy and practice, rent review, public procurements and PPP and real estate - related disputes.
Most recently, Steve's practice has centered on the purchase and sale of middle - market companies, private placements, private equity and venture capital investment and representing foreign companies with the expansion of their businesses into the United States, in particular the State of Texas.
Representation of financial advisors in connection with numerous FINRA investigations regarding Central Registration Depository («CRD») disclosures, complex products and alternative investments, and other sales practice issues
Besides these, a major game changer in the last decade lies in the review of distribution models and practices on the sale of investment products, prompted by criticisms of bank - dominated distributions, high sale charges, questions of potential conflict of interests and investors» claims for mis - selling.
Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of securities laws
Peter also represents securities brokers and investment advisors before the SEC, all self - regulatory organizations, state securities regulators and attorneys general in investigations relating to supervision, suitability, sales practices and insider trading.
A former winner of the Law Awards of Scotland's «Corporate Lawyer of the Year», Austin's corporate and commercial practice mainly advises owner - managed SMEs and has particular expertise in private equity / angel investment (advising investees as well as investors), company share / asset sales and purchases, joint ventures, corporate restructurings, contractual commercial matters (agency, distribution and franchising etc), IP, IT and data protection.
Practice head Paul Anderson has «excellent technical knowledge of commercial property matters and develops good client relations»; his recent highlights include advising a property company on the # 11m sale of an investment property in London, following the conversion from five flats to one dwelling resulting from a freehold acquisition.
Legal services provided by us include determining the appropriate business entity, jurisdiction and taxation status, structuring and formation of new entities, foreign investments, foreign collaborations, joint ventures, and technology absorption, setting up of branch offices, liaison offices or project offices, tax planning, developing and documenting shareholder agreements, creating executive employment agreements that attract and retain key leadership, identifying and securing intellectual property via trademarks, patents and copyright protection, creating business financing strategies, advising clients for ongoing business needs and transactions, distributorships, sales agreements, stockholders» buy - sell agreements, franchise agreements, intellectual property and license agreements, outsourcing agreements, licensing agreements and technology transfers, including hardware, software and other services and products, trade practices, advertising and promotions.
These matters run the gamut of securities and commodities claims, including suitability, churning, misrepresentation and sales practices claims, cases alleging research and investment banking conflicts of interest, margin liquidations, incentive stock option exercises, shareholder derivative class action claims, customer solicitation claims, unfair business practices litigation, and audit and compliance advisory work.
Front Load The practice of deducting sales and marketing expenses from a premium or contribution before crediting the remainder to the investment or policy.
It's difficult to get sales figures on loot boxes by themselves, but they're normally grouped into a bucket of controversial practices that are known in business jargon as «player recurring investment.»
Mortgage brokers should understand how the capital stack is structured and also whether lenders will be willing to participate in deals in which they don't have a priority position in the event of default, says Dharmesh Patel, executive managing director of hotels for Colliers International and the recent chair of Colliers» national hospitality practice group for hotel - investment sales.
Bachelor Degree 1979, REOS Specialist, SFR Short Sales and Foreclosure Resource, Environmental Concerns Affecting Real Estate Transaction, Essentials of International Real Estate, Europe and International Real Estate, Asia / Pacific International Real Estate, The Americas International Real Estate, Investment and Financial Analysis of International Real Estate, Standards of Practice, Essential Real Estate Techniques, Real Estate Specialties, Case Studies in Acquisition Analysis, Commercial Contracts, Commercial Real Estate Investment and Development Analysis Course, Code of Ethics, Core Law, Accredited Buyers Representative, Appraising, Contracts, Real Estate Law Contracts, Law of Agency, Real Estate Finance, Real Estate Marketing, Real Estate Investments, Commercial Property Management, Sales Comparison, Cost Depreciation, and Income Approaches, Federal Income Tax Laws Affecting Real Estate, Zoning and Planning Subdividing of Land and Special Issues, Selling Skills and Management (Xerox), working on CCIM and on going Continuing Education.
«Realtors ® who practice commercial real estate help build communities by facilitating investment and promoting the sale and lease of commercial space, which supports millions of jobs nationwide.
Retail condos that are fully leased at market rates are selling at capitalization rates in the 4's, said Jeff Fishman, a vice chairman with RKF who is overseeing the firm's investment sales and advisory services practice.