For some months, ExxonMobil Inc. (xom) has been under investigation about allegations that it lied to
investors about the risks of Climate Change.
Last week, SEC Chairman Jay Clayton repeated a warning he made in December to
investors about the risks of cryptocurrencies and related activities, such as initial coin offerings.
The Financial Industry Regulatory Authority (FINRA) also recently issued an Investor Alert cautioning
investors about the risks of buying and using digital currency such as Bitcoin.
FINRA, the US financial regulator, put out an alert on Thursday to warn
investors about risks associated with investing in companies linked to cryptocurrency...
Federal law requires companies to tell
investors about risks that may significantly affect their business.
I'm particularly glad that you are warning
investors about the risks of investing in bond, both credit and especially interest rate risks are high now.
The CSF website must have a warning for
investors about the risks of investing through crowd - sourced funding, as well as copies of the offer documents for each investment, which has important information about the business making the offer.
New York Attorney General Eric T. Schneiderman has accused ExxonMobil of lying to the public and
investors about the risks of climate change according to the NY Times and has launched an investigation and issued a subpoena demanding extensive financial records, emails and other documents.
To some extent, this argument echoes what Exxon lawyers say to defend it against charges that it should have warned its own
investors about the risks of global warming.
The state attorneys general of New York and Massachusetts, meanwhile, are investigating whether Exxon misled
investors about its risks from climate change.
Regulators have warned
investors about risks of new mushrooming cryptocurrencies.
Minister Wopke Hoekstra of Finance warned Dutch
investors about the risks involved in trading in Bitcoins and other cryptocurrencies.
In a one — two punch on the same day, SEC Chairman Jay Clayton warned «Main Street»
investors about the risks of investing in digital tokens and cautioned them to question token sellers thoroughly, and to demand from them clear answers, before buying digital tokens.
The email concludes with a rather stiff warning to
investors about the risks associated with investing in cryptocurrencies and an encouragement to invest responsibly.
According to the note, the move is part of a wider effort by the SFC to caution
investors about the risks of trading cryptocurrencies, one that began more mildly with a warning on the possible risks of the ICO fundraising model on Sept. 5 of last year.
Galvin's comments came as the latest voice from the U.S. regulators in warning
investors about risks associated with cryptocurrencies, following the Securities Exchange Commission and the Financial Industry Regulatory Authority earlier this month.
What is important to remark, is that the head of the Danish Central Bank has warned
investors about the risks of investing in cryptocurrencies.
Starting with the US Securities and Exchange Commission in July, followed by multiple securities regulators across Asia and elsewhere, government officials are warning both issuers and
investors about the risks of ICOs.
Not exact matches
Also avoid dealing with those at the other extreme, people who always talk
about risks and lead an
investor to believe that the venture has no chance of success.
nnuities can be a good fit for older
investors too nervous
about risk to sink much into the markets.
It's the latest attempt by the world's biggest banks to respond both to the phenomenon itself and to
investors» concerns
about the associated
risks.
NEW YORK, Jan 18 - U.S. fund
investors pulled $ 3.1 billion from high - yield «junk» bonds during the latest week, Lipper data showed on Thursday, offering new warning signs
about risk appetite despite global markets» continuing triumph.
In the section
about risks to
investors, King said «a small number of games currently generate a substantial majority of our revenue.»
As the New York Times points out,
investors typically prefer to obsess
about interest rates and financial
risks.
The sharp jump in debt yields in tandem was mirrored by a rally in commodity prices, which suggests that
investors are becoming less worried
about the
risks of deflation.
«Global
investors are also concerned
about potential trade wars... which is stirring up some
risk - aversion trade, so that, in turn, is supporting gold,» said Richard Xu, a fund manager at China's biggest gold exchange - traded fund, HuaAn Gold.
Later - stage
investors are unlikely to view
risk through such rose - colored lenses, however, so a growth plan must be clear
about how the company will minimize
risk.
Investors are suing Caine and Anish Parvataneni, a portfolio manager at LJM who previously worked for well - known fund
investor Ken Griffin's Citadel, over what they said was inadequate disclosure
about the
risks of LJM's investment approach.
Here is a 2015 memo from the SEC to
investors warning
about the many
risks of investing in these products.
«What they have done is created a tremendous increase in hidden
risk,
risk that
investors don't exactly know or have faced
about their holdings,» he said at the conference presented by CNBC and Institutional
Investor.
Responsible
investors have for years talked
about the
risks of regulatory intervention where companies fail to address serious social or environmental problems that arise in their operations.
«Without talking
about the reward component, all that is left is
risk aversion, and you end up scaring people at a time when
investors need to be looking at building income,» he said.
One study looked at the behavior of
about 60,000
investors from 1991 to 2002 and found that people took greater market
risks when their party controlled Washington.
He said the Japanese currency was providing a flight to safety for
investors concerned
about political
risk in the U.S., as well as Japan, where Prime Minister Shinzo Abe is embroiled in scandal.
Although the bull market could very well continue throughout 2018, some analysts and
investors alike are understandably cautious
about just how much
risk exposure to continue taking on.
I just think there are a few things bond
investors need to understand
about longer maturity bonds, so I was pointing out the possible
risks.
The fact that rates have been so low for so long, but are rising at the moment, has
investors really nervous
about interest rate
risk.
There is little doubt that his recent comments
about the pending
risk of a bubble resonate with most experienced venture
investors.
For
investors, the most immediate
risk is less likely to be the regulators, and more likely to be the many projects that are proceeding without a credible plan for putting out successful software — something that many sophisticated
investors have warned
about.
Since bond prices fall as interest rates rise, this possibility has many
investors worried
about their exposure to interest rate
risk.
HNA and other big Chinese players like Anbang Insurance Group and Dalian Wanda Group are under pressure at home and abroad, as the authorities and
investors worry
about the
risk these highly indebted companies pose to the broader economy.
Many
investors have been surprised at the complacency in the markets given geopolitical
risks (North Korea, for example), domestic political
risks (tax reform, trade war, etc.) and central banks in the U.S., Europe and China either removing, or talking
about removing, monetary - policy accommodation.
This makes sense given how bonds are structured, but I think many
investors miss this point when they worry
about the potential
risks from rising interest rates.
«We believe this has been a direct consequence of
investors» concerns
about FX downgrades causing further downside
risks to earnings,» they said.
I've admitted my own stumbles, addressed our own challenges, and have created an open book of data and analysis to support very deep concerns
about the
risks that
investors face over the completion of the current market cycle.
In order for trend - sensitive measures to have teeth, they have to be broad enough to convey information
about uniformity and dispersion across numerous securities and asset classes, and thereby provide a signal
about investor risk - preferences.
In our view, the divergence and uniformity of observable market internals and credit spreads provides essential information
about the
risk - preferences of
investors.
She literally discussed and answered questions
about all of the investing topics I have recently been thinking
about — including weighing the pros and cons of placing all of your bond investments into tax - deferred accounts, why Vanguard decided to recently increase their recommended stock allocation to include 40 % international stocks, and how more
investors using REITs (real estate investment trust funds) to balanced their portfolios and mitigate
risk.
April 22, 2016: MSCI has earned top honors among providers of market
risk technology for its ability to help banks and other institutional
investors make better - informed decisions
about their trades.
Senator Mike Crapo, the Republican chairman of the panel, and Democratic Senator Sherrod Brown were among the lawmakers to express worries
about volatility,
investor protections and the
risks posed by cyber criminals in the virtual currency market.