Sentences with phrase «investors against the accounting»

The lawsuit before the Court was a class action brought by the investors against the accounting firm.

Not exact matches

In Lavender v. Miller Bernstein, Justice Edward Belobaba sided with investors who brought a class action lawsuit against an accounting firm that had audited a now - defunct securities dealer, Buckingham Securities.

The Division also oversees the Securities Investor Protection Corporation (SIPC), which is a private, non-profit corporation that insures the securities and cash in the customer accounts of member brokerage firms against the failure of those firms.

Bottomline: VEU is interesting for Canadian investors but the two disadvantages (the complication in asset allocation to account for the extra Canadian holdings through VEU and the higher expense) should be carefully weighed against the one obvious advantage of buying one less ETF when compared to the alternative of buying VEA and VWO.

That's the most appropriate way to measure an ETF's performance against its benchmark index, but it may not be the return investors actually obtain in their own accounts.

A stop - loss order is handy for an individual investor to protect themselves against a rapidly disseminating negative news item (e.g., a report of accounting fraud) when they know that they can't keep minute - to - minute tabs on their investments (for instance, due to a day job).

Presented by: Daniel Trempe, Manager Business Development, National Bank Direct Brokerage In this webinar, presented by Daniel Trempe of National Bank Direct Brokerage (NBDB), attendees will learn that some investors use a margin account to act quickly on trading opportunities, in order to diversify their portfolio and to hedge against risk.

Presented by: Remi Medina, Manager Business Development, National Bank Direct Brokerage In this webinar, presented in French by Remi Medina of National Bank Direct Brokerage (NBDB), attendees will learn that some investors use a margin account to act quickly on trading opportunities, in order to diversify their portfolio and to hedge against risk.

Some industry experts believe managed account performance should not be benchmarked against an index but instead against an investor's unique individual goals.

NBIN is a member of the Canadian Investor Protection Fund (CIPF), which covers each account up to $ 1,000,000 against insolvency or bankruptcy.

The expense ratio is charged against each individual investor's account.

When an investor purchases an account on margin in the expectation that the share value will rise, or shorts a security on the expectation that share price will decline, and share prices go against the investor, the brokerage firm will send out a margin call requiring that the investor add additional funds or marketable securities to the account to protect the broker's loan.

The TSP website reminds investors that «Your account is not guaranteed against loss.»

Regionally, however, Interactive Brokers continued to get frozen out of the brokerage rankings throughout the year so despite being a firm that now caters to less active investors and those seeking registered accounts, their «trader» reputation seems to be working against them.

One of the features of the RBC Direct Investing platform is that there is a robust practice account feature as well as a large community of investors to learn and benchmark personal performance against (anonymously).

For many small registered accounts, a single balanced fund would probably be ideal, but you might be surprised at how many investors push back against simple solutions.

Otherwise, this firm stands out for offering three notable things — U.S. - dollar registered plans, excellent account performance reporting and a well - stocked toolbox that is set to add «The Community,» an online forum where clients can benchmark their accounts against other investors and share ideas.

However, Cerulli says there are some important arguments against the use of TDFs that all ERISA fiduciaries should consider: «The chief argument against target - date funds is their homogeneity as they do not account for an investor's risk tolerance, specific retirement plans, or other assets.»

Tax loss harvesting and optimization: Investors with large taxable accounts can benefit from tax harvesting to use against any losses incurred during the year to offset gains for the purpose of reducing your taxes.

Presented in French by: Jean - Philippe Legault, Manager Business Development, National Bank Direct Brokerage In this seminar, presented in French by Jean - Philippe Legault of National Bank Direct Brokerage (NBDB), attendees will learn how some investors use a margin account to act quickly on trading opportunities, to diversify their portfolio and to hedge against risk.

Presented in French by: Jean - Philippe Legault, Manager Business Development, National Bank Direct Brokerage In this seminar, presented in French by Jean - Philippe of National Bank Direct Brokerage, attendees will learn how some investors use a margin account to act quickly on trading opportunities, to diversify their portfolio and to hedge against risk.

Presented in French by: Rémi Médina, Manager Business Development, National Bank Direct Brokerage In this seminar, presented in French by Rémi Médina of National Bank Direct Brokerage (NBDB), attendees will learn how some investors use a margin account to act quickly on trading opportunities, to diversify their portfolio and to hedge against risk.

He won a $ 215 million settlement against Enron for defrauding investors and wiping out employee retirement accounts.

An investor with a fixed deposit account can avail a loan against his deposit with low - interest rates

A charge levied against the accounts of investors who don't use their digital currency for transactions, but just leave it sitting as a long - term investment (HODL).

I was the lead lawyer for the state against Arthur Andersen, the accounting giant, for the failed audits of the Baptist Foundation of Arizona, where there were 11,000 investors who lost their retirements, and we were able to return $ 217 million to the victims, mostly working - class and senior citizens.

Because while deposit accounts do protect investors against losses, they don't protect them from the inflation that will eventually make the invested money worth less.