Sentences with phrase «investors in securities»

Investors in these securities, bonds backed by shopping malls and office buildings, are concerned by what they see as a lack of diversity in the bonds as well as the increase in loan - to - value ratios.

Pre-paying early prompts a decrease in yield for the first investors in these securities — those investors buying the interest - only portion of the CMBS and those buying the A1 or first tranche of the security, Stouse explains.

The basic functions of the SEBI is «To protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected there with or incidental there to».

Telegram, whose initial date release was in August 2013, has pulled a lot of users by touting its encrypted - messaging service, raised $ 850 million from 94 accredited investors in a Securities and Exchange Commission filing late Thursday.

The five - year - old company, which has attracted users by touting its encrypted - messaging service, raised $ 850 million from 94 accredited investors in a Securities and Exchange Commission filing late Thursday.

FAIR Canada's mission is to be a national voice for investors in securities regulation and a catalyst for enhancing the rights of Canadian shareholders and individual investors.

PSW attorneys have years of experience representing investors in securities arbitration and can advise you if you suspect misconduct by your broker.

However, there are a number of ways in which investors in securities can seek relief before the English courts.

NPR is one of the nation's leading firms in the representation of public and private investors in securities fraud and corporate governance litigation.

We represent small, medium and large public and private companies, banks, venture capitalists, and other investors in securities and venture capital matters.

We will keep posting ads with you and if you have a package you think would fit with our niche practice of representing investors in securities fraud cases, please let me know.

Its purpose is to be a pro-active voice representing Canadian individual or retail investors in securities regulation with a particular focus on shareholder rights.

Ademi & O'Reilly is a leading securities class action law firm based in Wisconsin that represents classes of investors in securities fraud, mergers & acquisitions, and shareholder derivative litigation.

If interest rates rise due to reasons other than inflation (for example, due to changes in currency exchange rates), investors in these securities may not be protected to the extent that the increase is not reflected in the bond's inflation measure.

The existing literature typically does not differentiate between security returns and the returns of investors in these securities; usually implicitly, these two concepts are assumed to be the same.

For the protection of the lender and the investors in these securities, proper documentation and regulatory disclosures are critical during this process.

Investors in securities backed by mortgage loans are unlikely to approve reductions of mortgage amounts.

While lawyers for BlackRock and Pimco were negotiating this deal, other investors in the securities were not at the bargaining table.

Losses by all investors in the securities are projected at $ 100 billion.

Its purpose is to be a pro-active voice representing Canadian individual or retail investors in securities regulation with a particular focus on shareholder rights.

The trove of internal e-mails and employee interviews, filed as part of a lawsuit by one of the investors in the securities, offers a fresh glimpse into Wall Street's mortgage machine, which churned out billions of dollars of securities that later imploded.

The firm's attorneys have extensive expertise and experience representing investors in securities litigation, and have recovered hundreds of millions of dollars for aggrieved shareholders.

Since commodity ETFs purchase near - term contracts and roll it over as they approach expiry, a buy - and - hold investor in these securities is steadily losing money (because contracts are rolled over into ever more expensive contracts) as long as markets remain in contango.

The lending institution or fund receives all the dividends and interest it was entitled to as an investor in the security, plus a fee for making the securities loan.

«Notwithstanding the defendants» attempts to avoid governmental and private scrutiny, it is clear that the financiers were indeed profit - seeking investors in a security and that Defendants promoted and conducted an unregistered offering of securities, not a charitable fundraiser,» the complaint reads.

Not exact matches

There are currently no emerging - market fixed income products denominated in Canadian dollars; investors have to buy either American dollar securities (also called hard dollar bonds) or the local currency option.

Among technology - focused investors, Glen Kacher, founder and chief investment officer at Light Street Capital, announced a long position in online security company Palo Alto Networks Inc, which he said has a 164 percent upside through 2020.

The Company considers EBITDA to be an important measure used to evaluate operating performance, and the measure is frequently used by securities analysts, investors and other interested parties in the evaluation of companies in the industry, but this figure should not be considered in isolation.

A Long Island penny stockbroker who served 36 months in prison for defrauding investors in a massive 1990s securities scam that involved widespread corruption on Wall Street and in the corporate banking world, including shoe designer Steve Madden.

Joseph Klein, Esq. represents investors and participates in securities litigations involving financial fraud throughout the nation.

But once investors read beyond the headlines, they discovered a small section in Alphabet's press release that was harmlessly labeled: «Q1 2018 impact from equity securities *»

«Tonight's earnings release from [Apple] will likely keep most fundamental investors from making aggressive changes to their risk,» said Jeremy Klein, chief market strategist at FBN Securities, in a note to clients.

The class action, filed in United States District Court, Southern District of New York, and docketed under 18 - cv - 02213, is on behalf of a class consisting of investors who purchased or otherwise acquired BRF American Depositary Receipts («ADRs») between April 4, 2013 and March 2, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by Defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

The class action, filed in United States District Court, for the District of Illinois, Eastern Division, is on behalf of a class consisting of investors who purchased or otherwise acquired Akorn's securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

In the past, banks would happily buy corporate bonds that investors wanted to dump and then either sell them to someone else or package them up in another type of securitIn the past, banks would happily buy corporate bonds that investors wanted to dump and then either sell them to someone else or package them up in another type of securitin another type of security.

And in some cases, when billionaire investors are acquiring massive multiple - quarter stakes in companies, they are granted exemptions from the Securities and Exchange Commission from including those bets in the most recent 13F.

«The new structure puts Galen Weston squarely in the driver's seat, aligning shareholders and management responsibility,» analyst Irene Nattel of RBC Dominion Securities, wrote in a note to investors.

In a note to investors this week, KGI Securities analyst Ming - Chi Kuo said that iPhone 8 and iPhone 8 Plus pre-orders are sluggish because of strong demand for Apple's upcoming iPhone X.

That's the argument by KGI Securities analyst Ming - Chi Kuo, who told investors in a research note on Monday that the iPhone X's facial - scanning feature, Face ID, puts it one - and - a-half to two - and - a-half years ahead of rival technology in Android - based alternatives like Samsung's Galaxy S8.

BMO Financial Group says it has entered into a definitive agreement to buy the fixed income broker - dealer, which specializes in the institutional investor market for U.S. mortgage - backed and asset - backed securities.

Although there may not be a bond bubble, with investors starved for yield, Gundlach predicts a potential bubble could form in credit risk as investors increase their leverage on riskier debt securities like junk bonds and emerging market debt.

More from Investor Toolkit: Variable annuities, warts and all, might be right for you Retirees leave $ 100B in Social Security benefits on table How much those advisor fees are costing you

In a note to investors on Thursday, KGI Securities analyst Ming - Chi Kuo said that Apple (AAPL) is planning to bring its Face ID facial scanner to every iPhone it releases next year.

Define the mission of your organization and keep it focused to set expectations for your investors, create your role in the market and provide both security and purpose for your employees.

Because investors were speculating that the launch would result in a rise in asset value, the deal resembled a security, the Journal said.

To generate a loss, investors often sell securities that play an important role in their portfolio but are temporarily down.

More from Investor Toolkit: Why some fear is good for investors Advisors turn to life coaches and counselors Retirees leave $ 100B in Social Security benefits on table

This is a unique group of investors who are focused on building out bitcoin and blockchain technology, assisting startups and companies with developing in specific areas like compliance and regulation, payments, security, identity, smart contracts and more.

Banks sold a record $ 250 billion worth of commercial mortgage - backed securities to institutional investors in 2007.

More from Investor Toolkit: Advisors turn to life coaches and counselors Retirees leave $ 100B in Social Security benefits on table Ring in 2018 with a new financial game plan