Sentences with phrase «involve other brokerages»

If you work in a large market, try to involve other brokerages in your challenge to up the ante and better support your local charity organizations.

Not exact matches

In intraday trading, the intent is to make quick profits, with no overnight risks, but high risks due to price fluctuations in the day, it requires less capital and involves less brokerage and short selling of securities is possible; however in delivery trading, capital required is high as full payment has to be made upfront for the securities and it involves high brokerage but there are other benefits like rights issue and dividends.

As portfolio turnover may involve paying brokerage commissions and other transaction costs, there could be additional expenses for the Fund.

The commissions will vary depending on the other Member involved and whether the client is referred to or by National Bank Direct Brokerage.

Under the terms of the Advisory Agreement, each Fund is responsible for the payment of the following expenses among others: (a) the fees payable to the Adviser, (b) the fees and expenses of Trustees who are not affiliated persons of the Adviser or Distributor (as defined under the section entitled («The Distributor»)(c) the fees and certain expenses of the Custodian (as defined under the section entitled «Custodian») and Transfer and Dividend Disbursing Agent (as defined under the section entitled «Transfer Agent»), including the cost of maintaining certain required records of the Fund and of pricing the Fund's shares, (d) the charges and expenses of legal counsel and independent accountants for the Fund, (e) brokerage commissions and any issue or transfer taxes chargeable to the Fund in connection with its securities transactions, (f) all taxes and corporate fees payable by the Fund to governmental agencies, (g) the fees of any trade association of which the Fund may be a member, (h) the cost of fidelity and liability insurance, (i) the fees and expenses involved in registering and maintaining registration of the Fund and of shares with the SEC, qualifying its shares under state securities laws, including the preparation and printing of the Fund's registration statements and prospectuses for such purposes, (j) all expenses of shareholders and Trustees» meetings (including travel expenses of trustees and officers of the Trust who are not directors,

In the ordinary course of its trading, brokerage, investment and asset management and financial activities, RBC and its affiliates may hold long or short positions, and may trade or otherwise effect or recommend transactions, for its own account or the accounts of its customers, in debt or equity securities or loans of the Company or any other company that may be involved in a transaction with the Company.

He has litigated matters on behalf of domestic and foreign corporations and other entities and individuals involved in the energy, real estate, brokerage, insurance, banking, manufacturing, retail, construction, agriculture, and food products industries.

At least one other firm involved with virtual currency trading has registered with the SEC as a brokerage firm.

A common liquidity pool that is shared by all traders allows for a brokerage system on the Betex platform that does not involve other systems to which only brokers have access.

(the same survey showed of those sellers involved in a brokerage owning more than one location, 94 % were not told about the other offices also caused dual agency) 3) Inadequate Dual Agency Disclosure pre-Buyer Agency Agreement signing.

The initiative was conceived by a coalition of brokerages and other real estate companies; NAR was asked to get involved earlier this year to make it happen more quickly and effectively, to the betterment of the entire real estate industry.

They don't want to get involved with systems that are affiliated with other brokerages or that want a piece of the commission pie.

Other considerations: Special considerations apply to situations involving agents who are employed by a real estate brokerage firm and who are obliged under a contract of employment to share commission with that organization.

Although members may be involved in other lines of business, their use of the REALTOR ® marks is restricted to real estate brokerage and management, mortgage financing, appraising, land development, and building.

Where the managing broker intends to represent one of the parties in an in - house transaction, another member of the brokerage would have to assume the managing broker's supervisory responsibilities in order to ensure the brokerage fulfills its responsibilities and to ensure the managing broker and other designated agent involved in the transaction fulfill their responsibilities as designated agents for their respective clients.

The MLS committee had forwarded its complaint to the Association's grievance committee after a member of that committee saw an advertisement for a property offered by the Brokerage which stated «'' Buy Direct Price Discount» available if no other agent is involved».

I agree with Carlolyne, the question is a two - parter and poorly worded but I voted yes as to it not being allowed if it being being published on sites other than the brokerages involved in the transaction as they've not been given this authority.

Colliers has 502 offices in 67 countries and is involved in brokerage, property management and just about every other aspect of the commercial real estate business.

(Sec. 32920) Prohibits any person (other than a non-vessel-operating common carrier or ocean freight forwarder providing brokerage services as part of an international through movement involving ocean transportation between the United States and a foreign port) from providing interstate brokerage services unless the person: (1) is registered and in compliance with federal broker registration requirements, and (2) has satisfied federal financial security requirements.