Sentences with phrase «involved in financial services»

Run a search for» Financial Services» for instance, and you'll be greeted with a list of accounts from publications and companies involved in the financial services sector.

And you referenced a trend that we saw as well and is one of the reasons why we started our company, and that's a lot of the folks involved in financial services are near retirement age.

A.M. Best, an organization that rates the financial strength of those involved in the financial services industry has rated Wawaunesa (General) Insurance based in the US with «A».

Examples of our attorneys» successes in representing clients involved in financial services include:

Some team members have been involved in financial services for over 20 years.

Whatever the huffi ng and puffing of those who did not have to resort to a government bailout, everyone involved in the financial services industry has the taxpayer and political intervention to thank for preventing total meltdown.

Cristina has been involved in the financial services industry for over 15 years and has leveraged expertise on a variety of investment areas such as: portfolio management, wealth management, manager selection and alternative investments.

Not exact matches

Financial planning, involving some of the most important issues in your life, is a deeply personal service and requires a solid, trusting relationship.

Update: Symphony, as of Wednesday, is under investigation by the New York State Department of Financial Services for offering services similar to those that were used in previous schemes involving interest rate and foreign exchange interest rate manipServices for offering services similar to those that were used in previous schemes involving interest rate and foreign exchange interest rate manipservices similar to those that were used in previous schemes involving interest rate and foreign exchange interest rate manipulation.

A crackdown in Ontario last month put the spotlight on these products when the province's financial services regulator issued $ 1.1 million in fines against four parties that were involved with syndicated mortgages for real estate development projects in which Ontario - based Fortress Real Developments Inc. was a developer or development consultant.

Fintech 250 is an index of the top industry performers involved in changing the financial services space.

«Under the bill that aims to revise the Electronic Financial Transactions Act, traders, brokers, or other business entities involved in cryptocurrency transactions would be required to get regulatory approval from the Financial Services Commission.

It applies to the economic or professional activities of a wide range of persons, including credit and financial institutions, organizers of games of chance, intermediaries in transactions with real property, traders in transactions involving more than $ 15,000 or its equivalent, pawnbrokers, precious metals and stones traders, auditors, providers of trust and company services, and non-profit associations and foundations.

But given the complexity of the business processes involved, and corporate concerns about cybercrime and risk, the digital transformation of corporate treasury and cash management has not moved at the same pace as in the consumer banking space, where the advent of peer - to - peer lending and instant payments via mobile and other «smart» devices is rapidly transforming how consumers interact with financial services.

CHICAGO (Reuters)- Michigan State University's heightened financial risk in the wake of a sex abuse scandal involving former USA Gymnastics doctor Larry Nassar led Moody's Investors Service to cut the school's credit rating to Aa2 from Aa1 on Thursday.

trades or businesses involving the performance of services in the fields of health, law, engineering, architecture, accounting, actuarial science, performing arts, consulting, athletics, financial services, brokerage services, or any trade or business where the principal asset of such trade or business is the reputation or skill of 1 or more of its employees;

In addition to «flat - fee - only» and «fee - offset» models, the SunAmerica Advisory Opinion provides that asset allocation services offered to participants (involving advice and even discretionary management) that are the product of a computer model developed and overseen by an independent financial expert, and subject to certain additional conditions, would allow a service provider (the broker - dealer, in this case) to avoid PTs when receiving variable / indirect compensation from its platform of investment offeringIn addition to «flat - fee - only» and «fee - offset» models, the SunAmerica Advisory Opinion provides that asset allocation services offered to participants (involving advice and even discretionary management) that are the product of a computer model developed and overseen by an independent financial expert, and subject to certain additional conditions, would allow a service provider (the broker - dealer, in this case) to avoid PTs when receiving variable / indirect compensation from its platform of investment offeringin this case) to avoid PTs when receiving variable / indirect compensation from its platform of investment offerings.

Michigan State University's heightened financial risk in the wake of a sex abuse scandal involving former USA Gymnastics doctor Larry Nassar led Moody's Investors Service to cut the school's credit rating to Aa2 from Aa1 on Thursday.

Like, «financial services, consumer product goods, food — in technology, the government's going to have to be involved.

If an investor's situation involves complex financial planning issues that extend beyond allocating investments and related services, they might be better served with a more traditional advisor who provides advice in areas such as estate planning.

Examples of these risks, uncertainties and other factors include, but are not limited to the impact of: adverse general economic and related factors, such as fluctuating or increasing levels of unemployment, underemployment and the volatility of fuel prices, declines in the securities and real estate markets, and perceptions of these conditions that decrease the level of disposable income of consumers or consumer confidence; adverse events impacting the security of travel, such as terrorist acts, armed conflict and threats thereof, acts of piracy, and other international events; the risks and increased costs associated with operating internationally; our expansion into and investments in new markets; breaches in data security or other disturbances to our information technology and other networks; the spread of epidemics and viral outbreaks; adverse incidents involving cruise ships; changes in fuel prices and / or other cruise operating costs; any impairment of our tradenames or goodwill; our hedging strategies; our inability to obtain adequate insurance coverage; our substantial indebtedness, including the ability to raise additional capital to fund our operations, and to generate the necessary amount of cash to service our existing debt; restrictions in the agreements governing our indebtedness that limit our flexibility in operating our business; the significant portion of our assets pledged as collateral under our existing debt agreements and the ability of our creditors to accelerate the repayment of our indebtedness; volatility and disruptions in the global credit and financial markets, which may adversely affect our ability to borrow and could increase our counterparty credit risks, including those under our credit facilities, derivatives, contingent obligations, insurance contracts and new ship progress payment guarantees; fluctuations in foreign currency exchange rates; overcapacity in key markets or globally; our inability to recruit or retain qualified personnel or the loss of key personnel; future changes relating to how external distribution channels sell and market our cruises; our reliance on third parties to provide hotel management services to certain ships and certain other services; delays in our shipbuilding program and ship repairs, maintenance and refurbishments; future increases in the price of, or major changes or reduction in, commercial airline services; seasonal variations in passenger fare rates and occupancy levels at different times of the year; our ability to keep pace with developments in technology; amendments to our collective bargaining agreements for crew members and other employee relation issues; the continued availability of attractive port destinations; pending or threatened litigation, investigations and enforcement actions; changes involving the tax and environmental regulatory regimes in which we operate; and other factors set forth under «Risk Factors» in our most recently filed Annual Report on Form 10 - K and subsequent filings by the Company with the Securities and Exchange Commission.

Other specific duties and responsibilities of the HR and Compensation Committee include reviewing senior management selection and overseeing succession planning, including reviewing the leadership development process; reviewing and approving objectives relevant to executive officer compensation and evaluating performance and determining the compensation of executive officers in accordance with those objectives; approving severance arrangements and other applicable agreements for executive officers; overseeing HP's equity and incentive compensation plans; overseeing non-equity-based benefit plans and approving any changes to such plans involving a material financial commitment by HP; monitoring workforce management programs; establishing compensation policies and practices for service on the Board and its committees, including annually reviewing the appropriate level of director compensation and recommending to the Board any changes to that compensation; developing stock ownership guidelines for directors and executive officers and monitoring compliance with such guidelines; and annually evaluating its performance and its charter.

In a survey reported by the financial - services firm Rothstein Kass in December, more than 80 % of the 178 athletes polled — each with a minimum net worth of $ 5 million and two thirds under the age of 30 — said they were «concerned about being involved in unjust lawsuits and / or divorce proceedings.&raquIn a survey reported by the financial - services firm Rothstein Kass in December, more than 80 % of the 178 athletes polled — each with a minimum net worth of $ 5 million and two thirds under the age of 30 — said they were «concerned about being involved in unjust lawsuits and / or divorce proceedings.&raquin December, more than 80 % of the 178 athletes polled — each with a minimum net worth of $ 5 million and two thirds under the age of 30 — said they were «concerned about being involved in unjust lawsuits and / or divorce proceedings.&raquin unjust lawsuits and / or divorce proceedings.»

I / we agree that if any material change (s) occur (s) in my / our financial condition that I / we will immediately notify BSHFC of said change (s) and unless Baby Safe Homes Franchise Corporation is so notified it may continue to rely upon the application and financial statement and the representations made herein as a true and accurate statement of my / our financial condition.nI / we authorize Baby Safe Homes Franchise Corporation to make whatever credit inquiries / background checks it deems necessary in connection with this application and financial statement.nI / we authorize and instruct any person or consumer reporting agency to furnish to BSHFC any information that it may have to obtain in response to such credit inquiries.nIn consideration of the ongoing association between Baby Safe Homes and the undersigned applicant (hereinafter u201cApplicantu201d), the parties hereto have entered into this Non-Disclosure and Non-Competition Agreement.nWHEREAS, in the course of its business operations, Baby Safe Homes provides its customers products and services which, by nature of the business, include trade secrets, confidential and proprietary information, and other matters deemed material or important enough to warrant protection; and WHEREAS, Applicant, by reason of his / her interest in Baby Safe Homes and in the course of his / her duties, has access to said secrets and confidential information; and WHEREAS, Baby Safe Homes has trade secrets and other confidential and proprietary information, including procedures, customer lists, and particular desires or needs of such customers to which Applicant has access in the course of his / her duties as an Applicant.nNow, therefore, in consideration of the premises contained herein, the parties agree as follows Applicant shall not, either during the time of his / her franchise evaluation with Baby Safe Homes or at any time thereafter either directly or indirectly, communicate, disclose, reveal, or otherwise use for his / her own benefit or the benefit of any other person or entity, any trade secrets or other confidential or proprietary information obtained by Employee by virtue of his / her employment with Baby Safe Homes, in any manner whatsoever, any such information of any kind, nature, or description concerning any matters affecting or relating to the Baby Safe Homes business, or in the business of any of its customers or prospective customers, except as required in the course of his / her employment by Baby Safe Homes or except as expressly authorized Baby Safe Homes Franchise Corporation, in writing.nDuring any period of evaluation with Baby Safe Homes, and for two (2) years thereafter, Applicant shall not, directly or indirectly, induce or influence, divert or take away, or attempt to divert or take away and, during the stated period following termination of employment, call upon or solicit, or attempt to call upon or solicit, any of the customers or patrons Baby Safe Homes including, but not limited to, those upon whom he / she was directly involved, or called upon, or catered to, or with whom became acquainted while engaged in the franchise evaluation process of a Baby Safe Homes franchise business.

Despite the popularity of NYC's new ferry service, some companies involved in building the fleet have been left in tough financial straits.

Furthermore, every case that involved NPS offences would require the suitably qualified medical expert to provide their evidence in court, which would no doubt incur a substantial financial cost in order to secure their services.»

July 1, 2015: Newsday reports Singh, involved in lawsuits that could threaten beach concession service in the Town of Oyster Bay, has financial, political and personal ties to Edward Mangano.

July 1, 2015: Newsday reports that Singh, involved in lawsuits that could threaten beach concession service in the Town of Oyster Bay, has financial, political and personal ties to Edward Mangano.

· Amend The Penal Law To Prohibit Undisclosed Self - Dealing By Public Officials: To address the Supreme Court's decision in Skilling, which severely hampered the federal government's ability to prosecute cases involving deprivation of «honest services» by public officials, New York State should enact a felony - level crime of «Undisclosed Self - Dealing» to target public officials who further their own financial self - interest while purporting to be acting on behalf of their constituents or government employer.

Officials of the Department of State Services and the Economic and Financial Crimes Commission were involved in a showdown for over 13 hours on Tuesday when EFCC operatives stormed the home of the immediate past Director General of the DSS, Ekpenyong Ita, to effect his arrest.

As with any service / business, we are unable to labour for free, we have to cover our time and the financial expenses involved in order to make our service successful and available to you.

The scam typically involves promising the victim a significant is а site reporting on fraud and scammers in financial services and personal.

(e) The board shall establish the information needed in an application for the approval of a charter school; provided that the application shall include, but not be limited to, a description of: (i) the mission, purpose, innovation and specialized focus of the proposed charter school; (ii) the innovative methods to be used in the charter school and how they differ from the district or districts from which the charter school is expected to enroll students; (iii) the organization of the school by ages of students or grades to be taught, an estimate of the total enrollment of the school and the district or districts from which the school will enroll students; (iv) the method for admission to the charter school; (v) the educational program, instructional methodology and services to be offered to students, including research on how the proposed program may improve the academic performance of the subgroups listed in the recruitment and retention plan; (vi) the school's capacity to address the particular needs of limited English - proficient students, if applicable, to learn English and learn content matter, including the employment of staff that meets the criteria established by the department; (vii) how the school shall involve parents as partners in the education of their children; (viii) the school governance and bylaws; (ix) a proposed arrangement or contract with an organization that shall manage or operate the school, including any proposed or agreed upon payments to such organization; (x) the financial plan for the operation of the school; (xi) the provision of school facilities and pupil transportation; (xii) the number and qualifications of teachers and administrators to be employed; (xiii) procedures for evaluation and professional development for teachers and administrators; (xiv) a statement of equal educational opportunity which shall state that charter schools shall be open to all students, on a space available basis, and shall not discriminate on the basis of race, color, national origin, creed, sex, gender identity, ethnicity, sexual orientation, mental or physical disability, age, ancestry, athletic performance, special need, proficiency in the English language or academic achievement; (xv) a student recruitment and retention plan, including deliberate, specific strategies the school will use to ensure the provision of equal educational opportunity as stated in clause (xiv) and to attract, enroll and retain a student population that, when compared to students in similar grades in schools from which the charter school is expected to enroll students, contains a comparable academic and demographic profile; and (xvi) plans for disseminating successes and innovations of the charter school to other non-charter public schools.

My business specialty involved working hands on with under - performing markets (primarily in the financial services sector) aligning the executive vision by spearheading the implementation at ground level.

The licensing process involves an in - depth application that requires lenders to provide details about the company, its headquarters, the products and services it plans to provide, as well as financial statements.

An awful lot of big businesses who have outsourced their customer service have regretted doing so; like them, you need to find a way to be involved in, and take care of, your financial future.

Philip has been with MCAP Financial Corporation for more than 20 years, primarily involved in managing the funding and servicing of both commercial mortgages and construction loans.

Also involved in the referral business, promoting financial service institutions, and providing finances, loans, sponsorship, joint venture or procuring investments projects that have not been initiated With over # 1 billion private and corporate investment portfolios.

In addition to serving his own clients, John provides case consulting services to attorneys, accountants, insurance agents, and financial advisors, and provides expert witness services in litigation involving annuities and investment productIn addition to serving his own clients, John provides case consulting services to attorneys, accountants, insurance agents, and financial advisors, and provides expert witness services in litigation involving annuities and investment productin litigation involving annuities and investment products.

Increasingly, those involved in providing financial services are interested in your habits.

I'm primarily involved in consulting to the financial services industry (commercial applications of behavioural finance and wealth management process enhancements), financial literacy content generation, and professional speaking.

This excludes banks and other institutions that are primarily involved in other financial services.

The objective of the fund is to give investors high growth opportunities and to gain long - term capital appreciation by mainly investing in equity instruments of companies involved in Banking and Financial Services Sector.

Crowd - sourced funding of shares is also different to investment - based crowd funding, which may involve investing in a managed investment scheme or be offered by someone who does not need an Australian financial services (AFS) licence.

A credit score is one key to receiving many necessary funds and services in the U.S. Your credit score is used primarily by creditors, lenders, landlords, and employers to determine the amount of financial risk involved if they give you credit, a lease, or a job.

Pennsylvania: ACCT Philly: (pet food, referrals for low - cost spay / neuter and wellness services) Action for Animals Humane Society: Latrobe (spay / neuter assistance) Animal Care & Assistance Fund (veterinary care assistance) Animal Food Bank of the Lehigh Valley: (pet food for families in need) Animal Friends: Pittsburgh (pet food, spay / neuter assistance) Animal House Project: (pet food for low - income residents of Chester County) The Animal Rescue of Western Pennsylvania (veterinary care assistance) Chester County Pet Food Pantry: Chester, eastern Berks and Montgomery counties (pet food & care assistance) Delaware County SPCA: (spay / neuter and wellness services) Forgotten Cats, Inc.: Willow Grove (spay / neuter and vaccination assistance) Henry's Cupboard at the Brandywine Valley SPCA: West Chester (pet food pantry) Humane Society of Berks County: Reading (pet food and veterinary care assistance) Humane Society of Harrisburg Area: (pet food pantry, low - cost spay / neuter services, wellness clinics, microchipping) Humane Society of Westmoreland County: Greenberg (spay / neuter and vaccination assistance) Red Paw Emergency Relief Team: Philadelphia (emergency assistance including search & rescue, emergency transport, shelter, and veterinary care to animals involved in fires and other residential disasters) Rescue Pet Food Pantry: (provides pet food to 501 (c) 3 rescues to free up financial resources) Sam's Hope: Bucks, Montgomery and Philadelphia counties (pet food and veterinary care assistance for pet owners with demonstrated financial hardship) Spay / Neuter Assistance Program, Inc.: Harrisburg (low - cost spay / neuter) Washington Area Humane Society: Eighty Four (spay / neuter and vaccination assistance, assistance for necessary veterinary medical care) Western Pennsylvania Humane Society: Pittsburgh (spay / neuter assistance, assistance for necessary veterinary medical care Wilkes Barre Animal Hospital: Wilkes Barre (spay / neuter assistance for cats) Pet Pantry of Lancaster County: (pet food, spay / neuter and wellness services, community cat program) Pennsylvania SPCA: Philadelphia (spay / neuter and wellness services)

«It emerged at the international level, through the combination of, among others: (1) the conservationist interests of big environmental NGOs in the North, (2) the interests of national and sub-national governments in the North seeking low - cost alternatives to supposedly «offset» their continued and excessive emissions of pollutants and greenhouse gases, (3) the interests of national and sub-national governments in the South seeking to obtain financial resources for the «protection» of forests in their countries, (4) the interests of corporations that could profit from market - tradable «offset» credits, including through speculation on secondary (derivatives) markets, which would allow them to continue destroying the forests for the extraction of timber, minerals or oil, the establishment of monoculture plantations, etc., thus expanding their business opportunities, and (5) the interests of consultants and other actors involved in financial capital markets who want to turn «unexploited» forests into a new market for this type of capital, through the commercialization of «environmental services» such as carbon sequestration, among others.»

A financial transaction tax levied on all financial market transactions involving stocks, bonds, foreign exchange and derivatives could raise hundreds of billions per year, helping to fund the just transition to low - carbon economies in developing countries while also supporting public services at home.

At Bacon & Woodrow I was asked to become involved in the new area — following Big Bang — of financial services regulation.

There are similar considerations when an investigation leads to a remedial programme and I have been involved as an adviser in these situations too, including providing «skilled person» services (section 166 of the Financial Services and Markets Acservices (section 166 of the Financial Services and Markets AcServices and Markets Act 2000).