Sentences with phrase «involved in securities»

The court's common sense approach to the meaning of a «trade» under the Act in this case provides some comfort to those remotely or indirectly involved in the securities industry.

If there is more than one authority involved in a securities or related investigation, how is jurisdiction allocated?

Law firms heavily involved in securities and finance are most likely to buy Bloomberg Law, given its melding of law and financial news.

Although Somalia's Ministry of Interior is responsible for regulating PSCs, that report claims, «there are strong indications of conflicts of interest among senior Somali security officials involved in the security business.»

These types of conditional calls are normally related to the price involved in the security, and allow the company, if the trading price of the stock gets to be beyond a set range, to call in the security earlier than the agreed upon date when issuing them.

I have known Andy since he was in the 10th grade and he has been involved in the security industry for over 20...

We are happy that the government is involving us in the security arrangement.

LaHood said he thought the U.S. Department of Homeland Security needed to get involved in the security matters affecting Park Row.

The situation almost immediately caused some in City Hall to cringe, fearing the appearance of a conflict of having a city official now integrally involved in security operations of an organization under city scrutiny.

Last year, and again this year, it was involved in a security and privacy scandal, thanks to Chinese adware maker AdUps, that even got US authorities involved.

«We are very involved in the security area,» Kondik said.

The Landlord should absolutely have to get involved in the security deposit, but I just re-read this and see there were roommates.

Not exact matches

On the one hand, Beijing is «closely involved» in activities in the area like scientific research, resource exploration and exploitation, shipping and security.

Although he did not get the nod as the Department of Homeland Security secretary, a position for which he interviewed, incoming White House Chief of Staff Reince Priebus told WTMJ «we definitely» want Clarke to be involved «in the administration at some level» and that he is «going to have opportunities» to serve in the Trump White House.

After news broke in November 2006 that Siemens had been involved in a global corruption scandal, involving thousands of acts of bribery in several different countries by hundreds of employees, the company had its work cut out for it in complying with securities investigations, and paying hefty fines (about $ 2.5 billion in total).

Comey testified along with National Security Agency Director Michael Rogers, who also disputed allegations that British intelligence services could have been involved in such wiretapping.

Stengel is joined on stage by Doug Ellenoff, a corporate and securities attorney with a specialty in business transactions and corporate financing who has been actively involved in working with federal government agencies as the rules are being rewritten, and Pelli Wang (on the right end of the couch), the venture director at SeedInvest, a leading equity crowdfunding platform and early - stage VC fund.

A Long Island penny stockbroker who served 36 months in prison for defrauding investors in a massive 1990s securities scam that involved widespread corruption on Wall Street and in the corporate banking world, including shoe designer Steve Madden.

Joseph Klein, Esq. represents investors and participates in securities litigations involving financial fraud throughout the nation.

Certain matters discussed in this news release are forward - looking statements that involve a number of risks and uncertainties including, but not limited to, doubts about the Company's ability to continue as a going concern, the need to obtain additional funding, risks in product development plans and schedules, rapid technological change, changes and delays in product approval and introduction, customer acceptance of new products, the impact of competitive products and pricing, market acceptance, the lengthy sales cycle, proprietary rights of the Company and its competitors, risk of operations in Israel, government regulations, dependence on third parties to manufacture products, general economic conditions and other risk factors detailed in the Company's filings with the United States Securities and Exchange Commission.

«The rise in serious incidents involving animals in flight leads us to believe that the lack of regulation in both health and training screening for these animals is creating unsafe conditions across U.S. air travel,» said John Laughter, Delta's senior vice president for corporate safety, security and compliance.

The other phones, which were seized in a variety of criminal investigations, are involved in cases where prosecutors are compelling the company to help them bypass the passcode security feature of phones that may hold evidence, the Journal added.

Williams herself says she thinks she's more apt to take risks at work because of the greater sense of security she's gained by having her father more involved in her career.

He also served as a Computer Hacking and Intellectual Property (CHIPs) prosecutor in the Major Crimes Unit, handling complex fraud prosecutions involving computer technology attacks, data security and intellectual property theft, as well as crimes involving corporate insurance, bank, tax and investment fraud.

The number of different types of devices involved in the IoT - with widely varying computing power and memory space to run security software on the devices themselves - will make the task even more complex.

Then - Secretary of State Rex Tillerson and John Kelly, then Homeland Security secretary, told Mexican officials the US military wound not get involved in enforcing immigration policy.

«Before I got deeper involved in it, I didn't know we had so many choices with Social Security strategies.»

From the low - level shysters who peddled dodgy mortgages to the Wall Street investors who packaged them into securities and the investors who bought them, everyone involved in the subprime debacle always seems somewhat put - off when reminded that at root this was a crisis about actual people and their actual homes.

The best deals, according to Breen, will include a memorandum that discloses all of the risks involved in the «private placement,» a type of non-public sale of securities available to a limited number of investors.

Following in the wake of the most recent data security breaches involving Target, PF Chang's and Sally Beauty, this week's incident involving Home Depot has certainly added to the cyber security panic throughout the online world.

Sweden's SAPO security police said it was working to find «any abettor or network involved in the attack.»

The Treasury Department wrote a letter Monday to lawyers involved in the deal expressing concern about Chinese competitors in 5G network development, which raises national security concerns over the Broadcom - Qualcomm merger.

«Platforms that engage in the activity of a national securities exchange, regardless of whether that activity involves digital assets, tokens, or coins, must register with the SEC or operate pursuant to an exemption,» Marc Berger, director of the SEC's New York Regional Office, said in a statement.

Another first for Bitcoin, but an ignominious one: The Securities and Exchange Commission has filed its first fraud lawsuit involving the virtual currency, claiming it was used in a Ponzi scheme.

Trump's former national security adviser Michael Flynn pleaded guilty in December to lying to federal agents and is providing cooperation to Special Counsel Robert Mueller's probe into Russian meddling in the 2016 U.S. election and whether the Trump campaign was involved.

It's common for employers, especially ones involved in national security and defense, to keep records of the electronic transactions of their workers.

The U.S. Department of Homeland Security was also involved in the report.

FBI chief security officer Arlette Hart described the work involved in preventing so - called insider threats during an appearance on Tuesday at the Structure Security conference in San Frsecurity officer Arlette Hart described the work involved in preventing so - called insider threats during an appearance on Tuesday at the Structure Security conference in San FrSecurity conference in San Francisco.

Forward - looking statements involve significant risks and uncertainties, including those discussed below and more fully described in the Securities and Exchange Commission reports filed by Amgen, including our most recent annual report on Form 10 - K and any subsequent periodic reports on Form 10 - Q and Form 8 - K.

The only misstep comes in the 4th paragraph, where the apology turns to the question of changes in policy: «We will... enact heightened security measures and alcohol policies that will ensure the fan experience and safety of everybody involved.»

Two people briefed on the matter said multiple security agencies were involved in investigating the threats.

In January 2014, Proofpoint, a Sunnyvale, California - based security - as - a-service company, discovered a midsized cyberattack that involved smart appliances.

For growth companies involved in the private - placement market, there's a detail of Securities and Exchange Commission policy too sweet to ignore.

«The rise in serious incidents involving animals in flight leads us to believe that the lack of regulation in both health and training screening for these animals is creating unsafe conditions across U.S. air travel,» John Laughter, Delta's senior vice president for corporate safety, security and compliance, said.

The ruling says a security involves the investment of money in a common enterprise, in which the investor expects profits primarily from others» efforts.

Mozilla's brief came amid renewed attention to the process for disclosing computer security flaws discovered by federal agencies, following a recent standoff between Apple and the FBI over a locked iPhone linked to a shooter involved in a terrorist attack in San Bernardino, Calif., in which 14 people were killed.

These risks and uncertainties include: Gilead's ability to achieve its anticipated full year 2018 financial results; Gilead's ability to sustain growth in revenues for its antiviral and other programs; the risk that private and public payers may be reluctant to provide, or continue to provide, coverage or reimbursement for new products, including Vosevi, Yescarta, Epclusa, Harvoni, Genvoya, Odefsey, Descovy, Biktarvy and Vemlidy ®; austerity measures in European countries that may increase the amount of discount required on Gilead's products; an increase in discounts, chargebacks and rebates due to ongoing contracts and future negotiations with commercial and government payers; a larger than anticipated shift in payer mix to more highly discounted payer segments and geographic regions and decreases in treatment duration; availability of funding for state AIDS Drug Assistance Programs (ADAPs); continued fluctuations in ADAP purchases driven by federal and state grant cycles which may not mirror patient demand and may cause fluctuations in Gilead's earnings; market share and price erosion caused by the introduction of generic versions of Viread and Truvada, an uncertain global macroeconomic environment; and potential amendments to the Affordable Care Act or other government action that could have the effect of lowering prices or reducing the number of insured patients; the possibility of unfavorable results from clinical trials involving investigational compounds; Gilead's ability to initiate clinical trials in its currently anticipated timeframes; the levels of inventory held by wholesalers and retailers which may cause fluctuations in Gilead's earnings; Kite's ability to develop and commercialize cell therapies utilizing the zinc finger nuclease technology platform and realize the benefits of the Sangamo partnership; Gilead's ability to submit new drug applications for new product candidates in the timelines currently anticipated; Gilead's ability to receive regulatory approvals in a timely manner or at all, for new and current products, including Biktarvy; Gilead's ability to successfully commercialize its products, including Biktarvy; the risk that physicians and patients may not see advantages of these products over other therapies and may therefore be reluctant to prescribe the products; Gilead's ability to successfully develop its hematology / oncology and inflammation / respiratory programs; safety and efficacy data from clinical studies may not warrant further development of Gilead's product candidates, including GS - 9620 and Yescarta in combination with Pfizer's utomilumab; Gilead's ability to pay dividends or complete its share repurchase program due to changes in its stock price, corporate or other market conditions; fluctuations in the foreign exchange rate of the U.S. dollar that may cause an unfavorable foreign currency exchange impact on Gilead's future revenues and pre-tax earnings; and other risks identified from time to time in Gilead's reports filed with the U.S. Securities and Exchange Commission (the SEC).

Her ruling claims the settlement does not provide an adequate technical explanation of Google's workaround, which involves scanning in - transit emails for security purposes, and then later parsing them for advertising data.

PTE 80 - 83, Class Exemption for Certain Transactions Involving Purchase of Securities Where Issuer May Use Proceeds to Reduce or Retire Indebtedness to Parties in Interest.

Hip - hop mogul is under scrutiny by securities regulators after failing to testify in a probe involving branding firm