Sentences with phrase «involved in the brokering»

Diplomats involved in brokering a settlement claim that a deal was close to being signed three times, but on each occasion Saleh stalled and withdrew at the last minute.

Mr. Seddio declined to comment and many of the operatives involved in brokering the deal for Ms. Mark - Viverito refused to discuss their roles on the record.

Smith also expressed concern about the involvement of Tom Golisano, the Rochester billionaire who was initially involved in brokering a deal between Smith and the so - called «Gang of Four» dissident Democratic senators to appoint Smith majority leader.

My problem is that I have no idea what level of risk is involved in the brokering.

Furthermore, if the cryptocurrency is subsequently traded on an exchange, the exchange and any parties involved in the brokering of trades may require registration.

Not exact matches

Walt Mitchell, a Phoenix businessman involved in the startup of three brokers, said one reason the industry attracts entrepreneurs is that businesses can profit handsomely from selling a donated product.

These managers of real estate and finance firms are often involved in insurance, commodities trading, and brokering mortgages.

Many cases involve large tax arrears, such as a real estate broker who owes $ 383,000 to the Canada Revenue Agency in unpaid income tax.

Bell was hired as a senior vice-president of sales and syndication, which involved co-ordinating meetings for O'Leary, assisting in raising funds and building relationships with brokers and financial planners.

We were involved in commercial real estate; I was the broker of our company and handled the property management and accounting duties.

The introductory clause is amended to reflect the June 9, 2017 applicability date of that section, as follows: «On or after June 9, 2017, if the insurance agent or broker, pension consultant, insurance company or investment company Principal Underwriter is a fiduciary within the meaning of ERISA section 3 (21)(A)(ii) or Code section 4975 (e)(3)(B) with respect to the assets involved in the transaction, the following conditions must be satisfied, with respect to the transaction to the extent they are applicable to the fiduciary's actions -LSB-.]»

FINRA Rule 2111 requires, in part, that a broker - dealer or associated person «have a reasonable basis to believe that a recommended transaction or investment strategy involving a security or securities is suitable for the customer, based on the information obtained through the reasonable diligence of the [firm] or associated person to ascertain the customer's investment profile.»

«Under the bill that aims to revise the Electronic Financial Transactions Act, traders, brokers, or other business entities involved in cryptocurrency transactions would be required to get regulatory approval from the Financial Services Commission.

This measure is described in a recent article in Caixin, which describes a meeting held by the CSRC involving the heads of China's 21 largest brokers: «The firms announced in a joint statement that to stabilize the stock market they would spend at least 120 billion yuan combined to buy exchange - traded funds linked to blue - chip stocks listed on the Shenzhen and Shanghai bourses.

However, NextOption was placed on our blacklist, and so we encourage forex traders to avoid them and prefer other trusted brokers, principally because we have seen strong evidence of them having involved in soliciting clients through frosty calling and spam e-mails.

Getting involved with broker chains: Particularly in the commercial finance space, the practice of «broker chains» seems to pop up everywhere.

Let's say each broker wants a point or 1 % in the deal and there are 4 brokers involved, then that is 4 % that the client has to pay not counting the lenders points if any.

A broker chain is a string of brokers that are involved in trying to find financing for one client.

Since all of our trading signals involve options trading in US markets, you will need a broker who allows you to trade US options.

Many people's preferred method for getting involved with penny stocks is to use a stock broker to purchase shares in the company.

«A particularly strong factor in deciding to publish this new edition was driven by the continuous change in terms of the standards of practice required not only of agents and brokers, but also of lawyers, mortgage brokers, lenders, financial advisors, appraisers and other involved parties,» says Rumack.

On the other hand, investing in ETFs involves paying a commission fee to a broker every time you make a trade.

In addition to «flat - fee - only» and «fee - offset» models, the SunAmerica Advisory Opinion provides that asset allocation services offered to participants (involving advice and even discretionary management) that are the product of a computer model developed and overseen by an independent financial expert, and subject to certain additional conditions, would allow a service provider (the broker - dealer, in this case) to avoid PTs when receiving variable / indirect compensation from its platform of investment offeringIn addition to «flat - fee - only» and «fee - offset» models, the SunAmerica Advisory Opinion provides that asset allocation services offered to participants (involving advice and even discretionary management) that are the product of a computer model developed and overseen by an independent financial expert, and subject to certain additional conditions, would allow a service provider (the broker - dealer, in this case) to avoid PTs when receiving variable / indirect compensation from its platform of investment offeringin this case) to avoid PTs when receiving variable / indirect compensation from its platform of investment offerings.

This is a guarantee that BinaryTilt is a real and authentic binary options broker and that the company will never get involved in fraud activities.

No broker - dealer, funding portal or investment adviser is involved in these offerings.

It is different from other trading brokers whom have been involved in a numbers of scams.

A Finra arbitration panel has awarded former UBS broker Wilson Dennis Colberg - Trigo $ 1.236 million in compensatory damages in a dispute involving his termination from the firm, but also ordered the broker to pay the firm $ 854,157 to settle the...

All of us — manufacturers, industrialists, bankers, brokers, hand workers, professors, doctors, ministers — are involved together in the moral muddle and the moral tragedy of our time.5

What might be involved if religious communities were to cooperate with others of good will to broker enclaves of spiritual civility, dialogical skin grafts in our ravaged neighborhoods of hate speech, misunderstanding and mistrust, provisional gatherings of our many persuasion, that could model a search for the good in common?

Businesses in the EU involved with importing or selling food and beverage products from China are walking, often blindly, into a potential legal and media storm, according to Aon, the leading risk manager and insurance broker.

Dairy Insider, Powered by WOW Logistics, aims to connect a wide range of dairy professionals, from producers and brokers, to suppliers, and others involved in the dairy marketplace.

In e-mails to city officials, Christopher Hansen, 44, a Seattle native who made his fortune in finance, Hansen discussed how he was involved in plans to broker deals for an arena that didn't involve tax increases or «direct public funding.&raquIn e-mails to city officials, Christopher Hansen, 44, a Seattle native who made his fortune in finance, Hansen discussed how he was involved in plans to broker deals for an arena that didn't involve tax increases or «direct public funding.&raquin finance, Hansen discussed how he was involved in plans to broker deals for an arena that didn't involve tax increases or «direct public funding.&raquin plans to broker deals for an arena that didn't involve tax increases or «direct public funding.»

It's unclear which brokers were involved in the deal.

Manhattan U.S. Attorney Preet Bharara has announced charges against 14 defendants in a $ 58 million mortgage fraud scheme involving Long Island - based mortgage broker First...

Warburg broker Jason Haber, who is highly involved with the Democratic Party in New York, hopped from event to event on Tuesday night.

For months, Cuomo has hinted that someone still active in the comptroller's office was involved in the dubious practice of using politically wired middlemen to broker access to the state pension funds.

Fukuda of the WHO has been involved in talks to broker that deal.

In this role, the power - brokers encourage cooperation, much to the benefit of everyone involved, say the researchers.

Eventually, Mark Baum (an excellent Steve Carell, playing the only man of the bunch who confronts a moral crisis when faced with the prospect of making millions of dollars off the pain and suffering of millions of people), a walking B.S. detector who is still grieving the recent suicide of his brother, and a pair of independent brokers named Charlie Geller (John Magaro) and Jamie Shipley (Finn Wittrock) get involved in their own bets against the housing market.

She has also been involved in creating book - related merchandise, as well as brokering film and television options.

Any payments the lender receives from third parties involved in the transaction will be credited to the customer, unless such payments are included in the broker's fee.

Decide how involved and hands - on you want to be in the investment processes, and then try to find a financial institution or investment broker that will meet those needs.

Fees for a private lender mortgage are meant to pay lender and broker's staff, lawyers and property appraisal experts among other professionals involved in the mortgage process.

Mortgage brokers can save you the time and headaches involved in shopping around for the right mortgage for you.

The lower price suggests that the complexity introduced by loan terms that involve a combination of cash and interest rate, with variations in yield - spread premiums, points, and even seller contributions makes it more difficult for consumers to figure out their total costs and contributes to higher prices and higher fees for lenders and brokers.

Prostocks is an online broker in the literal sense as it opens the account of its clients in a completely way without any physical meet or courier of forms involved.

Similarly, as financial investors, it's highly imperative that you invest money in trading education before getting fully involved with IB broker fx CFD trading environment.

One way to battle the higher risks involved with trading penny stocks and increase your odds of becoming profitable in your trades is to shore up your learning and experience via a reputable penny stock broker.

Norm Rothery (also featured in this video interview with Jon Chevreau) recently wrote that the ultra-low commissions offered by the discount brokers allow investors with large portfolios to buy the stocks that comprise an index directly and avoid the fees involved in holding ETFs.

Some brokers know the inherent risks involved in trading of gold, and that is why they have come up with various strata of accounts to cater for different categories of traders.