Sentences with phrase «is an independent broker»

SII is an independent broker - dealer...

StockBrokers.com is an independent broker comparison site.

Auto insurance specialists typically are independent brokers or agents who have considerable experience in the auto insurance industry.

Unlike traditional insurance agents, we are independent brokers.

True Blue Life Insurance is an independent broker that represents over 40 life insurance companies.

So no matter where you purchase your life insurance, be sure to ask your life insurance agent if he or she is an independent broker or captive to one life insurance company.

PolicyGenius is an independent broker, so they aren't affiliated with any specific insurance company (unlike some agents).

We are an independent broker, so we can help you find the best policy of the ones on the market.

Because we are independent brokers, we can bring all of the best insurance rates directly to you, without the hassle of calling the companies yourself.

We are an independent broker of life insurance coverage, and we work with many of the top life insurance providers in the marketplace today.

Being independent brokers ourselves, we work quickly to show you the ins and outs of each plan and how to fit the largest value into your budget!

When categorical guidance is wanted, the most suitable option would be an independent broker who could take all of the topical details, look at the options and come back with a solution.

Until early 2008, she was an independent broker with two offices in the Greater Los Angeles area and 10 agents under her license.

Just what is an independent broker, anyway?

I'm an independent broker.

Hi Marty do you think we are better off to not be independent brokers then?

While JPMorgan said those involved were independent brokers working under contract for the bank, federal prosecutors said that Chase maintained ultimate control and was «directly and extensively involved» in setting up the deals.

«It is logical to be an independent broker,» says Roloff Veld, founder and managing broker.

Not exact matches

A broker is, by definition, independent.

McGovern is the CEO of M Squared Consulting, a San Francisco - based service that brokers engagements for independent consultants.

After being turned down by big companies such as TD and Scotiabank, Schaefer started work as an independent broker just two months after arriving in Canada.

You can navigate the process with the help of an insurance broker, or independent agent, who is a licensed individual representing a small business owner and works on commission or a for a service fee.

Lombardo's solution was to cultivate relationships with 24 independent brokers who had good leads.

Another alternative is having crowdfunding portals or a third - party, such as a broker or accounting firm, verify the net worth of potential investors and have an independent database track all equity - crowdfunding investments.

«Many clients hire an «independent advisor» only to find out the independent advisor is also a broker.»

«Many advisors are leaving big firms like Merrill Lynch, Wells Fargo, etc. and going «independent,» but they are also staying brokers,» he says.

«It's a struggle to make sure third party assessments are truly independent,» said Terrell McSweeny, a Democratic commissioner at the Federal Trade Commission, the agency that brokered the settlement with Facebook and other tech companies.

Highland Capital Management is plotting a stronger push into the independent broker - dealer space.

Methodology Discovery Data compiled the rankings based on discretionary and nondiscretionary assets under management listed on SEC Form ADV. To capture independent fee - only planning firms, every effort is made to exclude firms with broker - dealer and insurance company affiliations and those with substantial outside ownership stakes held by private equity firms and some outside investors.

As consultant brokers, our biggest strength lies in being independent and having no consultants directly on our pay list.

It's not necessarily because sales from independent agents are declining; it's because sales through banks and broker / dealers are growing, said one industry expert.

About 80 percent of structured variable annuities are sold through independent broker - dealers and banks.

The new single - premium deferred index linked variable annuity is being offered on a commission and fee basis, which will appeal to both independent broker - dealers and registered investment advisors, the company said.

GrowthCap is a trade name for GrowthCap, LLC and its subsidiaries and other affiliates which include: GrowthCap Partners, LLC, a Delaware limited liability company, registered broker - dealer and FINRA and SIPC member firm, which provides independent financial advice on private placements, mergers, acquisitions, financial restructurings and similar corporate finance matters, and financial advisory.

As regulatory activity increases, more and more advisors are going the independent route, partly to reduce the cost obligations of compliance as a broker - dealer firm.

The desire of Fintegra «s founders was to create a TRULY independent broker - dealer.

«There's been a lot of independent research showing that a broker, an investment advisor, can advise a client for something that's really good for the investment advisor, like helps them win a fancy vacation, but isn't so good for the client.»

The independent broker / dealer is lowering a custody threshold so more advisors can take advantage of a flat - rate administration fee.

If you hold your shares in street name and you do not instruct your bank or broker how to vote your shares, your broker may vote your shares in its discretion on the ratification of the appointment of the independent registered public accounting firm, but will not be allowed to vote your shares on any of the other proposals.

One of the largest problems that independent loan brokers have is gaining access to reputable lenders that are willing to to take them seriously and work with them one - on - one to fund their deals.

Right now there's a wealth of opportunity for independent loan brokers, specifically our graduates, to provide the small businesses that keep getting snubbed by banks with the capital they need.

For an independent loan broker, the line between business time and personal time can sometimes be blurred.

Large percentages of financial advisors recruited to independent broker - dealers (IBD) are as likely to come from the insurance distribution channel as they are from big wirehouses, a financial industry expert said.

To be an independent business finance broker, a person must be highly organized and motivated.

When a person learns how to become a broker, the next decision is whether to sign up with a brokering firm, or become an independent agent.

The advisor world's best - known advisor's «advisor,» Bob Veres, has written extensively on how very different broker - dealers (sales persons) are from independent advisors.

The basic rule for independent business finance brokers is to charge a lower percentage for larger money amounts — or set a cap or flat rate to encourage clients to come to you, knowing they will be able to get the services they need, while only having to pay a little extra to you directly.

Unlike other signals providers or auto - trading robots, we're not directly affiliated with any brokers and we provide a completely independent system.

The representatives of Compass are also registered in their individual capacity to offer securities and certain investment advisory services in various states through The Strategic Financial Alliance, Inc., an independent broker - dealer and member FINRA / SIPC.

In addition to «flat - fee - only» and «fee - offset» models, the SunAmerica Advisory Opinion provides that asset allocation services offered to participants (involving advice and even discretionary management) that are the product of a computer model developed and overseen by an independent financial expert, and subject to certain additional conditions, would allow a service provider (the broker - dealer, in this case) to avoid PTs when receiving variable / indirect compensation from its platform of investment offerings.