Sentences with phrase «issuance of securities»

A company seeking to create the world's first decentralized hedge fund has been hit with a class action alleging a fraudulent issuance of securities.

It is also possible that future shareholders could see further issuance of these securities if our reliable excess cash flow grows.

A company seeking to create the world's first decentralized hedge fund has been hit with a class action alleging a fraudulent issuance of securities.

The group said they consider crypto token sales to be «an unauthorized and illegal public financing activity, which involves financial crimes such as the illegal distribution of financial tokens, the illegal issuance of securities and illegal fundraising, financial fraud and pyramid scheme.»

The growth of debt and the volume of issuance of securities was possible due to the continuous flow of liquidity from the Fed at zero interest rate.

Moody's said the total issuance of securities by Spanish banks last year reached $ 143bn, up 55pc on the 2006.

Fundamentally this backlash is about the unregulated issuance of securities, not the placing of self - executing contractual clauses on a blockchain.

The Risk Alert Notice referenced a September 2017 notice issued jointly by seven government ministries, which stated, in part, that «ICO activities are suspected of involving illegal criminal activities including illegal fund - raising, illegal issuance of securities, and illegal sale of notes and bonds» and «all institutions and individuals should immediately stop engaging in ICO activities.»

Monkey Capital, a Delaware - based company seeking to create a decentralized hedge fund, has been hit with a class action lawsuit alleging a fraudulent issuance of securities.

Almost every country in the world regulates the selling and issuance of securities.

On March 20, 2014, a total of six (6) provincial regulators announced two main proposals for new Crowdfunding prospectus exemptions that would allow early stage companies such as start - ups and SMEs to raise up to $ 1.5 million of capital online through the issuance of securities.

Equity crowdfunding involves the issuance of securities whereas the other forms of crowdfunding do not.

Meanwhile, the US Treasury must increase its issuance of securities to finance a growing deficit.

A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local agency maintaining civil, criminal, or other relevant enforcement information or other pertinent information, such as current licenses, if necessary to obtain information relevant to a DOT decision concerning the hiring or retention of an employee, the issuance of a security clearance, the letting of a contract, or the issuance of a license, grant or other benefit.

A record from this system of records may be disclosed, as a routine use, to a federal agency, in response to its request, in connection with the hiring or retention of an employee, the issuance of a security clearance, the reporting of an investigation of an employee, the letting of a contract, or the issuance of a license, grant, or other benefit by the requesting agency, to the extent that the information is relevant and necessary to the requesting agency's decision on the matter.

And similar to rating agencies, it has to be that way, because only the securities issuer has a concentrated interest in the issuance of a security, and for bonds, the rating.

• MRVC not being eligible to use the Commission's short - form registration statement on Form S - 3 to register the issuance of its securities; and

A term describing a particular type of financing in which the investment dealer negotiates with the corporation on the issuance of securities.

issuances of securities or the expectation of the issuance of securities as part of a merger or other strategic transaction;

It exists to make money off of the issuance of securities, and their trading in secondary markets.

According to the Mexican Ministry of Finance, unlike domestic debt, there is no timetable for the issuance of securities denominated in foreign currency, since the decision to issue external debt is linked to the public debt strategy as well as to market conditions.

For instance, for a deal that involved aircraft transactions and issuance of securities to be listed on the London Stock Exchange the general counsel of my company asked me to consider Skadden Arps — a preferred provider.

The Nonprofit and Tax - Exempt Organizations practice is able to assist you and your non-profit or tax - exempt organization with various forms of financing, including the issuance of securities and obtaining lines of credit.

Such offerings, in essence, are unauthorized and illegal public fundraising and are suspected of involving in criminal activities such as illegal selling of tokens, illegal issuance of securities, illegal fundraising, financial fraud and pyramid schemes... From the date of release of this Notice, fundraising through coin offering shall be banned immediately.

Another leader represented at the event was Banca IMI, a subsidiary of Italian banking group Intesa Sanpaolo, which has been experimenting with using blockchains for the issuance of securities.

An initial coin offering or ICO is an investment that gives the investor a cryptocoin, more commonly known as a coin or a token in return for investment, which is quite different to the issuance of securities as is the case in an IPO investment.