Sentences with phrase «issued by a firm»

Investors exchange digital currency, such as bitcoin, for a token issued by the firm.

High - yield bonds are usually issued by firms that have an uncertain financial outlook — either they have fallen into deteriorating credit situations, they are emerging growth companies, or they are undergoing corporate restructurings.

It is interesting to look at the price targets of the analysts at the lead managers and compare them to those that were issued by firms that were not joint lead managers.

ETNs are designed to deliver the total return on a broad index or individual commodity, but rather than being structured as pools of securities that the fund itself owns, they are instead unsecured bonds (notes) issued by a firm that agrees to deliver the return of the index it tracks.

In a November 2006 press release issued by his firm, Braynard boasted that, thanks to his patented «Braynard Precision Survey Method,» he was the only pollster to correctly predict the wide victory margin for Democrat Ben Cardin in his Maryland Senate race that year against Republican Michael Steele.

«This proposed settlement is a powerful demonstration of what is possible when federal, state and private class antitrust enforcement lawyers work together,» said Steve W. Berman, managing partner of Hagens Berman, in a statement issued by the firm today.

The guidance makes it clear that it is to be treated as a conventional system and controls issue by firms and as such firms must comply with Principle 3 (adequate risk management systems) and Principle 11 (appropriate disclosure).

The memo, issued by the firm's Women's Committee and entitled «Presentation Tips for Women,» has been widely discussed and ridiculed across the blogosphere.

As a result of concern and dissatisfaction about the whole process, appeals have been lodged and judicial review proceedings are being issued by firms whose bids were not successful.

• It talks to the employer's needs and reflects you as an ideal candidate for the job based on exact requirements issued by the firm.

The employment offer letter is a letter issued by a firm to the individuals who have been selected for appointment to a certain position.

The employment offer letter is a letter issued by a firm to the -LSB-...]

You can read more about child custody arrangements in this chapter of the e-book issues by our firm, Mediation Advantage Services.

If you have questions about alimony or child support in Massachusetts, you can read more in the e-book issued by our firm, Mediation Advantage Services in the chapter entitled» Mediation in Massachusetts: Alimony and Child Support.»

Not exact matches

Leading RegTech specialist Harry Toukalas will be revealing how his firm's AI tool can predict misconduct in financial services.This ground - breaking technology developed in conjunction with MIT analyses email communication patterns and psycholinguistic analysis of email content to flag up issues such as mis - selling, cyber security and fraud.The Blackhall & Pearl tool already being used around the world by more than 40 organisations is eight times faster than other methods.

Many fintech firms avoid legal issues by never handling consumers» money.

«By making it known that they are using these technologies they are fundamentally undermining confidence among civilian populaces that our technologically - superior governments can effectively manage threats posed by this terrorist group,» Michael S. Smith, the founder of security firm Kronos Advisory who has advised Congress on terror - related issues, told Business Insider via emaiBy making it known that they are using these technologies they are fundamentally undermining confidence among civilian populaces that our technologically - superior governments can effectively manage threats posed by this terrorist group,» Michael S. Smith, the founder of security firm Kronos Advisory who has advised Congress on terror - related issues, told Business Insider via emaiby this terrorist group,» Michael S. Smith, the founder of security firm Kronos Advisory who has advised Congress on terror - related issues, told Business Insider via email.

U.S. lawmakers have raised concerns that Moscow might use the firm's products to attack American computer networks, a particularly sensitive issue given allegations by U.S. intelligence agencies that Russia hacked and leaked emails of Democratic Party political groups to interfere in the 2016 presidential election campaign.

The firm plans to begin issuing loans by the beginning of 2016, and it will issue loans in the range of $ 15,000 to $ 20,000 to ordinary US consumers.

Whereas traditional investment methods require a firm to list in one country and utilize (at least initially) one exchange, creating and selling its own cryptocurrency allows a firm access to finance from anyone, anywhere, outside the normal constraints imposed by state - issued currencies.

NEW YORK (Reuters)- Wary of brokers who make their money by «riding the calendar» of new stock and bond issues rather than patiently building the firm's wealth management business, Morgan Stanley is cracking down where it hurts the most: compensation.

They can also be hard to come by; few firms issue them.

(In an e-mail to Canadian Business, a spokesperson for Strategic stated that the grid note «included funds loaned to Concrete to deal with the significant real estate issues in their portfolio» and that the firm agreed to reduce the total by more than $ 1 million «as a courtesy.»)

The issue is potentially compounded by a legal exemption that allows such firms to avoid a rule that they first put the work out to bid for U.S. workers.

Many large financial services firms were on track to comply by the rule's April 10 effective date, but facing pressure from certain segments of the financial industry, President Trump issued a presidential memorandum directing the Labor Department to consider revising or even rescinding the rule entirely.

Europe has no doubts that tech firms other than Facebook are affected by privacy and data protection issues similar to the social media giant, European Commissioner Vera Jourova told CNBC.

Any material issues raised by the most recent Public Company Accounting Oversight Board inspection, peer review, or independent registered public accounting firm internal quality control review or by any inquiry or investigations by governmental or professional authorities within the preceding five years respecting one or more independent audits carried out by the audit firm, and any steps taken to deal with such issues.

, became interested in the issue after talking to the CEO of a small firm in his district, who told him that the firm's growth had been stunted by the costs of defending against patent lawsuits.

Wealth giant AMP accepts it repeatedly lied to the corporate regulator and says it has been too slow in refunding fees to clients who have been charged despite receiving no service, but has defended a report produced by law firm Clayton Utz into the issue.

Senior financial supervisors from seven countries (collectively, the Senior Supervisors Group) today issued a report that assesses how firms manage their credit default swap activities related to the settlement of credit derivatives transactions terminated by the occurrence of a credit event.

The firm also secured hundreds of thousands of dollars of business with John Bolton's Super Pac, formed by the hawkish former UN ambassador to support conservative candidates campaigning on national security issues.

There are other issues to settle, including the explosive lawsuit filed by Benchmark Capital — which owns more than 10 percent of the company and has a board seat held by Matt Cohler — against Kalanick, whom the venture firm helped oust and has been trying to restrain.

Staying with new issues underwritten by reputable firms.

As part of our efforts to understand the issues of communities in the region, the New York Fed worked with small businesses in areas affected by Superstorm Sandy to comprehend the storm's impact and firms» progress with recovery efforts.

Index funds are one of a number of issues in a 401 (k) lawsuit against Anthem, Inc. brought by the St. Louis law firm of Schlichter, Bogard & Denton, the big kahuna in the world of 401 (k) plan litigation, this January.

Limited voting stock - Limited voting stock is a class of stock providing its holders with smaller than proportionate voting rights in comparison with another class of stock issued by the same firm.

It doesn't matter if you are a fixed income investor considering purchasing bonds issued by a company, an equity investor considering buying stock in a firm, a landlord contemplating leasing a property to an enterprise, a bank officer making a recommendation on a potential loan, or a vendor thinking about extending credit to a new customer, knowing how to calculate it in a few seconds can give you a powerful insight into the health of company.

«U.S. big tech is facing a storm of different problems, from greater regulation on privacy issues, to lackluster sales of products, and perceived political vendetta by the Trump administration towards some firms, such as Amazon,» he added.

Scotiabank said it would pay for the 63 - year - old, Montreal - based management firm «primarily» by issuing common shares

JPMorgan, along with all of the other major Wall Street firms, is still allowed to issue research ratings on stocks despite the firms being charged by the Securities and Exchange Commission in 2003 in the epic research scandal on Wall Street.

Between January 28 and February 4, bookings issued by those countries fell 80 percent compared to the same period in 2016, according to travel research firm ForwardKeys.

Over much of 2008 the firm fought off losses by issuing stock, selling assets and reducing cost (issuing debt under such conditions became difficult to impossible).

While the returns of these bonds are affected by interest rates, they are also responsive to the overall economic cycle as well as the growth prospects of the issuing firm.

However, the Council requires firms to issue warnings that deposits are not protected by FINMA.

Brokered CDs are CDs issued by banks, purchased in bulk by securities firms and sold to clients.

Conversion of preferred stock occurs automatically and immediately upon the earlier to occur of the closing of a firm commitment underwritten public offering pursuant to an effective registration statement filed covering the offer and sale of common stock in which (i) the aggregate public offering price equals or exceeds $ 25 million, (ii) with respect to the Series F convertible preferred stock only, the public offer price per share of which is not less than one times the original issue price of the Series F convertible preferred stock, (iii) with respect to the Series E convertible preferred stock only, the public offer price per share of which is not less than one times the original issue price of the Series E convertible preferred stock and (iv) with respect to the Series D convertible preferred stock only, the initial public offering price per share of which is not less than two times the original price of preferred stock, or the date specified by holders of at least 60 % of the then outstanding Series B convertible preferred stock, Series C convertible preferred stock, Series D convertible preferred stock, Series E convertible preferred stock, Series F convertible preferred stock and Series G convertible preferred stock, provided however, that in the event that the holders of at least 65 % of the then outstanding shares of holders Series G convertible preferred stock, at least a majority of the then outstanding shares of Series F convertible preferred stock or at least of 65 % of the then outstanding share of Series E convertible preferred stock do not consent or agree to the conversion, conversion shall not be effective to any shares of the relevant series of Series G convertible preferred stock, Series F convertible preferred stock or Series E convertible preferred stock for which the approval threshold was not achieved.

No other policy issues were listed in the disclosure form filed by the firm.

This dilution is an issue in publicly traded stock market firms, but it has been historically addressed by keeping the size of the ESOP modest compared to the rest of shareholders (most ESOPs in stock market companies are under 20 %) and by establishing a corporate culture where employee stock ownership is likely to increase the performance of the firm so as to offset the modest dilution of profits per share of non-employee shareholders.

The continent's pension funds, meanwhile, face a tougher challenge paying for their members» retirement, as early September saw the world's first negative - yielding corporate bonds, issued by French pharmaceutical firm Sanofi and German cement maker Henkel.

The issue is the method by which it was rescued - who was protected, and who was not; why a consortium was not used instead of a single firm; why the claims of Bear's bondholders should be secure while the public bears the risk of the toxic waste foisted upon us.