Sentences with phrase «issued by regulators»

Cease & desist orders, issued by regulators in Texas and North Carolina accuse BitConnect of engaging in the illegal sale of unregistered securities.

The nature of such opinions varies between jurisdictions, but, in general, ethics opinions are advisory opinions issued by regulators about specific issues that lawyers may face in practice.

Life insurance products are structured around guidelines issued by the regulator.

I think the largest fine issued by the regulator for a similar security issue was well under a $ 1 million.

Not exact matches

Quite apart from the argument over OSFI - style oversight, the former federal official and others stress this segment of the market at least requires more transparency and clearer data so regulators and the Bank of Canada can better understand the credit landscape and the extent of high - risk loans issued by private lenders.

WASHINGTON, May 1 - A District of Columbia federal judge dismissed a lawsuit brought by state bank regulators against the U.S. District Judge Dabney Friedrich wrote in her decision tossing out the case, issued late on Monday.

Federal regulators, which review contracts made by USPS, have not raised any issues with the terms of its contract with Amazon.

This is a particular issue for Hong Kong, where retail investors often expect to be protected by regulators.

The issue of compliance of this feature with GDPR is therefore not settled at this point,» the Irish regulator said in a statement quoted by CNBC.

The OSC warning comes after a Texas regulator issued a cease and desist order against BitConnect in January, claiming BitConnect said it would deliver annualized returns of 100 per cent or more by issuing BitConnect Coins.

Specific rules that mention net neutrality or traffic prioritization and the like are still a minority, but it can be a matter of interpretation as to the application of more general regulation to do with competition issues by sector specific regulators or competition authorities.

«We intend to notify government regulators that Goop is engaged in a deceptive marketing campaign unless, by August 18, 2017, you show us that you have taken action to remove the inappropriate health claims -LSB-...] and made every effort to alert Goop customers of these issues,» the letter read.

This sort of reclassification is favoured by both President Barack Obama and FCC Chairman Tom Wheeler, not to mention the millions of consumers who have written in to the regulator on the issue.

Wealth giant AMP accepts it repeatedly lied to the corporate regulator and says it has been too slow in refunding fees to clients who have been charged despite receiving no service, but has defended a report produced by law firm Clayton Utz into the issue.

These included updates on compensation - related regulations and guidance issued by the Board of Governors of the U.S. Federal Reserve System (Federal Reserve Board) and other U.S. federal banking regulators, the Financial Stability Board, the United Kingdom Financial Services Authority and other regulators around the world.

In a statement issued by Autorite des Marches Financiers (AMF), the nation's financial market watchdog, regulators said they had noticed a growing trend in unregulated futures and derivatives trading involving cryptocurrency.

WASHINGTON (Reuters)- Entrepreneurs and start - up companies looking for investors will be able to solicit over the Internet from the general public under a new proposal issued by U.S. regulators on Wednesday.

State regulators issued an immediate moratorium on admissions Friday for Floridian Gardens Assisted Living Facility in Miami, a 180 - bed elder care center operated by the owner of the Hollywood nursing home where a dozen residents died after Hurricane Irma.

In India, all the issues related to 2G auction bidding have finally been settled down by the telecom regulators.

While issuing warnings or trying to educate the public against what regulators fear are risky investments are not uncommon around the world, in this case they tried to sway public opinion against crypto assets by paying social media influencers to attack them.

(1) It issues and redeems paper money — United States and Treasury notes;... (4) it transfers money to move the crops;... (6) it acts as a regulator of the rate of discount by contracting and expanding the currency through its operations upon the deposits in banks and in its own vaults; (7) it keeps the gold reserve of the country.

The Australian government explains that it has taken the same approach that countries such as the United States, United Kingdom, and Canada have taken regarding digital currency businesses because it will facilitate innovation and follow guidance issued by the Financial Action Task Force — the international regulator for preventing money laundering, terrorism financing, and other dangers that hinder the world's financial system.

A joint workgroup by financial sector regulators could be put in place to tackle issues around cryptocurrencies and ICOs.»

From the outset, the cryptocurrency community has held as a fundamental tenet that cryptocurrencies are inherently superior to fiat currencies by virtue of the security associated with the technology, the cap on the number of units of currency to be issued (either immediately or ultimately) and the freedom from meddling regulators, especially central banks.

It is clear that as interest in issuing, marketing and participating in ICOs in the UAE develops, the guidance that will be issued by the relevant regulators will also develop so as to protect investors in ICOs and maintain confidence in the UAE financial services and securities market as a whole.

But the Australian Competition and Consumer Commission statement of issues was so heavily populated by red lights that Murray Goulburn has gone straight to the regulator's overseer, the Australian Competition Tribunal (ACT).

The meeting was skipped by top utility regulators, who pointed to the 24 public hearings they've had on the issue.

As the relicensing process for New York's Indian Point nuclear power plant crawls forward, federal regulators have issued decisions on contentions raised by the state and an environmental group.

On 19 March, Kansas's regulator, the Kansas Corporation Commission, issued an order that would reduce saltwater injection in Harper and Sumner counties by up to 60 % for some wells — its first response to specific wells that seem to be triggering quakes.

Fauci says he hopes the moratorium will lead to «a more transparent and intelligent discussion» by regulators, scientists, and the public about the issues raised by these experiments.

Those issues were revealed dramatically by the deaths, between 2010 and 2012, of four monkeys, animal care failures that resulted in a $ 24,000 fine by federal regulators.

The study that will be published in the March 21 issue of the science magazine Cell describes how insulin, through the activity of an enzyme recently described by the Freiburg research team, blocks one of the most important cellular stress regulators, a protein called SKN - 1.

That's precisely what many school - choice supporters fear — moving away from state - by - state decisions on these sensitive issues to a one - size - fits - all approach with Uncle Sam as regulator - in - chief.

One of the ways you could overcome this issue is by replacing your old regulator with an adjustable fuel pressure regulator.

A preliminary evaluation is the first step in a process that could lead to a recall should regulators determine that a safety issue needs to be addressed by a manufacturer.

Earlier this month, the Japanese tech giant asked the telecom regulator to dismiss its grants issued to the device identified by the FCC ID number PY7 - 00718V, citing a «design change» as the reason -LSB-...]

If a bank is known to have significant issues like being under investigation by regulators and there is a possibility of insolvency then merchants would reject any checks originating from that bank.

State banks may issue credit cards as well as perform other standard banking operations and are regulated and chartered both by their respective state's banking regulator an the FDIC.

Nationwide Mortgage Loans Corporation compares the name of each borrower to any list of known or suspected terrorists or terrorist organizations issued by any federal government agency and designated as such by the Treasury Department in consultation with the federal functional regulators.

Currently one of every five American consumers has an error on his or her credit report and 5 percent of us endure errors so serious that we likely are being overcharged for credit card debts, auto loans, insurance policies and other financial obligations, according to a comprehensive study issued Monday by federal regulators.

A notice issued on Wednesday by the Canadian Securities Administrators (CSA), an umbrella organization of Canada's provincial and territorial securities regulators, regarding binary options providers was widely circulated by the financial watchdogs, including the British Columbia Securities Commission (BCSC), the Autorite des Marches Financiers (AMF), and the Alberta Securities Commission (ASC).

Encouraged by loan modifications and other efforts to manage mortgage payment problems, regulators began encouraging lenders and borrowers to work together to head off any issues before they festered and borrowers began to miss payments.

That widely distributed pitch prompted Nevada regulators to issue a «fraud alert» warning that «consumers, brokers and lenders that complete, submit or participate in the completion and submission of an application for credit that contains misrepresentations or false information are subject to administrative actions and potential criminal penalties by the state.»

Protecting Senior Investors: Report of Examination of Securities Firms Providing «Free Lunch» Sales Seminars Issued by the Securities and Exchange Commission, North American Securities Regulators and Financial Industry Regulatory Authority, this report concludes that free - lunch seminars focus more on sales than education and often make exaggerated or misleading claims.

[Update - Nov. 2005: Federal regulators at the Office of the Comptroller of the Currency, spurred on by watchdog groups, are requiring banks that issue credit cards to increase minimum payments in accordance with guidelines laid out in Feb. 2003.

The National Association of Insurance Commissioners (NAIC), the U.S. regulatory support organization created by the chief insurance regulators from all 50 states, formed a Long - Term Care Innovations Subgroup to study this issue.

Those issues were revealed dramatically by the deaths, between 2010 and 2012, of four monkeys, animal care failures that resulted in a $ 24,000 fine by federal regulators.

Delta Air Lines had to apologize on Friday and said it recognized the seriousness of the issue after it was criticized by the Chinese aviation regulator for listing Taiwan and Tibet as countries on its website.

Banking supervisors and regulators have demonstrated growing awareness of the materiality of sustainability issues, as shown by the establishment of the Financial Stability Board Task Force on Climate - related Financial Disclosures.

Third, shouldn't inconvenient sustainability issues be resolved before we proceed any further, by applying the same guidelines to renewable energy as courts, regulators and eco-activists apply to fossil fuels?