Sentences with phrase «issuers in public offerings»

We've helped execute hundreds of financing transactions and are leaders in representing New England issuers in public offerings.

Not exact matches

He represents issuers and underwriters in public and private initial and follow - on offerings of equity and debt securities, banks and hedge funds in secondary market par and distressed debt trading, and sponsors of and liquidity providers to securitization vehicles in connection with transactions and regulation applicable to their activities.

In California, the risk capital test considers whether there is attempt by an issuer to (1) raise funds for a business venture or enterprise (2) through an indiscriminate offering to the public at large, (3) where the investor is in a passive position to affect the success of the enterprise, and (4) the investor's money is substantially at risk because it is inadequately secureIn California, the risk capital test considers whether there is attempt by an issuer to (1) raise funds for a business venture or enterprise (2) through an indiscriminate offering to the public at large, (3) where the investor is in a passive position to affect the success of the enterprise, and (4) the investor's money is substantially at risk because it is inadequately securein a passive position to affect the success of the enterprise, and (4) the investor's money is substantially at risk because it is inadequately secured.

For example, an issuer contemplating a private placement in close proximity to a public offering should consider whether the public offering may have been a «general solicitation» that renders the private placement exemption unavailable for the new financing.

In our Securities Practice, we act as counsel to more than 80 public companies (including 20 Chinese issuers), as well as, numerous FINRA (formerly NASD) licensed underwriters and placement agents in connection with their financing activities, including private placements and public offerings of equity and debt securitieIn our Securities Practice, we act as counsel to more than 80 public companies (including 20 Chinese issuers), as well as, numerous FINRA (formerly NASD) licensed underwriters and placement agents in connection with their financing activities, including private placements and public offerings of equity and debt securitiein connection with their financing activities, including private placements and public offerings of equity and debt securities.

Illiquid asset Immediate - or - cancel Income bond Income statement Indenture Index Indication of interest Individual Retirement Account (IRA) Industrial revenue bonds Inflation Inflation rate Initial public offering Inside market Insider Instinet Institutional investor Intangible drilling and development costs Integration Interbank market Interest Intermarket Trading System (ITS) Interpositioning In - the - money Intrastate offering Intrinsic value Introducing broker / dealers Inventory Inverted head and shoulders pattern Investment Investment adviser Investment Advisers Act of 1940 Investment banker Investment Company Investment Company Act of 1940 Investment contract Investment grade securities Investor brochure In - whole call IOC IPO Issue Issuer

Green shoe offering: A new issue in which the issuer grants the underwriters an option or a warrant to purchase up to 15 % more shares from the issuer at prices below the public offering price.

In the corporate finance and securities areas, Mr. Johansson's experience includes public and private equity and debt financings, representing both U.S. and foreign issuers and investors, ranging from simple debt and equity offerings to more complex financings coupled with recapitalizations and rights offerings.

He has represented public and private issuers in securities offerings, mergers, acquisitions, spin - offs and joint ventures.

She has represented both underwriters and issuers in a variety of financing transactions, such as initial public offerings, secondary equity offerings, high - yield, investment - grade and convertible bond offerings, and debt restructurings.

James Lewis has over 25 years» experience in a broad range of international and domestic corporate finance transactions; IPOs and equity and debt issues, acting for the issuer and the sponsor / broker; public and private mergers and acquisitions (including by takeover offer and scheme of arrangement); and redomicile transactions and reorganisations.

He has advised U.S. and non-U.S. issuers and underwriters on capital markets transactions, including initial public offerings and other equity offerings and public and private high - yield, investment - grade and convertible debt offerings, including in Latin America.

As a member of the Securities Practice Group, Ray has represented issuers and underwriters in connection with initial public offerings, secondary offerings and Rule 144A debt offerings.

Rossetti has served as counsel for a number of venture capital clients and in public offerings on behalf of issuers and underwriters, including J.P. Morgan H&Q, Oppenheimer & Co..

Daryl has extensive experience representing private equity firms and public companies in their acquisitions and divestitures, and issuers and underwriters in public and private offerings.

The fundamental consideration is whether or not the Issuer has satisfied the «Public Offer Test» under the Australian tax legislation which, if not satisfied, results in an Australian Issuer withholding 10 % on payments of interest under bonds to overseas investors.

Simon's particular expertise is in acting for issuers and underwriting syndicates in public and private equity and debt financings involving real estate companies and REITs (domestic, cross-border and international), including initial public offerings.

Matt also has significant experience in the corporate finance area, advising issuers and underwriters on public and private offerings of debt and equity securities.

Finkelstein focuses his practice on representing corporate trust institutions as indenture trustees and agents in connection with domestic and cross-border debt capital markets transactions, such as offerings of corporate and municipal, high - yield and investment grade, secured, unsecured and subordinated, convertible, public and private debt issued under trust indentures of domestic and international issuers.

He has worked on public and private debt and equity offerings, exchange offers and debt restructurings by U.S. and non-U.S. issuers in a variety of industries.

Kathy advises a broad range of Canadian companies involved in the energy and resources, technology, and food and agribusiness sectors on matters involving the Toronto Stock Exchange (TSX) and TSX Venture Exchange rules and regulations, public and private offerings, corporate reorganizations, mergers and acquisitions, takeover and issuer bids, going - private transactions, related - party transactions and equity - based compensation arrangements, and has provided leadership on complex international transactions.

Brandon represents issuers and underwriters in debt and equity securities offerings, including Section 144A / Regulation S and registered transactions, shelf offerings, follow - on offerings and initial public offerings.

In the many public offerings in which we have served as counsel, we have represented issuers, New York Stock Exchange member firm underwriters, selling shareholders, and selling group memberIn the many public offerings in which we have served as counsel, we have represented issuers, New York Stock Exchange member firm underwriters, selling shareholders, and selling group memberin which we have served as counsel, we have represented issuers, New York Stock Exchange member firm underwriters, selling shareholders, and selling group members.

Clay also advises issuers in connection with public and private offerings of equity and debt securities, including through equity compensation plans, and advises clients on other securities - related and general corporate governance matters.

Leah Sanzari, a partner in Orrick's New York office, acts as counsel to issuers, underwriters, servicers, placement agents and investors in connection with both public offerings and private placements.

In his securities practice he has represented issuers and underwriters in public offerings and private placements; prepared and reviewed proxy statements and other periodic filings under the Exchange Act; represented clients in proxy contests; represented non-interested directors of an investment company; and handled civil litigation under the securities lawIn his securities practice he has represented issuers and underwriters in public offerings and private placements; prepared and reviewed proxy statements and other periodic filings under the Exchange Act; represented clients in proxy contests; represented non-interested directors of an investment company; and handled civil litigation under the securities lawin public offerings and private placements; prepared and reviewed proxy statements and other periodic filings under the Exchange Act; represented clients in proxy contests; represented non-interested directors of an investment company; and handled civil litigation under the securities lawin proxy contests; represented non-interested directors of an investment company; and handled civil litigation under the securities laws.

Sara also counsels issuers in connection with public and private offerings of equity and debt securities and assists investment advisers and other securities firms on federal and state regulatory and compliance matters.

As a partner in Davis Polk's Corporate Department, Mr. Meade primarily represents issuer and underwriter clients in public and private securities offerings, and also advises on general corporate matters, including strategic transactions, corporate governance and SEC reporting and compliance matters, for U.S. and non-U.S. corporations.

Andrew's experience in corporate finance includes advising issuers and investment dealers on public and private offerings of debt and equity securities, both domestically and cross-border, with an emphasis on the mining and precious metals sector.

Section 130 (1) of the OSA provides that where a prospectus contains a misrepresentation, «a purchaser who purchases a security offered by the prospectus during the period of distribution or during distribution to the public» has a cause of action against, amongst others, the issuer and underwriters of the securities in question.

Elizabeth represents a variety of market participants, including sponsors, issuers and underwriters, in public and private offerings of commercial mortgage - backed securities.

His practice focuses on the representation of sponsors, issuers, project developers, lenders, investors and governmental entities in project financings, infrastructure projects in the public - private partnership sector (PPP) and securities offerings.

As part of our direct listing, these fees will be expensed in the period incurred and not deducted from net proceeds to the issuer as they would be in an initial public offering.

ICO is somewhat similar to the regular Initial Public Offerings (IPO) only that in ICO, the issuers — being the start - up tech companies in this case, offer cryptocurrency tokens instead of shares in exchange for money.

Elio Motors, Inc. (OTC QX: ELIO), the first Reg A + issuer to list on a public marketplace following a crowdfunded offering, has filed a Form S - 1 with the SEC indicating its intent to sell additional shares in the company.

Van Schreven's comment speaks to a broader trend in the cryptocurrency space of token issuers raising the money they need in private initial coin offerings (ICOs) and then skipping the public sale for what's being called an airdrop.

An ICO is like an initial public offering — but instead of offering shares in a company, an issuer offers digital tokens that...