Sentences with phrase «known brokerage house»

Not exact matches

Employers like Buckingham contract with a financial services organization (generally, a brokerage house, mutual fund company, or insurance firm) to administer what is known as a prototype SEP plan.

The brokerage house follows the Anti-Money Laundering and Know Your Customer guidelines, in order to ensure that the fund reaches the legitimate account holder.

I went as Director of Commodities to a brokerage house, because I knew how to trade commodities.

A brokerage house could sell you shares that come with an upfront sales fee, otherwise known as a «load.»

Having sworn an affidavit of service, which you'll file with the court, about six to eight weeks later you'll receive a certificate that gives you the authority to act so that anyone who needs proof — the bank, the brokerage house, the credit card company — knows you're «legal.»

Broker - dealers at banks or brokerage houses, known as the underwriter, act as intermediaries between the issuer and the bond buyer.

I have my brokerage business with one particular well - known US brokerage house.

A brokerage house could sell you shares that come with an upfront sales fee, otherwise known as a «load.»

These changes will hopefully break the brokerage house - style business model so that the public can trust the legal advertising it sees and clients can take comfort in knowing that the lawyer they hire is going to be the lawyer who actually works on their case.

Formed by the merger of Sallah & Cox, LLC and Beam & Astarita, LLC, our attorneys include James D. Sallah, a former Senior SEC Attorney and in - house lawyer for a national brokerage firm, Mark J. Astarita, a nationally recognized securities litigator and outside counsel to dozens of regional broker - dealers and investment advisers, Jeffrey L. Cox, a former Senior SEC Attorney and federal prosecutor responsible for prosecuting economic crimes and Raymond Beam, a former prosecutor and well - known criminal defense attorney.

But with the rules and regs saying one thing, agents thinking something else altogether or not «thinking» at all in some cases, the only thing that prevails is total confusion for the public, who often don't know what to think (they just want to buy or sell a house)-- and many agents can't explain it, neither can their brokerages — or what is taught in courses (which sometimes is in total conflict course to course to course) merely adds more confusion, thanks now to the total input of the CB lady.

Loft47 provides transaction processing services and accounting support to brokerages so that traditional in - house processing will no longer be required.

By and large, the hot markets for seniors housing development are pretty well - known, says Jeff Binder, managing director with Senior Living Investment Brokerage Inc. «We're seeing a few basic trends that really aren't too surprising... more of a longing for familiarity,» Binder says.

No, the brokerage itself does «profit sharing» with the agents so they encourage the agents to use the in house lender in order to increase the office profit and thus give kickbacks to the individual agents.

Non-Traditional IRA Custodians Offer You Freedom Of Choice Non-Traditional IRA Custodians Allow You to Invest Your IRA Your Way Without The Interference or Limitations of a Brokerage House Did you know that if you have an IRA account, you have the... Read More

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For example, an in - house title company could thank customers for their business by phone or e-mail and also ask them if they know anyone who could use your company's brokerage services.